SOCORRO ASSET MANAGEMENT

Advisory Business

Type of Organization	Limited Partnership
Fiscal Year End	DECEMBER
Legal Location	Texas, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	7	$507.8M
Non-Discretionary	0	$0
Total	7	$507.8M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$359.4M
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$41.6M
State or municipal gov entities	<5	$48.7M
Other investment advisers	0	$0
Insurance companies	<5	$23.1M
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$35.1M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	1
No. of Non-U.S. Clients	13

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSUB-ADVISOR FOR MODEL PORTFOLIO
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-116849
SEC ERA File Number	801-116849
SEC CIK Numbers	1781882
SEC CRD Numbers	304401
Legal Entity Identifier	254900YZSNNWSQFODU53

Principal Office

3131 TURTLE CREEK BLVD
SUITE 205
DALLAS
TX
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic