CAPRI EGM, LLC
Adviser information for CAPRI EGM, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | % of AUMPerformance-based feesA % OF NET CASH FLOW, ACQUISITION FEES |
Identifiers
| SEC RIA File Number | 801-116878 |
|---|---|
| SEC ERA File Number | 801-116878 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304389 |
| Legal Entity Identifier | None |
Principal Office
200 WEST MADISON STREETSUITE 2800
CHICAGO
IL
United States
Monday - Friday, 9:00 AM TO 5:30 PM
Tel: 312-827-2280, Fax: None
Chief Compliance Officer
MARK HOWELL
CCO AND CFO
200 WEST MADISON STREET
SUITE 2800
CHICAGO
IL
United States
Tel:
312-827-2274
M******@************M
(Full email address available in API data)
Regulatory Contact
SHELBY E.L. PRUETT
CO-CHAIRMAN, CEO
200 WEST MADISON STREET
SUITE 2800
CHICAGO
IL
United States
Tel:
312-827-2270
S******@************M
(Full email address available in API data)
Industry Affiliates
| CAPRI CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersPension consultant |
| CAPRI/EGM-VA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EGM NET LEASE ADVISOR, LLC | Domestic Entity | – | MEMBER, CAPRI EGM, LLC CLASS A | 06/2014 | 25-50% |
| CAPRI CAPITAL PARTNERS, LLC | Domestic Entity | – | MEMBER, CAPRI EGM, LLC CLASS A & B | 06/2014 | 25-50% |
| JDSA 1, LLC | Domestic Entity | – | MEMBER, CAPRI EGM, LLC CLASS C | 06/2016 | 5-10% |
| PRUETT, SHELBY, EDWIN LANZ | Individual | – | CO-CHAIRMAN BOARD OF MANAGERS AND CHIEF EXECUTIVE OFFICER | 06/2014 | < 5% |
| PRIMO, QUINTIN, EBENEZER | Individual | – | CO-CHAIRMAN BOARD OF MANAGERS | 06/2014 | < 5% |
| HOWELL, MARK, EVAN | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND BOARD OF MANAGERS | 06/2014 | < 5% |
| PRUETT, SHELBY, EDWIN LANZ | Individual | EGM NET LEASE ADVISOR, LLC | MEMBER | 06/2014 | > 75% |
| DOMAIN GVA-1, LLC | Domestic Entity | CAPRI CAPITAL PARTNERS, LLC | MEMBER | 08/2006 | > 75% |
| SMRS - STATE TREASURERS OF THE STATE OF MICHIGAN AS CUSTODIA FOR SEVERAL MICHIGAN PENSION FUNDS | Domestic Entity | DOMAIN GVA-1, LLC | MEMBER | 08/2006 | > 75% |
| CAPRI INVESTOR, LLC | Domestic Entity | CAPRI CAPITAL PARTNERS, LLC | MEMBER | 03/2007 | 25-50% |
| PRIMO INVESTOR, LLC | Domestic Entity | CAPRI INVESTOR, LLC | MEMBER | 02/2007 | > 75% |
| PRIMO, QUINTIN, EBENEZER | Individual | PRIMO INVESTOR, LLC | MEMBER | 12/2010 | 50-75% |
| JSPL, LLC | Domestic Entity | JDSA 1, LLC | MEMBER | 06/2016 | 25-50% |
| PRIMO 2012 DESCENDANTS GIFT TRUST | Domestic Entity | PRIMO INVESTOR, LLC | MEMBER | 12/2012 | 25-50% |
| PRIMO, DIANE, INGRID | Individual | PRIMO 2012 DESCENDANTS GIFT TRUST | TRUSTEE | 12/2012 | > 75% |