Hedge Fund Database

OAK HARVEST INVESTMENT SERVICES

OAK HARVEST INVESTMENT SERVICES, LLC Legal Name

Adviser information for OAK HARVEST INVESTMENT SERVICES last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 37
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 20
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 817 $728.8M
Non-Discretionary 0 $0
Total 817 $728.8M

Clients

Type Number RAUM
Individuals 473 $204.4M
HNW Individuals 334 $494.3M
Banking or thrift institutions 0 $0
Investment companies 1 $4.4M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 7 $20.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $5.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 13
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-116667
SEC ERA File Number 801-116667
SEC CIK Numbers 1839430
SEC CRD Numbers 173293
Legal Entity Identifier None

Principal Office

920 MEMORIAL CITY WAY
SUITE 150
HOUSTON
TX
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 281-822-1350, Fax: 281-822-1355

Websites

thegogosisterhood.com/ www.linkedin.com/company/oak-harvest-financial-group/ councils.forbes.com/profile/jessica-cannella-co-founder-president-oak-harvest-financial-group/99077dc6-e00e-4647-96ef-77 www.youtube.com/c/oakharvestfinancialgroup www.facebook.com/thegogosisterhood www.oakharvestfunds.com/ www.instagram.com/oakharvestfg twitter.com/oakharvest www.oakharvestfg.com www.youtube.com/channel/ucklvom9f5ic01-hhxrmuxpq www.facebook.com/oakharvest/ www.linkedin.com/company/oak-harvest-financial-group/mycompany/ www.instagram.com/theretirementincomeshow/ oakharvestfg.com/go-go-sisterhood/ www.instagram.com/the.gogosisterhood/ www.facebook.com/theretirementincomeshow/ www.youtube.com/@oakharveststocktalk www.quora.com/profile/troy-sharpe-9

Chief Compliance Officer

C. NATHAN KATTNER
920 MEMORIAL CITY WAY
SUITE 150
HOUSTON
TX
United States
Tel: 281-822-1350
(Full email address available in API data)

Regulatory Contact

JAMES MCFARLAND
INVESTMENT ADVISER REPRESENTATIVE
920 MEMORIAL CITY WAY
SUITE 150
HOUSTON
TX
United States
Tel: 281-822-1350
Fax: 281-822-1355
(Full email address available in API data)

Industry Affiliates

OAK HARVEST INSURANCE SERVICES, LLC Insurance company or agency
OAK HARVEST LONG/SHORT HEDGED EQUITY FUND Commodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Sharpe, Jessica, Cannella Individual – PRESIDENT 04/2018 < 5%
SHARPE, TROY, ROBERT Individual – CHIEF EXECUTIVE OFFICER 09/2014 < 5%
SHARPE, TROY, ROBERT Individual OHFG MANAGEMENT, INC OWNER 05/2018 50-75%
OHFG VENTURES, LP Domestic Entity – HOLDING COMPANY 05/2018 > 75%
PERRAS, CHRISTOPHER Individual – CHIEF INVESTMENT OFFICER 04/2018 < 5%
Sharpe, Jessica, Cannella Individual OHFG MANAGEMENT, INC OWNER 05/2018 25-50%
OHFG MANAGEMENT, INC Domestic Entity OHFG VENTURES, LP GENERAL PARTNER 05/2018 > 75%
KATTNER, CHRISTOPHER, NATHAN Individual – CHIEF COMPLIANCE OFFICER 07/2022 < 5%

No. Employees, Historic

4020020192020202120222023202420257 on 4/22/20197 on 5/7/20197 on 5/23/20197 on 6/3/20197 on 6/12/20197 on 7/11/20197 on 7/17/20197 on 9/30/20196 on 10/1/20196 on 11/6/20196 on 11/22/20197 on 12/16/20197 on 1/13/20209 on 3/4/20209 on 3/9/20209 on 6/2/20209 on 12/14/20209 on 1/5/20219 on 2/1/20219 on 3/15/20219 on 3/16/202110 on 5/25/202111 on 6/7/202111 on 6/25/202111 on 7/16/202111 on 7/21/202111 on 7/29/202111 on 10/12/202112 on 11/3/202112 on 12/2/202113 on 12/22/202113 on 2/15/202212 on 2/17/202212 on 2/22/202213 on 3/10/202214 on 4/5/202214 on 5/5/202214 on 7/12/202214 on 7/14/202214 on 7/14/202213 on 7/25/202213 on 8/24/202213 on 9/7/202212 on 9/14/202213 on 11/1/202215 on 2/9/202315 on 3/14/202315 on 4/5/202316 on 4/28/202315 on 5/3/202315 on 5/4/202316 on 6/12/202316 on 7/5/202316 on 7/25/202316 on 8/29/202317 on 10/6/202324 on 10/16/202324 on 11/28/202336 on 12/21/202337 on 3/22/202437 on 3/25/202437 on 3/26/2024

