ASBURY INVESTMENT MANAGEMENT LLC
Adviser information for ASBURY INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 17th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 60 | $18.0M |
| Non-Discretionary | 0 | $0 |
| Total | 60 | $18.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 60 | $18.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-116699 |
|---|---|
| SEC ERA File Number | 801-116699 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291990 |
| Legal Entity Identifier | None |
Principal Office
TWO TRANSAM PLAZA DR.SUITE 200
OAKBROOK TERRACE
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 844-427-2879, Fax: None
Websites
Chief Compliance Officer
KENNETH TOMKO
2 TRANSAM PLAZA DR.
SUITE 200
OAKBROOK TERRACE
IL
United States
Tel:
843-427-2879
K*****@***************M
(Full email address available in API data)
Regulatory Contact
GERY SADZEWICZ
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Industry Affiliates
| ASBURY RESEARCH LLC | Other investment adviser, including financial planners |
| T2 ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TOMKO, KENNETH, STEVEN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 01/2018 | 50-75% |
| KOSAR, JOHN, JOSEPH | Individual | – | MANAGING MEMBER | 01/2018 | 50-75% |