TRUENORTH WEALTH ADVISORS
TRUENORTH FINANCIAL SERVICES, LLC Legal Name
Adviser information for TRUENORTH WEALTH ADVISORS last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 533 | $233.1M |
| Non-Discretionary | 0 | $0 |
| Total | 533 | $233.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $25.2M |
| HNW Individuals | 83 | $206.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 3 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116702 |
|---|---|
| SEC ERA File Number | 801-116702 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118273 |
| Legal Entity Identifier | None |
Principal Office
1200 FIFTH AVENUE, SUITE 1810SEATTLE
WA
United States
Monday - Friday, BY APPOINTMENT
Tel: (206-652-4314, Fax: 206-652-4316
Chief Compliance Officer
BROOKE TRINH
CHIEF COMPLIANCE OFFICER
1200 FIFTH AVENUE, SUITE 1810
SEATTLE
WA
United States
Tel:
(206) 652-4314
Fax:
(206) 652-4316
B*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'BRIEN, KAREN, RUTH | Individual | – | MANAGING MEMBER | 01/2006 | 10-25% |
| HEBERT, JOSEPH, THOMAS | Individual | – | MANAGING MEMBER | 01/2006 | 50-75% |
| Trinh, Brooke, Nicole | Individual | – | CHIEF COMPLIANCE OFFICER, MEMBER | 01/2020 | 25-50% |