MD FINANCIAL / VESTMENT FINANCIAL

VESTMENT FINANCIAL LLC Legal Name

Adviser information for MD FINANCIAL / VESTMENT FINANCIAL last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Minnesota, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	4
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,334	$213.4M
Non-Discretionary	0	$0
Total	2,334	$213.4M

Clients

Type	Number	RAUM
Individuals	316	$60.1M
HNW Individuals	122	$153.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	99
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	251-500

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Insurance broker or agent

Identifiers

SEC RIA File Number	801-116812
SEC ERA File Number	801-116812
SEC CIK Numbers	None
SEC CRD Numbers	168771
Legal Entity Identifier	None

Principal Office

7935 STONE CREEK DRIVE, SUITE 120
CHANHASSEN
MN
United States

Monday - Friday, BY APPOINTMENT

Tel: 888-256-6855, Fax: 888-394-5339

Websites

www.facebook.com/mdfinancialadvisors/ podcasts.google.com/feed/ahr0chm6ly9tzgzpbmfuy2lhbgfkdmlzb3jzlmnvbs9tb25les1taw51dgvzlwzvci1kb2n0b3jzp2zvcm1hdd1yc3m mdfinancialadvisors.com www.linkedin.com/company/md-financial-advisors/ md-financial-advisors-school.thinkific.com/courses/side-gigs-starter-course twitter.com/md_financial www.pinterest.com/fa3824/ www.instagram.com/md_financial/ podcasts.apple.com/us/podcast/money-minutes-for-doctors/id1396041737 www.youtube.com/channel/ucgvaudwiexvhzjho1_texka music.amazon.com/podcasts/f3cf9645-0692-45e5-b51a-bc04ea9ea398/money-minutes-for-doctors open.spotify.com/show/1frdil1cz3hm0vbdbsb8uz?si=3kbfqy1zqxkxeyxiy5ci2q&nd=1&dlsi=edbeb3ab57d64711

Chief Compliance Officer

KATHERINE KAMMERZELL VESSENES

CEO/PRINCIPAL

7935 STONE CREEK DR.

STE. 120

CHANHASSEN

United States

Tel: 888-256-6855

K********@**********************M

(Full email address available in API data)

Regulatory Contact

JOSH LANTZ