INDEPENDENCE SQUARE HOLDINGS, LLC
Adviser information for INDEPENDENCE SQUARE HOLDINGS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 40 |
|---|---|
| Investment Advisory/Research | 40 |
| Registered Broker-Dealer Representatives | 30 |
| Registered State Investment Advisers | 35 |
| Licensed Agents of an Insurance Company | 18 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,402 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 3,402 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,260 | $272.2M |
| HNW Individuals | 906 | $857.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 12 | $11.4M |
| Charitable organizations | 8 | $3.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 50 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersCASH MANAGEMENT & MORTGAGE SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed feesCommissionsREFERRAL FEES |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agentCASH MANAGEMENT AND MORTGAGE SERVICES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 1.1B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| INDEPENDENCE SQUARE ADVISORS WRAP PROGRAM | INDEPENDENCE SQUARE HOLDINGS, LLC |
Principal Office
150 SOUTH WARNER ROADSUITE 300
KING OF PRUSSIA
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 610-520-1500, Fax: 610-520-0242
Chief Compliance Officer
KALEB BURNS
568 EAST WILLOW STREET
ELIZABETHTOWN
PA
United States
Tel:
610-520-1500
Fax:
610-520-0242
K*****@************M
(Full email address available in API data)
Regulatory Contact
ZACHARY MINEUR
CHIEF INVESTMENT OFFICER
150 SOUTH WARNER ROAD
SUITE 300
KING OF PRUSSIA
PA
United States
Tel:
610-520-1500
Fax:
610-520-0242
Z******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Burns, Kaleb, Matthew | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2022 | < 5% |
| ELLIOTT, JOSEPH, BLACK | Individual | – | MANAGING MEMBER | 11/2017 | > 75% |
| Mineur, Zachary, Scott | Individual | – | CHIEF INVESTMENT OFFICER | 01/2020 | < 5% |