OAK LANE ADVISORS
WEALTH NAVIGATION, LLC Legal Name
Adviser information for OAK LANE ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,127 | $305.2M |
| Non-Discretionary | 0 | $0 |
| Total | 2,127 | $305.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 538 | $73.2M |
| HNW Individuals | 255 | $231.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $823,221 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-116880 |
|---|---|
| SEC ERA File Number | 801-116880 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 140612 |
| Legal Entity Identifier | None |
Principal Office
1222 W. LEGACY CROSSING BLVDSUITE 6
CENTERVILLE
UT
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 801-335-8200, Fax: 801-299-3414
Chief Compliance Officer
SCOTT JONES
CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER
1222 W. LEGACY CROSSING BLVD
SUITE 6
CENTERVILLE
UT
United States
Tel:
801-335-8200
Fax:
801-299-3414
J****@****************M
(Full email address available in API data)
Regulatory Contact
ADAM FISHER
CEO AND CO-FOUNDER
1222 W. LEGACY CROSSING BLVD
SUITE 6
CENTERVILLE
UT
United States
Tel:
801-335-8200
Fax:
801-299-3414
A***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FISHER, ADAM, CRAIG | Individual | – | MANAGING PARTNER | 09/2006 | < 5% |
| WN HOLDINGS, LLC | Domestic Entity | – | MEMBER | 11/2008 | > 75% |
| AXIS FAMILY HOLDINGS, LLC | Domestic Entity | WN HOLDINGS, LLC | MANAGING MEMBER | 01/2009 | > 75% |
| JONES, MICHAEL, SCOTT | Individual | – | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER | 03/2017 | < 5% |
| FISHER, ADAM, CRAIG | Individual | THE ADAM CRAIG FISHER TRUST | OWNER | 01/2009 | > 75% |
| THE ADAM CRAIG FISHER TRUST | Domestic Entity | AXIS FAMILY HOLDINGS, LLC | OWNER | 01/2009 | > 75% |