SMITH BRUER ADVISORS
SMITH BRUER ADVISORS, LLC Legal Name
Adviser information for SMITH BRUER ADVISORS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 329 | $107.8M |
| Non-Discretionary | 41 | $51.8M |
| Total | 370 | $159.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 205 | $50.1M |
| HNW Individuals | 30 | $59.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 22 | $50.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesFINANCIAL CONSULTING |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-116727 |
|---|---|
| SEC ERA File Number | 801-116727 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284508 |
| Legal Entity Identifier | None |
Principal Office
1700 SUMMIT LAKE DRIVESUITE 102
TALLAHASSEE
FL
United States
Monday - Friday, 8AM-5PM
Tel: 850-877-0803, Fax: 850-204-7532
Chief Compliance Officer
STEVEN M. HIRAGA
FINANCIAL ADVISOR
1700 SUMMIT LAKE DRIVE
SUITE 102
TALLAHASSEE
FL
United States
Tel:
850-877-0803
Fax:
850-204-7532
S************@*********************M
(Full email address available in API data)
Regulatory Contact
RENE BRUER
MANAGING MEMBER, CO-CEO
5825 DELMONICO DRIVE
SUITE 320
COLORADO SPRINGS
CO
United States
Tel:
719-301-1565
Fax:
850-204-7532
R*********@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMITH, GEORGE, MARSHALL | Individual | – | MANAGING MEMBER | 02/2015 | 25-50% |
| HIRAGA, STEVEN, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2015 | 5-10% |
| BRUER, RENE, LOUIS | Individual | – | MANAGING MEMBER | 02/2015 | 25-50% |