Hedge Fund Database

NEW AGE ALPHA ADVISORS, LLC

Adviser information for NEW AGE ALPHA ADVISORS, LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $195.9M
Non-Discretionary 0 $0
Total 2 $195.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $195.9M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 100

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-116789
SEC ERA File Number 801-116789
SEC CIK Numbers 1764807
SEC CRD Numbers 299011
Legal Entity Identifier 549300BMLBWQZRVU8S28

Principal Office

555 THEODORE FREMD AVENUE
SUITE A-101
RYE
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (212) 922-2699, Fax: (212) 922-2698

Websites

www.newagealpha.com www.linkedin.com/company/newagealpha/ twitter.com/newagealpha www.buildyourindex.com

Chief Compliance Officer

MICHAEL SEMACK
GENERAL COUNSEL
555 THEODORE FREMD AVENUE
SUITE A-101
RYE
NY
United States
Tel: (212) 922-2682
(Full email address available in API data)

Regulatory Contact

ARMEN ARUS
CHIEF EXECUTIVE OFFICER
555 THEODORE FREMD AVENUE
SUITE A-101
RYE
NY
United States
Tel: (212) 922-2690
(Full email address available in API data)

Industry Affiliates

NEW AGE ALPHA ONSHORE GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NEW AGE ALPHA MASTER FUND SPC, LTD. Hedge Fund $195.9M $0.3M 3

Control Persons

Name Type Entity Title Since Ownership
SEMACK, MICHAEL, JOSEPH Individual – CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL, SENIOR MANAGING DIRECTOR 08/2018 < 5%
NEW AGE ALPHA LLC Domestic Entity – MEMBER 08/2018 > 75%
VZB-ABB LLC Foreign Entity NEW AGE ALPHA LLC MEMBER 04/2018 50-75%
KOSKI, JULIAN, NMN Individual – MANAGER, CHIEF INVESTMENT OFFICER 08/2018 < 5%
ARUS, ARMEN, RAPHAEL Individual – MANAGER, CHIEF EXECUTIVE OFFICER 08/2018 < 5%
VERSORGUNGSWERK DER ZAHN�RZTEKAMMER BERLIN K.D.�.R Foreign Entity VZB-ABB LLC MEMBER 04/2018 > 75%
KOSKI, JULIAN, NMN Individual JALT INVESTMENTS, LLC MEMBER 01/2022 50-75%
ARUS, ARMEN, RAPHAEL Individual SIX A, LLC MEMBER 01/2022 50-75%
Kemp, Keith, David Individual – SENIOR MANAGING DIRECTOR - FUND AND PRODUCTS OPERATIONS 06/2019 < 5%
SIX A, LLC Domestic Entity NEW AGE ALPHA LLC MEMBER 01/2022 25-50%
JALT INVESTMENTS, LLC Domestic Entity NEW AGE ALPHA LLC MEMBER 01/2022 25-50%

No. Employees, Historic

4020020192020202120222023202420253 on 5/15/20193 on 7/10/201912 on 10/10/201912 on 3/30/202012 on 6/29/202023 on 3/1/202123 on 4/29/202123 on 6/23/202123 on 1/26/202238 on 3/30/202226 on 8/15/202226 on 9/28/202228 on 11/30/202228 on 3/20/202327 on 3/12/2024

RAUM, Historic

200M100M020192020202120222023202420250 on 5/15/20190 on 7/10/201964204000 on 10/10/2019112395265 on 3/30/2020112395265 on 6/29/202089039918 on 3/1/202189039918 on 4/29/202189039918 on 6/23/202189039918 on 1/26/2022143514869 on 3/30/202286064530 on 8/15/202286064530 on 9/28/202286064530 on 11/30/2022131431240 on 3/20/2023195933419 on 3/12/2024