RAUM, Historic

800M400M02019202020212022202320242025109828932 on 4/22/2019109828932 on 5/7/2019109828932 on 5/23/2019109828932 on 6/3/2019109828932 on 6/12/2019109828932 on 7/11/2019109828932 on 7/17/2019109828932 on 9/30/2019109828932 on 10/1/2019109828932 on 11/6/2019109828932 on 11/22/2019109828932 on 12/16/2019109828932 on 1/13/2020109828932 on 3/4/2020182482570 on 3/9/2020182482570 on 6/2/2020182482570 on 12/14/2020182482570 on 1/5/2021182482570 on 2/1/2021308699354 on 3/15/2021308699354 on 3/16/2021308699354 on 5/25/2021308699354 on 6/7/2021308699354 on 6/25/2021308699354 on 7/16/2021308699354 on 7/21/2021308699354 on 7/29/2021308699354 on 10/12/2021308699354 on 11/3/2021308699354 on 12/2/2021308699354 on 12/22/2021544802775 on 2/15/2022544802775 on 2/17/2022544802775 on 2/22/2022544802775 on 3/10/2022544802775 on 4/5/2022544802775 on 5/5/2022544802775 on 7/12/2022544802775 on 7/14/2022544802775 on 7/14/2022544802775 on 7/25/2022544802775 on 8/24/2022544802775 on 9/7/2022544802775 on 9/14/2022544802775 on 11/1/2022544802775 on 2/9/2023555008461 on 3/14/2023555008461 on 4/5/2023555008461 on 4/28/2023555008461 on 5/3/2023555008461 on 5/4/2023555008461 on 6/12/2023555008461 on 7/5/2023555008461 on 7/25/2023555008461 on 8/29/2023555008461 on 10/6/2023555008461 on 10/16/2023555008461 on 11/28/2023555008461 on 12/21/2023728834314 on 3/22/2024728834314 on 3/25/2024728834314 on 3/26/2024

