INTERWEALTH MANAGEMENT, LLC
Adviser information for INTERWEALTH MANAGEMENT, LLC last updated from Form ADV on March 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 95 | $27.0M |
| Non-Discretionary | 545 | $182.8M |
| Total | 640 | $209.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 183 | $70.6M |
| HNW Individuals | 70 | $139.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-116669 |
|---|---|
| SEC ERA File Number | 801-116669 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155597 |
| Legal Entity Identifier | None |
Principal Office
8585 E HARTFORD DRSUITE 108
SCOTTSDALE
AZ
United States
Monday - Friday, 7:30 TO 5:00
Tel: 480-397-2691, Fax: None
Websites
Chief Compliance Officer
GARRETT RYAN
BRANCH PRINCIPAL
8585 E HARTFORD DR
SUITE 108
SCOTTSDALE
AZ
United States
Tel:
4803972690
G******@************************M
(Full email address available in API data)
Regulatory Contact
DENIS RYAN
MANAGING DIRECTOR
8585 EAST HARTFORD DRIVE
108
SCOTTSDALE
AZ
United States
Tel:
480-397-2691
D********@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Ryan, Garrett | Individual | – | CCO | 01/2019 | < 5% |
| RYAN, DENIS, J | Individual | – | MANAGING DIRECTOR | 01/2011 | > 75% |
| HODGESON, WHITNEY, ANNE | Individual | – | RELATIONSHIP MANANGER | 02/2016 | < 5% |