STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS
STRATEGAS SECURITIES, LLC Legal Name
Adviser information for STRATEGAS SECURITIES, LLC DBA STRATEGAS RESEARCH PARTNERS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 43 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 32 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $0 |
| Pension and profit sharing plans | 7 | $0 |
| Charitable organizations | 6 | $0 |
| State or municipal gov entities | 8 | $0 |
| Other investment advisers | 408 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 486 |
| No. of Non-U.S. Clients | 20 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | MARKET COMMENTARY/LETTERS (REMUNERATED IN HARD DOLLARS) |
|---|---|
| Compensation | Fixed feesHARD DOLLAR PAYMENT FOR RESEARCH |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-116875 |
|---|---|
| SEC ERA File Number | 801-116875 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 149326 |
| Legal Entity Identifier | 254900D5NQ209DJLKH96 |
Principal Office
52 VANDERBILT AVENUE19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 7:30AM-5:00PM
Tel: 212-906-0130, Fax: 212-906-0131
Chief Compliance Officer
EILEEN GABAY
CHIEF ADMINISTRATIVE OFFICER
52 VANDERBILT AVENUE, 8TH FLOOR
NEW YORK
NY
United States
Tel:
646-292-7950
E*****@**************M
(Full email address available in API data)
Industry Affiliates
| BAIRD TRUST COMPANY | Trust company |
| GAMMA INVESTING LLC | Other investment adviser, including financial planners |
| RIVERFRONT INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
| ROBERT W. BAIRD & CO. INCORPORATED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorPension consultant |
| ROBERT W. BAIRD LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| STRATEGAS ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRENNERT, JASON RICHARD | Individual | – | CHAIRMAN / CEO | 09/2008 | < 5% |
| BOHNSACK, NICHOLAS GREGORY | Individual | – | PRESIDENT / COO | 09/2008 | < 5% |
| RISSMILLER, DONALD JAMES | Individual | – | VICE CHAIRMAN / PRINCIPAL | 09/2008 | < 5% |
| TOTORO, MICHAEL A | Individual | – | CHIEF TECHNOLOGY OFFICER | 09/2008 | < 5% |
| GABAY, EILEEN MARGARET | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2010 | < 5% |
| GODOFSKY, MARK DAVID | Individual | – | FINOP / CFO | 12/2009 | < 5% |
| BOOTH, STEVEN GREGORY | Individual | – | DIRECTOR | 01/2018 | < 5% |
| LANGENFELD, JON A | Individual | – | DIRECTOR | 01/2018 | < 5% |
| BAIRD FINANCIAL CORPORATION | Domestic Entity | – | SHAREHOLDER | 01/2018 | > 75% |
| BAIRD FINANCIAL GROUP, INC | Domestic Entity | BAIRD FINANCIAL CORPORATION | SHAREHOLDER | 01/2018 | > 75% |