Hedge Fund Database

EATON-CAMBRIDGE INC.

Adviser information for EATON-CAMBRIDGE INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Arizona, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 878 $319.9M
Non-Discretionary 0 $0
Total 878 $319.9M

Clients

Type Number RAUM
Individuals 124 $34.6M
HNW Individuals 127 $272.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.7M
Charitable organizations 5 $3.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $3.9M
Other 0 $0
Type Number
No. of Non-RAUM Clients 4
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed feesTHIRD PARTY MANAGER FEES
Other Business Activities Insurance broker or agentAccountant or accounting firm

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 1.6M
Both for Same 0
Portfolio Manager to Program Sponsor
BETTERMENT BETTERMENT

Identifiers

SEC RIA File Number 801-116885
SEC ERA File Number 801-116885
SEC CIK Numbers 2011052
SEC CRD Numbers 116798
Legal Entity Identifier None

Principal Office

5090 N. 40TH STREET SUITE 205
PHOENIX
AZ
United States
Monday - Friday, 8:00 AM TO 4:00 PM
Tel: (480) 385-7399, Fax: (480) 522-3837

Websites

www.eatoncambridge.com www.linkedin.com/company/eaton-cambridge-inc-

Chief Compliance Officer

MARC THOMAS GIANNONE
PARTNER AND CCO
5090 N. 40TH STREET SUITE 205
PHOENIX
AZ
United States
Tel: 480-385-7392
Fax: (480) 522-3837
(Full email address available in API data)

Regulatory Contact

ROBERT KORLJAN
PARTNER
5090 N. 40TH STREET SUITE 205
PHOENIX
AZ
United States
Tel: 480-385-7391
(Full email address available in API data)

Industry Affiliates

JOHNSON WEALTH MANAGEMENT, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KORLJAN, ROBERT, RALPH Individual – PARTNER 10/1999 10-25%
GIANNONE, MARC, T Individual – PARTNER AND CHIEF COMPLIANCE OFFICER 01/2015 50-75%
STAPLETON, SHAWNA Individual – TAX PARTNER 01/2023 10-25%

No. Employees, Historic

105020192020202120222023202420255 on 5/31/20195 on 6/3/20195 on 7/12/20195 on 8/23/20195 on 9/4/20195 on 3/13/20205 on 3/19/20205 on 3/20/20205 on 4/9/20205 on 5/7/20205 on 9/30/20205 on 11/24/20204 on 3/26/20214 on 5/3/20214 on 11/30/20215 on 3/29/20225 on 5/16/202210 on 3/28/202310 on 4/17/202310 on 8/3/202310 on 8/3/202310 on 9/1/202310 on 3/19/2024

RAUM, Historic

400M200M02019202020212022202320242025111383203 on 5/31/2019111383203 on 6/3/2019111383203 on 7/12/2019111383203 on 8/23/2019111383203 on 9/4/2019129516131 on 3/13/2020129516131 on 3/19/2020129516131 on 3/20/2020129516131 on 4/9/2020129516131 on 5/7/2020129516131 on 9/30/2020129516131 on 11/24/2020132025270 on 3/26/2021132025270 on 5/3/2021132025270 on 11/30/2021190884696 on 3/29/2022190884696 on 5/16/2022190070622 on 3/28/2023190070622 on 4/17/2023190070622 on 8/3/2023190070622 on 8/3/2023190070622 on 9/1/2023319886737 on 3/19/2024

No. Clients, Historic

30015002019202020212022202320242025160 on 5/31/2019160 on 6/3/2019160 on 7/12/2019160 on 8/23/2019160 on 9/4/2019177 on 3/13/2020177 on 3/19/2020177 on 3/20/2020177 on 4/9/2020177 on 5/7/2020177 on 9/30/2020177 on 11/24/2020182 on 3/26/2021182 on 5/3/2021182 on 11/30/2021220 on 3/29/2022220 on 5/16/2022231 on 3/28/2023231 on 4/17/2023231 on 8/3/2023231 on 8/3/2023231 on 9/1/2023267 on 3/19/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 285K 2K 0
AMAZON COM INC COM 851K 4K 0
AMERICAN CENTY ETF TR AVANTIS ALL EQT 542K 8K 0
AMERICAN CENTY ETF TR AVANTIS CORE FI 2M 48K 0
AMERICAN CENTY ETF TR AVANTIS EMGMKT 306K 5K 0
AMERICAN CENTY ETF TR US EQT ETF 1M 11K 0
AMERICAN CENTY ETF TR INTL EQT ETF 1M 18K 0
AMERICAN CENTY ETF TR AVANTIS SHFXDINC 241K 5K 0
APPLE INC COM 2M 11K 0
BROADCOM INC COM 238K 148 0
DIMENSIONAL ETF TRUST EMERGING MKTS CO 12M 463K 0
DIMENSIONAL ETF TRUST INTL CORE EQUITY 24M 919K 0
DIMENSIONAL ETF TRUST US CORE EQUITY 2 74M 2M 0
DIMENSIONAL ETF TRUST CORE FIXED INCOM 220K 5K 0
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 573K 22K 0
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2M 59K 0
ELI LILLY & CO COM 638K 705 0
ISHARES TR CORE S&P500 ETF 309K 564 0
ISHARES TR S&P 500 GRWT ETF 901K 10K 0
ISHARES TR CORE S&P TTL STK 495K 4K 0
JPMORGAN CHASE & CO. COM 260K 1K 0
META PLATFORMS INC CL A 332K 658 0
MICROSOFT CORP COM 886K 2K 0
NVIDIA CORPORATION COM 2M 18K 0
UNITED PARCEL SERVICE INC CL B 446K 3K 0
UNITEDHEALTH GROUP INC COM 243K 478 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 21M 288K 0
VANGUARD BD INDEX FDS SHORT TRM BOND 11M 144K 0
VANGUARD INDEX FDS GROWTH ETF 258K 689 0
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 35M 448K 0