HOLIFIELD FINANCIAL ADVISORY SERVICES/PROSPER FINANCIAL ADVISERS
HOLIFIELD FINANCIAL ADVISORY SERVICES, INC Legal Name
Adviser information for HOLIFIELD FINANCIAL ADVISORY SERVICES/PROSPER FINANCIAL ADVISERS last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116854 |
|---|---|
| SEC ERA File Number | 801-116854 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 147874 |
| Legal Entity Identifier | None |
Principal Office
9455 KOGER BLVD. NSUITE 102
SAINT PETERSBURG
FL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 727-823-3801, Fax: 727-683-9388
Chief Compliance Officer
RHONDA HOLIFIELD
PRESIDENT / CHIEF COMPLIANCE OFFICER
9455 KOGER BLVD. N.
SUITE 102
SAINT PETERSBURG
FL
United States
Tel:
(727) 823-3801
Fax:
(727) 683-9388
R**************@***************************M
(Full email address available in API data)
Industry Affiliates
| WAVERLY ADVISORS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLIFIELD, RHONDA, KAREN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2008 | > 75% |