FIDUCIARY PLANNING, LLC
Adviser information for FIDUCIARY PLANNING, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,223 | $260.8M |
| Non-Discretionary | 249 | $29.1M |
| Total | 1,472 | $289.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 771 | $152.8M |
| HNW Individuals | 68 | $124.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $12.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $379,464 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-116818 |
|---|---|
| SEC ERA File Number | 801-116818 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304104 |
| Legal Entity Identifier | None |
Principal Office
33 SOUTH INDIANA AVENUEENGLEWOOD
FL
United States
Monday - Friday, 9-5
Tel: 610 399-1500, Fax: None
Chief Compliance Officer
THOMAS SCHORN
33 SOUTH INDIANA AVENUE
ENGELWOOD
FL
United States
Tel:
610-399-1500
Regulatory Contact
ALAN GILMORE
21 ROUTE 31 NORTH, SUITE B5-A
PENNINGTON
NJ
United States
Tel:
(609) 730-0100
A*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Schorn, Thomas | Individual | – | PRINCIPAL AND CCO | 05/2019 | > 75% |