NOVAPOINT CAPITAL LLC
Adviser information for NOVAPOINT CAPITAL LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 704 | $384.1M |
| Non-Discretionary | 0 | $0 |
| Total | 704 | $384.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 138 | $41.3M |
| HNW Individuals | 67 | $213.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $362,311 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 4 | $128.4M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $272,221 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-116881 |
|---|---|
| SEC ERA File Number | 801-116881 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 173663 |
| Legal Entity Identifier | None |
Principal Office
1175 PEACHTREE ST NESUITE 1825
ATLANTA
GA
United States
Monday - Friday, 9AM - 4PM
Tel: (404) 445-7885, Fax: None
Chief Compliance Officer
ALAN CONNER
PRESIDENT
1175 PEACHTREE ST NE
SUITE 1825
ATLANTA
GA
United States
Tel:
(404) 445-7885
A******@*******************M
(Full email address available in API data)
Regulatory Contact
JOSEPH SROKA
CHIEF INVESTMENT OFFICER
1175 PEACHTREE ST NE
SUITE 1825
ATLANTA
GA
United States
Tel:
(404) 445-7885
J*****@*******************M
(Full email address available in API data)
Industry Affiliates
| WRIGHT CAPITAL ADVISORS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONNER, ALAN, JOHN | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |
| THE NOVAPOINT GROUP LLC | Domestic Entity | – | OWNER | 04/2020 | > 75% |
| SROKA, JOSEPH, MICHAEL | Individual | – | PRINCIPAL | 01/2015 | < 5% |
| CONNER, ALAN, JOHN | Individual | THE NOVAPOINT GROUP LLC | PARTNER / PRESIDENT / CCO | 05/2020 | 50-75% |
| SROKA, JOSEPH, MICHAEL | Individual | THE NOVAPOINT GROUP LLC | PARTNER / SECRETARY / CIO | 05/2020 | 50-75% |