HAWKE FINANCIAL GROUP
HAWKE FINANCIAL GROUP, LLC Legal Name
Adviser information for HAWKE FINANCIAL GROUP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Idaho, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,091 | $198.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,091 | $198.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 676 | $64.6M |
| HNW Individuals | 76 | $95.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 19 | $12.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $25.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116678 |
|---|---|
| SEC ERA File Number | 801-116678 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301733 |
| Legal Entity Identifier | None |
Principal Office
2484 N STOKESBERRY PLACESUITE 100
MERIDIAN
ID
United States
Monday - Friday, 9 AM TO 5 PM
Tel: (208) 855-9400, Fax: (208) 955-2090
Websites
Chief Compliance Officer
JASON S.HAWKE
PRESIDENT
2484 N STOKESBERRY PLACE
SUITE 100
MERIDIAN
ID
United States
Tel:
208-855-9400
J****@**********M
(Full email address available in API data)
Regulatory Contact
KIMBERLEY RAIMONDO
COMPLIANCE ADMINISTRATOR
E. RAY ROAD
3930
PHOENIX
AZ
United States
Tel:
4806605659
K**@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAWKE, JASON, STEVEN | Individual | – | PRESIDENT AND CCO | 02/2002 | > 75% |