RFM FINANCIAL SOLUTIONS, LLC
Adviser information for RFM FINANCIAL SOLUTIONS, LLC last updated from Form ADV on December 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 285 | $112.9M |
| Non-Discretionary | 345 | $25.8M |
| Total | 630 | $138.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 342 | $32.8M |
| HNW Individuals | 37 | $90.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $292 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 24 | $15.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 150 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesCONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116713 |
|---|---|
| SEC ERA File Number | 801-116713 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124468 |
| Legal Entity Identifier | None |
Principal Office
805 N. BROWN ST.MT. PLEASANT
MI
United States
Monday - Friday, 8-5
Tel: 989.772.1209, Fax: 989.772.5352
Websites
Chief Compliance Officer
MICHAEL E. HARTER
SENIOR PORTFOLIO MANAGER
805 N. BROWN ST.
MOUNT PLEASANT
MI
United States
Tel:
989.772.1209
Fax:
989.772.5352
M******@*********M
(Full email address available in API data)
Regulatory Contact
BETHANY LEVIERE
OPERATIONS MANAGER
805 N BROWN ST
MOUNT PLEASANT
MI
United States
Tel:
989-772-1209
Fax:
989-772-5352
B******@*********M
(Full email address available in API data)
Industry Affiliates
| RFM GROUP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARTER, MICHAEL, EUGENE | Individual | – | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | 10/1999 | < 5% |
| ROBERT F. MURRAY & COMPANY, CERTIFIED PUBLIC ACCOUNTANTS, P.C. | Domestic Entity | – | PARENT COMPANY | 10/1999 | > 75% |
| HARTER, MICHAEL, EUGENE | Individual | ROBERT F. MURRAY & COMPANY, CERTIFIED PUBLIC ACCOUNTANTS, P.C. | SHAREHOLDER | 10/2023 | 50-75% |