NRG WEALTH MANAGEMENT
J. P. DAVIS, INC. Legal Name
Adviser information for NRG WEALTH MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Arizona, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 366 | $171.4M |
Non-Discretionary | 0 | $0 |
Total | 366 | $171.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 63 | $20.0M |
HNW Individuals | 76 | $151.4M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 101-250 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-116690 |
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SEC ERA File Number | 801-116690 |
SEC CIK Numbers | None |
SEC CRD Numbers | 289548 |
Legal Entity Identifier | None |
Principal Office
12115 NORTH ORACLE ROADSUITE 151
ORO VALLEY
AZ
United States
Monday - Friday, 9:00 AM-5:00 PM
Tel: (520) 818-7822, Fax: (520) 818-0181
Chief Compliance Officer
JOHN PAUL DAVIS
CEO & CHIEF COMPLIANCE OFFICER
12115 NORTH ORACLE ROAD
SUITE 151
ORO VALLEY
AZ
United States
Tel:
(520) 818-7822
Fax:
(520) 818-0181
J***@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DAVIS, JOHN, PAUL | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 04/2003 | > 75% |