No. Clients, Historic

90045002019202020212022202320242025231 on 4/22/2019231 on 5/7/2019231 on 5/23/2019231 on 6/3/2019231 on 6/12/2019231 on 7/11/2019231 on 7/17/2019231 on 9/30/2019231 on 10/1/2019231 on 11/6/2019231 on 11/22/2019231 on 12/16/2019231 on 1/13/2020231 on 3/4/2020326 on 3/9/2020326 on 6/2/2020326 on 12/14/2020326 on 1/5/2021326 on 2/1/2021450 on 3/15/2021450 on 3/16/2021450 on 5/25/2021450 on 6/7/2021450 on 6/25/2021450 on 7/16/2021450 on 7/21/2021450 on 7/29/2021450 on 10/12/2021450 on 11/3/2021450 on 12/2/2021450 on 12/22/2021610 on 2/15/2022610 on 2/17/2022610 on 2/22/2022610 on 3/10/2022610 on 4/5/2022610 on 5/5/2022610 on 7/12/2022610 on 7/14/2022610 on 7/14/2022610 on 7/25/2022610 on 8/24/2022610 on 9/7/2022610 on 9/14/2022610 on 11/1/2022610 on 2/9/2023728 on 3/14/2023728 on 4/5/2023728 on 4/28/2023728 on 5/3/2023728 on 5/4/2023728 on 6/12/2023728 on 7/5/2023728 on 7/25/2023728 on 8/29/2023728 on 10/6/2023728 on 10/16/2023728 on 11/28/2023728 on 12/21/2023817 on 3/22/2024817 on 3/25/2024817 on 3/26/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 8M 76K –
ABBVIE INC COM 7M 38K –
ADVANCED MICRO DEVICES INC COM 2M 12K –
ALPHABET INC CAP STK CL C 323K 2K –
ALPHABET INC CAP STK CL A 4M 22K –
AMAZON COM INC COM 5M 28K –
AMGEN INC COM 11M 36K –
ANALOG DEVICES INC COM 9M 39K –
APPLE INC COM 26M 125K –
APPLIED MATLS INC COM 4M 15K –
ASML HOLDING N V N Y REGISTRY SHS 2M 2K –
BANK AMERICA CORP COM 323K 8K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1M 3K –
BLACKROCK INC COM 7M 9K –
BP PLC SPONSORED ADR 850K 24K –
BROADCOM INC COM 15M 9K –
CATERPILLAR INC COM 1M 4K –
CHEVRON CORP NEW COM 9M 56K –
CHIPOTLE MEXICAN GRILL INC COM 870K 14K –
CISCO SYS INC COM 6M 121K –
CME GROUP INC COM 9M 46K –
COCA COLA CO COM 527K 8K –
COMCAST CORP NEW CL A 6M 144K –
CONSTELLATION BRANDS INC CL A 4M 14K –
COSTCO WHSL CORP NEW COM 10M 12K –
CULLEN FROST BANKERS INC COM 3M 29K –
CVS HEALTH CORP COM 210K 4K –
DEERE & CO COM 2M 6K –
DEXCOM INC COM 1M 12K –
DIAMONDBACK ENERGY INC COM 8M 40K –
DOMINOS PIZZA INC COM 562K 1K –
DUKE ENERGY CORP NEW COM NEW 9M 92K –
ELI LILLY & CO COM 761K 840 –
ENERGY TRANSFER L P COM UT LTD PTN 692K 43K –
ENTERPRISE PRODS PARTNERS L COM 313K 11K –
ETF SER SOLUTIONS VIDENT US EQUITY 201K 4K –
EXXON MOBIL CORP COM 4M 33K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 231K 13K –
GENERAC HLDGS INC COM 478K 4K –
GODADDY INC CL A 666K 5K –
HERSHEY CO COM 5M 29K –
HILTON WORLDWIDE HLDGS INC COM 904K 4K –
HOME DEPOT INC COM 11M 32K –
HONEYWELL INTL INC COM 7M 35K –
HP INC COM 5M 156K –
INTUITIVE SURGICAL INC COM NEW 3M 7K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 326K 9K –
INVESCO QQQ TR UNIT SER 1 1M 2K –
INVESCO SR INCOME TR COM 73K 17K –
ISHARES TR CORE S&P500 ETF 1M 2K –
ISHARES TR RUS 1000 GRW ETF 250K 686 –
ISHARES TR CORE S&P SCP ETF 210K 2K –
ISHARES TR SHRT NAT MUN ETF 8M 76K –
ISHARES TR RUS TP200 VL ETF 348K 5K –
ISHARES TR RUS TP200 GR ETF 3M 14K –
ISHARES TR CORE DIV GRWTH 303K 5K –
ISHARES TR 0-3 MNTH TREASRY 1M 11K –
ISHARES TR S&P 500 GRWT ETF 565K 6K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 8M 157K –
JOHNSON & JOHNSON COM 8M 55K –
JPMORGAN CHASE & CO. COM 18M 91K –
KINDER MORGAN INC DEL COM 11M 534K –
LAM RESEARCH CORP COM 607K 570 –
LOCKHEED MARTIN CORP COM 9M 19K –
MARATHON PETE CORP COM 310K 2K –
MARRIOTT INTL INC NEW CL A 689K 3K –
MASTERCARD INCORPORATED CL A 9M 19K –
MCDONALDS CORP COM 4M 16K –
MERCK & CO INC COM 5M 39K –
META PLATFORMS INC CL A 1M 3K –
MICROSOFT CORP COM 9M 19K –
MORGAN STANLEY COM NEW 12M 123K –
NASDAQ INC COM 961K 16K –
NETFLIX INC COM 2M 3K –
NEXTERA ENERGY INC COM 5M 68K –
NVIDIA CORPORATION COM 7M 53K –
ORACLE CORP COM 7M 47K –
PALANTIR TECHNOLOGIES INC CL A 787K 31K –
PEPSICO INC COM 8M 46K –
PROCTER AND GAMBLE CO COM 6M 35K –
PROSHARES TR S&P 500 DV ARIST 3M 34K –
QUALCOMM INC COM 2M 12K –
REGENERON PHARMACEUTICALS COM 1M 1K –
SALESFORCE INC COM 2M 6K –
SCHLUMBERGER LTD COM STK 12M 245K –
SELECT SECTOR SPDR TR SBI INT-UTILS 8M 124K –
SOUTHWESTERN ENERGY CO COM 297K 44K –
SPDR DOW JONES INDL AVERAGE UT SER 1 10M 27K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR PRTFLO S&P500 GW 11M 142K –
SPDR SER TR PRTFLO S&P500 VL 8M 173K –
SPOTIFY TECHNOLOGY S A SHS 708K 2K –
STRYKER CORPORATION COM 2M 6K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 201K 1K –
TECHNIPFMC PLC COM 1M 52K –
TEXAS INSTRS INC COM 945K 5K –
THERMO FISHER SCIENTIFIC INC COM 2M 3K –
UNION PAC CORP COM 10M 46K –
VANGUARD INDEX FDS SMALL CP ETF 309K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 431K 2K –
VANGUARD INDEX FDS VALUE ETF 3M 18K –
VANGUARD INDEX FDS S&P 500 ETF SHS 37M 74K –
VANGUARD INDEX FDS LARGE CAP ETF 401K 2K –
VANGUARD INDEX FDS GROWTH ETF 6M 17K –
VANGUARD MALVERN FDS STRM INFPROIDX 587K 12K –
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 49M 849K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 26K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 13M 74K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 21M 181K –
VANGUARD WORLD FD INF TECH ETF 3M 5K –
VERTIV HOLDINGS CO COM CL A 665K 8K –
VISA INC COM CL A 334K 1K –
WALMART INC COM 12M 173K –
ZOETIS INC CL A 2M 10K –