TFG WEALTH MANAGEMENT, LLC
Adviser information for TFG WEALTH MANAGEMENT, LLC last updated from Form ADV on March 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 612 | $135.7M |
| Non-Discretionary | 62 | $7.5M |
| Total | 674 | $143.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 231 | $61.9M |
| HNW Individuals | 96 | $78.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed feesSOLICITOR'S FEES |
Identifiers
| SEC RIA File Number | 801-116753 |
|---|---|
| SEC ERA File Number | 801-116753 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148025 |
| Legal Entity Identifier | None |
Principal Office
538 DURHAM ROADNEWTOWN
PA
United States
Monday - Friday, 8:30 - 5
Tel: 866-296-8156, Fax: 215-968-0689
Chief Compliance Officer
MARK FRIED
MANAGING MEMBER
538 DURHAM ROAD
NEWTOWN
PA
United States
Tel:
866-296-8156
Fax:
215-968-0689
M***@************M
(Full email address available in API data)
Industry Affiliates
| THE FRIED GROUP, INC. | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRIED, MARK, DAVID | Individual | – | MANAGING MEMBER/CCO | 07/2008 | > 75% |