UTOPIA WEALTH MANAGEMENT, LLC
Adviser information for UTOPIA WEALTH MANAGEMENT, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 174 | $172.8M |
| Non-Discretionary | 0 | $0 |
| Total | 174 | $172.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 24 | $10.8M |
| HNW Individuals | 24 | $146.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 9 | $16.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesADVISORY CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesWEALTH PLANNING CONSULTING ENGAGEMENT-FEES RANGE FROM $5K-$20K |
Identifiers
| SEC RIA File Number | 801-116740 |
|---|---|
| SEC ERA File Number | 801-116740 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300266 |
| Legal Entity Identifier | None |
Principal Office
6810 N. STATE RD. 7COCONUT CREEK
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 754-264-4778, Fax: None
Chief Compliance Officer
NICHOLAS CHIRICOSTA
FOUNDER/WEALTH ADVISOR/MANAGING MEMBER
6810 N. STATE RD. 7
COCONUT CREEK
FL
United States
Tel:
754-264-4778
N******************@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHIRICOSTA, NICHOLAS, A | Individual | – | FOUNDER/WEALTH ADVISOR/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 12/2018 | > 75% |