ACCESS SOFTEK ADVISORY SERVICES
ACCESS SOFTEK ADVISORY SERVICES, LLC Legal Name
Adviser information for ACCESS SOFTEK ADVISORY SERVICES last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 23 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,340 | $3.5M |
| Non-Discretionary | 2 | $2,025 |
| Total | 3,342 | $3.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 3,192 | $3.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 53 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| YOURCHOICE ACCOUNT | ACCESS SOFTEK ADVISORY SERVICES |
Identifiers
| SEC RIA File Number | 801-116873 |
|---|---|
| SEC ERA File Number | 801-116873 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299800 |
| Legal Entity Identifier | None |
Principal Office
727 ALLSTON WAYSUITE C
BERKELEY
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 510-898-7606, Fax: None
Websites
Chief Compliance Officer
FRANCESCA VISCONTI
801 12TH AVENUE SOUTH
#351
NASHVILLE
TN
United States
Tel:
224-325-0677
F********@***************M
(Full email address available in API data)
Regulatory Contact
CHRIS DONER
MANAGING MEMBER
340 CROWN ROAD
KENTFIELD
CA
United States
Tel:
510-707-4734
C*****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLEN, MARK, NMN | Individual | – | SVP OF INVESTMENT PROGRAMS | 10/2018 | < 5% |
| DONER, CHRISTOPHER, GEORGE PATRICK | Individual | – | MANAGING MEMBER | 10/2018 | < 5% |
| ACCESS SOFTEK, INC. | Domestic Entity | – | MEMBER | 10/2018 | > 75% |
| DONER, CHRISTOPHER, GEORGE PATRICK | Individual | ACCESS SOFTEK, INC. | CEO | 03/1993 | > 75% |
| THE DONER FAMILY IRREVOCABLE TRUST | Domestic Entity | ACCESS SOFTEK, INC. | OWNER | 12/2016 | 25-50% |
| DONER, CHRISTOPHER, GEORGE PATRICK | Individual | THE DONER FAMILY IRREVOCABLE TRUST | TRUSTEE | 12/2016 | |
| VISCONTI, FRANCESCA, ELAINA | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2021 | < 5% |