GRANITE FINANCIAL GROUP

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Wisconsin, United States

Employees

Total Number of Employees	1
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	247	$149.1M
Non-Discretionary	0	$0
Total	247	$149.1M

Clients

Type	Number	RAUM
Individuals	200	$42.0M
HNW Individuals	45	$102.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$5.0M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$100,000
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	127.1M

Portfolio Manager to Program	Sponsor
GRANITE FINANCIAL WRAP PROGRAM	GRANITE FINANCIAL GROUP

Identifiers

SEC RIA File Number	801-116752
SEC ERA File Number	801-116752
SEC CIK Numbers	None
SEC CRD Numbers	168675
Legal Entity Identifier	None

Principal Office

175 N. PATRICK BLVD.
SUITE 170
BROOKFIELD
WI
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic