BEYOND INVESTING LLC
Adviser information for BEYOND INVESTING LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $92.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $92.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $92.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companies |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-116758 |
|---|---|
| SEC ERA File Number | 801-116758 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304093 |
| Legal Entity Identifier | None |
Principal Office
11600 NEW HAVEN DRIVESPRING HILL
FL
United States
Monday - Friday, 9AM-5PM EST/EDT
Tel: 727.277.1789, Fax: None
Chief Compliance Officer
CLAIRE SMITH
CEO, CCO
C 2.4 LE NATIONAL,
AVENUE DES PLANCHES 19
MONTREUX
Switzerland
Tel:
0787489935
C***********@******************M
(Full email address available in API data)
Regulatory Contact
DEBRA BOUTON
14391 SPRING HILL DR
STE 301
SPRING HILL
FL
United States
Tel:
727-277-1789
D***********@******************M
(Full email address available in API data)
Industry Affiliates
| BEYOND ADVISORS | Other investment adviser, including financial planners |
| BEYOND ANIMAL | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BEYOND IMPACT ADVISORS SARL | Other investment adviser, including financial planners |
| ETHICAL INVESTORS | Other investment adviser, including financial planners |
| IMPACT CUBED | Other investment adviser, including financial planners |
| IMPACT-CUBED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARTNERS CO IC | Foreign Entity | BEYOND ADVISORS LTD | OWNER | 12/2018 | 25-50% |
| Bouton, Debra | Individual | – | US SALES/MARKETING | 04/2019 | < 5% |
| BEYOND ADVISORS LTD | Foreign Entity | – | OWNER | 04/2019 | > 75% |
| Smith, Claire, Elizabeth | Individual | BEYOND ADVISORS LTD | OWNER, CCO | 06/2017 | 25-50% |
| ALPHA STRATEGIES LIMITED | Foreign Entity | PARTNERS CO IC | OWNER | 12/2018 | > 75% |
| Abele, Lawrence, Robert | Individual | ALPHA STRATEGIES LIMITED | OWNER | 06/2017 | > 75% |
| Smith, Claire, Elizabeth | Individual | – | OWNER, CCO | 08/2019 | 25-50% |