INTEGRATED WEALTH STRATEGIES, LLC
Adviser information for INTEGRATED WEALTH STRATEGIES, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 497 | $103.8M |
| Non-Discretionary | 0 | $0 |
| Total | 497 | $103.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 184 | $35.4M |
| HNW Individuals | 41 | $66.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $426 |
| Charitable organizations | <5 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116732 |
|---|---|
| SEC ERA File Number | 801-116732 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155254 |
| Legal Entity Identifier | None |
Principal Office
9442 N CAPITAL TEXAS HWYPLAZA 1, SUITE 150
AUSTIN
TX
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 512-291-6391, Fax: 512-291-6408
Chief Compliance Officer
AUSTIN CASWELL
CHIEF COMPLIANCE OFFICER
9442 N CAPITAL TEXAS HWY
PLAZA 1, SUITE 150
AUSTIN
TX
United States
Tel:
512-291-6391
A*******@*****************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASWELL, DANIEL, CLAYTON | Individual | – | MANAGING MEMBER | 08/2013 | 50-75% |
| CASWELL, AUSTIN, T | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | < 5% |