INTRINSIC INVESTORS LLC
Adviser information for INTRINSIC INVESTORS LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 406 | $123.7M |
| Non-Discretionary | 0 | $0 |
| Total | 406 | $123.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 195 | $63.7M |
| HNW Individuals | 25 | $60.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-116734 |
|---|---|
| SEC ERA File Number | 801-116734 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111968 |
| Legal Entity Identifier | None |
Principal Office
1200 N MAYFAIR RDSUITE 330
WAUWATOSA
WI
United States
Monday - Friday, 8:00 A.M. - 4:30 P.M. CENTRAL
Tel: 414-831-5700, Fax: 414-831-5799
Chief Compliance Officer
WILLIAM FONS
1200 N MAYFAIR RD
SUITE 330
WAUWATOSA
WI
United States
Tel:
414-831-5700
Fax:
414-831-5799
B****@************M
(Full email address available in API data)
Regulatory Contact
DAWN M. WILLIAMS
MEMBER
1200 N. MAYFAIR RD
SUITE 330
WAUWATOSA
WI
United States
Tel:
414-831-5700
Fax:
414-831-5799
D********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FONS, WILLIAM, MEREDITH | Individual | – | CHIEF COMPLIANCE OFFICER | 11/1999 | 25-50% |
| SHEA, CHRISTOPHER, PAUL | Individual | – | MEMBER | 11/1999 | 25-50% |
| WILLIAMS, DAWN, MARIE | Individual | – | MEMBER | 11/1999 | 25-50% |