FIRST FIDUCIARY INVESTMENT COUNSEL INC
Adviser information for FIRST FIDUCIARY INVESTMENT COUNSEL INC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 474 | $502.0M |
| Non-Discretionary | 0 | $0 |
| Total | 474 | $502.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 92 | $24.4M |
| HNW Individuals | 189 | $322.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $24.2M |
| Charitable organizations | 5 | $83.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $27.6M |
| Other | <5 | $19.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 124.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CAAMS SELECT MANAGER | LINCOLN |
| PRIVATE NETWORK ADVISOR PROGRAM | WELLS FARGO |
| MANAGED ACCOUNT CONSULTING (MAC) | UBS FINANCIAL SERVICES |
| CAAMS SELECT ADVISORY | LINCOLN |
| MANAGED ACCOUNTS PROGRAM (MAP) | RBC WEALTH MANAGEMENT |
| INVESTMENT MANAGER SERVICES | MORGAN STANLEY |
Identifiers
| SEC RIA File Number | 801-11685 |
|---|---|
| SEC ERA File Number | 801-11685 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111144 |
| Legal Entity Identifier | None |
Principal Office
6100 OAK TREE BLVD. SUITE 185CLEVELAND
OH
United States
Monday - Friday, M-TH: 8:30 AM -4:30 PM, F: 8:30 AM -4 PM
Tel: 216-643-9100, Fax: 216-643-9200
Chief Compliance Officer
LAURA COLLINS
CHIEF COMPLIANCE OFFICER
6100 OAK TREE BLVD., SUITE 185
CLEVELAND
OH
United States
Tel:
216-643-9100
Fax:
216-643-9200
L****@*****************M
(Full email address available in API data)
Regulatory Contact
MARY F. ANDERSON
PRESIDENT
6100 OAK TREE BLVD., SUITE 185
CLEVELAND
OH
United States
Tel:
216-643-9100
M***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDERSON, MARY, FRANCES | Individual | – | PRESIDENT | 01/2006 | 50-75% |
| HENRY, WILLIAM, STONE | Individual | – | CHIEF OPERATING OFFICER | 06/2012 | 50-75% |
| COLLINS, LAURA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |