AG TWIN BROOK MANAGER, LLC
Adviser information for AG TWIN BROOK MANAGER, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 97 |
|---|---|
| Investment Advisory/Research | 70 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $296.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $296.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $224.7M |
| Pooled investment vehicles | 1 | $72.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-116743 |
|---|---|
| SEC ERA File Number | 801-116743 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 302056 |
| Legal Entity Identifier | None |
Principal Office
245 PARK AVENUE26TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-692-2000, Fax: None
Chief Compliance Officer
RICHA M. GULATI
ASSOCIATE GENERAL COUNSEL
245 PARK AVENUE
24TH FLOOR
NEW YORK
NY
United States
Tel:
212-883-4152
Fax:
212-867-6448
R******@***************M
(Full email address available in API data)
Industry Affiliates
| AG ACOFA GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ADP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ANDVARI GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ASIA II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ASIA III LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ASIA IV LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ASIA LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ASIA V LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ASSET BASED CREDIT GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CAPITAL RECOVERY VIII LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CAPITAL SOLUTIONS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CENTRE STREET GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CLO EQUITY FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CNG LLC | Sponsor, GP, manager of pooled investment vehicles |
| AG CORPORATE CREDIT OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AG CREDIT SOLUTIONS FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CREDIT SOLUTIONS FUND II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CREDO GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CREDO II GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CREDO III GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CSF1A (ANNEX) DISLOCATION FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CSF1B (ANNEX) DISLOCATION FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG CSF2A (ANNEX) DISLOCATION FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIF GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING EVERGREEN FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING FUND (MM) GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING FUND (TX) GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING FUND II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING FUND III GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING FUND IV ANNEX GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING FUND IV GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIRECT LENDING FUND V GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG DIVERSIFIED INCOME PLUS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AG EHF II GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG ESSENTIAL HOUSING GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG GEMMY LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG GLOBAL DEBT STRATEGY LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG GROWTH CAPITAL I LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG IIR REALTY LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG JAPAN OVERFLOW GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG JAPAN VALUE-ADD, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG KAI BO LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG KIC REALTY LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG KOREA VALUE-ADD, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG MD GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| AG MOUNTAIN LAUREL GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG MVP GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG NC GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG NET LEASE II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG NET LEASE III LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG NET LEASE IV LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG OWL GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG OWL SELECT GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG PRINCESS LLC | Sponsor, GP, manager of pooled investment vehicles |
| AG PRIVATE EQUITY II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG REDI GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AG STRATEGIC ABS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG SUPER LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG TCDRS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AG UKR REALTY LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGCP III LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGCP IV LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGDL BUSL GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGDL GENERALI GP, SARL | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR EUROPE II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR EUROPE III LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR EUROPE IV (EU), S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR EUROPE LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR IC LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR IX LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR VII LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR VIII LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR X LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGR XI LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AGTB BDC HOLDINGS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AGTB FUND MANAGER, LLC | Other investment adviser, including financial planners |
| ANGELO, GORDON & CO., L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| ANGELO, GORDON ASIA CO., LTD. | Other investment adviser, including financial planners |
| ANGELO, GORDON ECO FUND IV GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ANGELO, GORDON ENERGY CREDIT OPPORTUNITIES FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ANGELO, GORDON ENERGY II GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ANGELO, GORDON EUROPE LLP | Other investment adviser, including financial planners |
| ANGELO, GORDON GERMANY GMBH | Other investment adviser, including financial planners |
| ANGELO, GORDON HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ANGELO, GORDON INTERNATIONAL LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ANGELO, GORDON NETHERLANDS B.V. | Other investment adviser, including financial planners |
| K-AG REALTY II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NORTHWOODS EUROPEAN CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| NUTMEG PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| RED CREEK ASSET MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AG TWIN BROOK BDC HOLDINGS, LTD. | Private Equity Fund | $72.2M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLARK, TREVOR, JEROME | Individual | – | CHIEF EXECUTIVE OFFICER & PRESIDENT | 05/2019 | < 5% |
| ANGELO, GORDON & CO., L.P. | Domestic Entity | – | SOLE MEMBER | 05/2019 | > 75% |
| AG GP LLC | Domestic Entity | ANGELO, GORDON & CO., L.P. | GENERAL PARTNER | 03/2021 | |
| AG PARTNER INVESTMENTS, L.P. | Domestic Entity | ANGELO, GORDON & CO., L.P. | LIMITED PARTNER | 03/2021 | > 75% |
| BAUMGARTEN, JOSHUA, SEAN | Individual | AG GP LLC | MANAGING MEMBER | 03/2021 | 50-75% |
| SCHWARTZ, ADAM, ROBERT | Individual | AG GP LLC | MANAGING MEMBER | 03/2021 | 50-75% |
| AG GP LLC | Domestic Entity | AG PARTNER INVESTMENTS, L.P. | GENERAL PARTNER | 03/2021 | |
| WALTERS, TERRENCE, JOSHUA | Individual | – | CHIEF FINANCIAL OFFICER & TREASURER | 05/2021 | < 5% |
| Neslin, Jenny | Individual | – | GENERAL COUNSEL & SECRETARY | 11/2021 | < 5% |
| GULATI, RICHA, M | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |