TANNIN CAPITAL, LLC
Adviser information for TANNIN CAPITAL, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 360 | $267.2M |
| Non-Discretionary | 31 | $95.1M |
| Total | 391 | $362.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 17 | $4.5M |
| HNW Individuals | 63 | $93.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $40.7M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $52.8M |
| Other | <5 | $171.0M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-116787 |
|---|---|
| SEC ERA File Number | 801-116787 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304238 |
| Legal Entity Identifier | None |
Principal Office
1026 JAY STREETSUITE B153
CHARLOTTE
NC
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 704-552-1082, Fax: None
Chief Compliance Officer
CLAY H. YOUNG
MANAGING MEMBER
1026 JAY ST.
SUITE B153
CHARLOTTE
NC
United States
Tel:
704-552-1082
C********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| YOUNG, CLAY, HUTCHINSON | Individual | – | SOLE MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2017 | > 75% |