MARKLE FINANCIAL LLC
Adviser information for MARKLE FINANCIAL LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 500 | $91.8M |
| Non-Discretionary | 5 | $5.5M |
| Total | 505 | $97.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 143 | $49.3M |
| HNW Individuals | 32 | $42.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $0 |
| Pension and profit sharing plans | 5 | $5.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116686 |
|---|---|
| SEC ERA File Number | 801-116686 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 302088 |
| Legal Entity Identifier | None |
Principal Office
506 S. 21ST. ST. SUITE 101LARAMIE
WY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (307) 721-1725, Fax: (307)745-4540
Chief Compliance Officer
MONIQUE SCHULMAN
506 S. 21ST STREET
SUITE 101
LARAMIE
WY
United States
Tel:
603-216-8894
M***************@************M
(Full email address available in API data)
Regulatory Contact
SHANNON MARKLE
MANAGING MEMBER
506 S. 21ST STREET
SUITE 101
LARAMIE
WY
United States
Tel:
307-721-1725
Fax:
307-745-4540
S******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VETERA LLC | Venture Capital Fund | $0.0M | $0.1M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARKLE, SHANNON, MICHAEL | Individual | – | MANAGING MEMBER | 05/2015 | > 75% |
| SCHULMAN, MONIQUE | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |