FIDELITY INSTITUTIONAL WEALTH ADVISER LLC
Adviser information for FIDELITY INSTITUTIONAL WEALTH ADVISER LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 174 |
|---|---|
| Investment Advisory/Research | 84 |
| Registered Broker-Dealer Representatives | 131 |
| Registered State Investment Advisers | 28 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 423 | $3.9B |
| Non-Discretionary | 0 | $0 |
| Total | 423 | $3.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45,658 | $69.3M |
| HNW Individuals | 1,350 | $1.7B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 376 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 250 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 610 | $2.2B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 47856 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsOVERLAY PORTFOLIO MANAGEMENT; NON-DISCRETIONARY INVESTMENT ADVICE |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-116860 |
|---|---|
| SEC ERA File Number | 801-116860 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301896 |
| Legal Entity Identifier | None |
Principal Office
245 SUMMER STREETBOSTON
MA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 617-563-7000, Fax: None
Websites
www.linkedin.com/showcase/fidelity-institutional
fidelityinstitutional.fidelity.com
www.youtube.com/@fidelityassetmanagement
clearingcustody.fidelity.com
go.fidelity.com
institutional.fidelity.com
i.fidelity.com
twitter.com/fidelitynews
www.linkedin.com/showcase/fidelity-asset-management-solutions
x.com/fidelityforiis
x.com/fidelityforwms
www.youtube.com/@fidelityinstitutional
Chief Compliance Officer
JASON LINDE
900 SALEM STREET
SMITHFIELD
RI
United States
Tel:
401-292-5644
J**********@******M
(Full email address available in API data)
Regulatory Contact
ROBERT EMSING
VICE PRESIDENT, COMPLIANCE
245 SUMMER STREET
BOSTON
MA
United States
Tel:
617-563-5206
R************@******M
(Full email address available in API data)
Industry Affiliates
| 42 NORTH RESOURCE PARTNERS ADVISORS II LP | Sponsor, GP, manager of pooled investment vehicles |
| 42 NORTH RESOURCE PARTNERS ADVISORS LP | Sponsor, GP, manager of pooled investment vehicles |
| AGILUS VENTURES ADVISORS IV LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| ALIMONT VENTURES ADVISORS V LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| AVON VENTURE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| BALLYROCK INVESTMENT ADVISORS LLC | Other investment adviser, including financial planners |
| DI CONSUMER ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| DI OPPORTUNITY ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| DIGITAL BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EMPIRE FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND IV-A LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HEALTHCARE ADVISORS FUND V LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS HITS ADVISORS FUND III LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VI LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS LIFE SCIENCES ADVISORS FUND VIII LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND 2021 LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CAPITAL PARTNERS TECH ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| F-PRIME CP HITS ADVISORS FUND LP | Sponsor, GP, manager of pooled investment vehicles |
| FIAM INDEX FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM INSTITUTIONAL FUNDS MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIAM LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| FIDELITY BROKERAGE SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY BUSINESS SERVICES INDIA PRIVATE LIMITED | Other investment adviser, including financial planners |
| FIDELITY CONVERTIBLE ARBITRAGE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY CRET TRUSTEE LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY DIGITAL ASSET SERVICES LLC | Trust company |
| FIDELITY DISTRIBUTORS COMPANY LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY DIVERSIFYING SOLUTIONS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY EVERGREEN PRIVATE CREDIT FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY FUNDS MANAGER LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY HEALTH INSURANCE SERVICES, LLC | Insurance company or agency |
| FIDELITY INSTITUTIONAL ASSET MANAGEMENT TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust companyPension consultant |
| FIDELITY INSURANCE AGENCY, INC. | Insurance company or agency |
| FIDELITY INVESTMENTS LIFE INSURANCE COMPANY | Insurance company or agency |
| FIDELITY JAPAN DATA CENTERS FUND GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY MANAGEMENT & RESEARCH (CANADA) ULC | Other investment adviser, including financial planners |
| FIDELITY MANAGEMENT & RESEARCH (HONG KONG) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT & RESEARCH (JAPAN) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FIDELITY MANAGEMENT TRUST COMPANY | Trust company |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Other investment adviser, including financial planners |
| FIDELITY PERSONAL TRUST COMPANY, FSB | Banking or thrift institutionTrust company |
| FIDELITY PRIME FINANCING | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY PRIVATE EQUITY MULTI-STRATEGY FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIDELITY REAL ESTATE PARTNERS VI LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FIDELITY STRATEGIC ADVISERS IRELAND, LIMITED | Other investment adviser, including financial planners |
| FIDELITY TOKYO 3 SERIES GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FIDVEST US LLC | Insurance company or agency |
| FINE STRUCTURE VENTURES ADVISORS FUND II LP | Sponsor, GP, manager of pooled investment vehicles |
| FINE STRUCTURES VENTURES ADVISORS FUND I LP | Sponsor, GP, manager of pooled investment vehicles |
| FMR INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GREEN PIER FINTECH LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| IMPRESA MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| KEZAR TRADING, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NATIONAL FINANCIAL SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SOTERIA REINSURANCE LTD. | Insurance company or agency |
| STRATEGIC ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VOLCAP ADVISORS FUND I LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINDE, JASON, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| GALLAGHER, GARY, JOHN | Individual | – | ELECTED MANAGER/PRESIDENT | 04/2019 | < 5% |
| FMR LLC | Domestic Entity | – | MEMBER | 09/2016 | > 75% |
| JOHNSON IV, EDWARD, CROSBY | Individual | FMR LLC | ELECTED MANAGER | 04/2006 | |
| JOHNSON, ABIGAIL, PIERREPONT | Individual | FMR LLC | ELECTED MANAGER | 05/1994 | |
| MCGRAW, GERARD, JOHN | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| WILENS, MICHAEL, ENGBER | Individual | FMR LLC | ELECTED MANAGER | 10/2014 | |
| NIELSON, JAMES, DARBY | Individual | – | CHIEF INVESTMENT OFFICER | 02/2023 | < 5% |
| MAHNA, ROHIT | Individual | – | ELECTED MANAGER | 03/2022 | < 5% |
| BIRKE, ERICA, STEINIG | Individual | – | ELECTED MANAGER | 03/2022 | < 5% |
| PENZONE, COLBY, JOSEPH | Individual | – | ELECTED MANAGER | 03/2022 | < 5% |
| RIVIEZZO, ALFONSO | Individual | – | ELECTED MANAGER | 03/2022 | < 5% |
| O'BRIEN, EDWARD, DANIEL | Individual | – | ELECTED MANAGER | 03/2022 | < 5% |
| COHEN, KIMIKO, CAUTERO | Individual | – | CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| NEFF, STEPHEN, CHARLES | Individual | FMR LLC | ELECTED MANAGER | 04/2023 | |
| GUSTAFSON, DALTON | Individual | – | ELECTED MANAGER | 12/2023 | < 5% |
| MARCHUK, ANTON, V | Individual | – | ELECTED MANAGER | 12/2023 | < 5% |
| SETH, MANMOHAN, S | Individual | – | ELECTED MANAGER | 12/2023 | < 5% |