No. Clients, Historic

900450020192020202120222023202420250 on 5/15/20190 on 7/10/20194 on 10/10/2019812 on 3/30/2020812 on 6/29/202010 on 3/1/202110 on 4/29/202110 on 6/23/202110 on 1/26/20229 on 3/30/20227 on 8/15/20227 on 9/28/20227 on 11/30/20227 on 3/20/20232 on 3/12/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACCENTURE PLC IRELAND SHS CLASS A 9K 31 –
ADVANCED MICRODEVICES COM 5M 29K –
AERCAP HOLDINGS SHS 30M 322K –
ALPHABET INC. CAP STK CL C 7M 40K –
AMAZON.COM INC. COM 16M 84K –
AMERICAN EXPRESS CO COM 10K 44 –
AMERICAN TOWER CORP NEW COM 10K 54 –
AMGEN INC COM 11K 36 –
ANSYS INC COM 5M 14K –
APPLE INC COM 12K 55 –
APPLIED MATLS INC COM 11K 47 –
ARISTA NETWORKS INC COM 13K 36 –
ARM HOLDINGS PLC SPONSORED ADS 14K 600 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 9K 23 –
BROADCOM INC COM 36K 30 –
BROADCOM, INC. COM 2M 1K –
CADENCE DESIGN SYSTEMS COM 6M 18K –
CARDINAL HEALTH INC COM 9K 90 –
CBOE GLOBAL MKTS INC COM 4K 25 –
CBOE HOLDINGS INC COM 1M 8K –
CELESTICA INC. COM 573K 10K –
CENCORA INC COM 9K 41 –
CHUBB LIMITED COM 10K 39 –
CINTAS CORP COM 11K 15 –
CISCO SYS INC COM 9K 199 –
CITIGROUP INC COM NEW 10K 164 –
COCA COLA CO COM 11K 165 –
CONOCOPHILLIPS COM 8K 73 –
CONSTELLATION ENERGY CORP COM 10K 51 –
COSTCO WHSL CORP NEW COM 11K 13 –
CROWDSTRIKE HOLDINGS, CL A 2M 6K –
DATADOG INC CL A COM 1K 100 –
DELL TECHNOLOGIES INC CL C 3M 20K –
DISNEY WALT CO COM 8K 85 –
ECOLAB INC COM 10K 44 –
FORD COM 3M 250K –
FORD MTR CO DEL COM 21K 1K –
GARTNER INC COM 9K 20 –
GE AEROSPACE COM NEW 10K 63 –
GE VERNOVA INC COM 40K 100 –
GE Vernova Inc COM 2M 10K –
GENERAL MOTORS COMPANY COM 5M 100K –
GLOBAL X FDS GLOBAL X COPPER 34K 750 –
GLOBAL X FDS GLOBAL X COPPER 85K 1K –
GLOBAL X NASDAQ 100 COVERED GLOBAL X COPPER 902K 20K –
HOME DEPOT INC COM 10K 28 –
INTEL CORP COM 18K 700 –
INTEL CORP COM 93K 700 –
INTEL CORPORATION COM 2M 70K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 47K 1K –
ISHARES TR 20 YR TR BD ETF 530K 4K –
ISHARES TR 20 YR TR BD ETF 72K 1K –
JPMORGAN CHASE & CO. COM 11K 52 –
KLA CORP COM NEW 11K 13 –
LINDE PLC SHS 9K 21 –
LULULEMON ATHLETICA INC COM 8K 28 –
LYFT 1 1/2 05/15/25 CL A COM 3M 180K –
LYFT INC CL A COM 56K 2K –
LYFT INC CL A COM 117K 1K –
MARRIOTT INTL INC NEW CL A 9K 38 –
MARVELL TECHNOLOGY INC COM 3K 200 –
MARVELL TECHNOLOGY, INC. COM 2M 30K –
MICRON TECHNOLOGY INC COM 21K 100 –
MICRON TECHNOLOGY INC. COM 1M 10K –
MICROSOFT CORP COM 13K 50 –
MICROSOFT CORPORATION COM 8M 18K –
MORGAN STANLEY COM NEW 11K 200 –
NETFLIX INC COM 11K 16 –
NVIDIA CORP COM 2M 20K –
NVIDIA CORPORATION COM 344K 700 –
OCCIDENTAL PETE CORP COM 9K 141 –
ORACLE CORP COM 22K 450 –
ORACLE CORPORATION COM 706K 5K –
OREILLY AUTOMOTIVE INC COM 10K 9 –
PALO ALTO NETWORKS INC COM 12K 35 –
PARKER-HANNIFIN CORP COM 9K 18 –
PINTEREST INC CL A 10K 300 –
PINTEREST INC CL A 881K 20K –
PROCTER AND GAMBLE CO COM 10K 61 –
PROLOGIS INC. COM 2M 20K –
QUALCOMM INCORPORATED COM 2M 10K –
S&P GLOBAL INC COM 10K 23 –
SALESFORCE INC COM 9K 35 –
SERVICENOW INC COM 10K 13 –
SHELL PLC SPON ADS 14M 198K –
SPDR S&P 500 ETF TR TR UNIT 229K 300 –
SPDR S&P 500 ETF TR TR UNIT 12K 1K –
STELLANTIS NV SHS 3M 149K –
SYNOPSYS INC COM 6M 10K –
TAIWAN SEMICONDUCTOR SPONSORED ADS 17M 99K –
TARGET CORP COM 9K 58 –
TESLA INC COM 312K 1K –
TESLA INC COM 302K 200 –
TESLA INC. COM 6M 30K –
THE CIGNA GROUP COM 9K 28 –
TOYOTA MOTOR CORP ADS 14M 70K –
UBER TECHNOLOGIES INC COM 58K 500 –
UBER TECHNOLOGIES, COM 5M 70K –
UNITED AIRLS HLDGS INC COM 11K 235 –
UNITEDHEALTH GROUP INC COM 11K 21 –
VERISIGN INC COM 9K 52 –
VERTIV HOLDINGS CO COM CL A 17K 100 –
VERTIV HOLDINGS CO COM CL A 2M 20K –
WALMART INC COM 11K 160 –
WASTE MGMT INC DEL COM 10K 47 –
WOLFSPEED INC NOTE 1.875%12/0 1M – –
ZILLOW GROUP INC CL C CAP STK 110K 800 –
ZILLOW GROUP INC CL C CAP STK 113K 800 –