RETIRERIGHT CONSULTING GROUP
RETIRERIGHT, LLC Legal Name
Adviser information for RETIRERIGHT CONSULTING GROUP last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Iowa, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 436 | $115.8M |
| Non-Discretionary | 42 | $470.0M |
| Total | 478 | $585.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 194 | $36.7M |
| HNW Individuals | 107 | $75.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 43 | $470.0M |
| Charitable organizations | <5 | $2.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $887,652 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 5.5M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RETIREREIGHT WRAP FEE PROGRAM | RETIRERIGHT CONSULTING GROUP |
Identifiers
| SEC RIA File Number | 801-116809 |
|---|---|
| SEC ERA File Number | 801-116809 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300925 |
| Legal Entity Identifier | None |
Principal Office
1200 VALLEY WEST DRIVESUITE 707
WEST DES MOINES
IA
United States
Monday - Friday, 9-5
Tel: 515-868-0309, Fax: None
Chief Compliance Officer
CONOR F. DELANEY
2395 LANCASTER PIKE
READING
PA
United States
Tel:
(908) 489-5262
C************@******M
(Full email address available in API data)
Regulatory Contact
BRIAN R. ORMORD
MANAGING MEMBER
1797 CREEK WOOD DRIVE
DUBUQUE
IA
United States
Tel:
(563) 231-8011
B***********@***************M
(Full email address available in API data)
Industry Affiliates
| RETIRERIGHT INSURANCE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ORMORD, BRIAN, RAY | Individual | – | MANAGING MEMBER | 02/2019 | 25-50% |
| KINNEY, HENRY, DANFORTH | Individual | – | MANAGING MEMBER | 02/2019 | 25-50% |
| DIXON, DIRK, MATTHEW | Individual | – | MANAGING MEMBER | 02/2019 | 25-50% |
| GLHC, LLC | Domestic Entity | – | MEMBER | 02/2019 | 25-50% |
| DELANEY, CONOR, FRANCIS | Individual | GLHC, LLC | MEMBER | 12/2018 | 25-50% |
| DELANEY, CONOR, FRANCIS | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |