PINNACLE WEALTH ADVISORS
PINNACLE WEALTH ADVISORS, INC. Legal Name
Adviser information for PINNACLE WEALTH ADVISORS last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 447 | $156.5M |
| Non-Discretionary | 17 | $45.6M |
| Total | 464 | $202.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 372 | $75.0M |
| HNW Individuals | 75 | $81.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $45.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116763 |
|---|---|
| SEC ERA File Number | 801-116763 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117517 |
| Legal Entity Identifier | None |
Principal Office
9200 SE SUNNYBROOK BOULEVARDSUITE # 170
CLACKAMAS
OR
United States
Monday - Friday, 8.30 - 4.30
Tel: 503-654-5100, Fax: 503-654-5105
Websites
Chief Compliance Officer
AARON CHRISTOPHERSON
PRESIDENT
9200 SE SUNNYBROOK BOULEVARD
SUITE 170
CLACKAMAS
OR
United States
Tel:
5036545100
Fax:
5036545105
A****@****************M
(Full email address available in API data)
Regulatory Contact
JOHN T. CARR
COMPLIANCE COUNSEL
6650 SW REDWOOD LANE
SUITE 220
PORTLAND
OR
United States
Tel:
503-635-5244
Fax:
503-654-5105
J****@******************M
(Full email address available in API data)
Industry Affiliates
| SECURITY FIRST ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHRISTOPHERSON, AARON, JACOB | Individual | – | PRESIDENT / CCO | 09/2019 | > 75% |
| GAY, RANDY, EARL | Individual | – | VICE PRESIDENT | 09/2019 | 10-25% |
| Timm, Brian, Andrew | Individual | – | PRINCIPAL | 10/2023 | 10-25% |