BKS RETIREMENT SERVICES
BKS FINANCIAL INVESTMENTS, LLC Legal Name
Adviser information for BKS RETIREMENT SERVICES last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 5 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 314 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 320 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPension consulting services |
|---|---|
| Compensation | Hourly chargesFixed feesVALUE OF PLAN ASSETS |
Identifiers
| SEC RIA File Number | 801-116888 |
|---|---|
| SEC ERA File Number | 801-116888 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304266 |
| Legal Entity Identifier | None |
Principal Office
4211 W. BOY SCOUT BLVDSUITE 800
TAMPA
FL
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 727-723-3676, Fax: 727-723-3696
Websites
Chief Compliance Officer
L. KIM ESTRADA
4211 W. BOY SCOUT BLVD.
TAMPA
FL
United States
Tel:
813-934-2743
K**********@**********************M
(Full email address available in API data)
Regulatory Contact
DENISE MILLER
CLIENT EXPERIENCE LEADER
4211 W. BOY SCOUT BLVD
SUITE 800
TAMPA
FL
United States
Tel:
727-723-3676
Fax:
727-723-3696
D************@*****************M
(Full email address available in API data)
Industry Affiliates
| ARMFIELD HARRISON & THOMAS LLC | Other investment adviser, including financial planners |
| BALDWIN KRYSTYN SHERMAN PARTNERS (BKS-PARTNERS) | Other investment adviser, including financial plannersInsurance company or agencyPension consultant |
| BRP SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BURNHAM BENEFITS INSURANCE SERVICES, LLC | Other investment adviser, including financial plannersInsurance company or agency |
| BURNHAM GIBSON WEALTH ADVISORS, LLC | Other investment adviser, including financial planners |
| INSGROUP, LLC | Other investment adviser, including financial plannersInsurance company or agency |
| MONTOYA FINANCIAL STRATEGIES | Other investment adviser, including financial planners |
| THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JEWELL, KENNETH, FRANCIS | Individual | – | MANAGING PARTNER | 09/2021 | < 5% |
| BRP FINANCIAL SERVICES HOLDINGS, LLC | Domestic Entity | – | OWNER | 04/2019 | > 75% |
| BALDWIN KRYSTYN SHERMAN PARTNERS, LLC | Domestic Entity | BRP FINANCIAL SERVICES HOLDINGS, LLC | OWNER | 04/2019 | > 75% |
| BALDWIN RISK PARTNERS, LLC | Domestic Entity | BALDWIN KRYSTYN SHERMAN PARTNERS, LLC | OWNER | 12/2005 | > 75% |
| BALDWIN INSURANCE GROUP HOLDINGS, LLC | Domestic Entity | BALDWIN RISK PARTNERS, LLC | OWNER | 05/2013 | 25-50% |
| LOPER ENTERPRISES, LLC | Domestic Entity | BALDWIN INSURANCE GROUP HOLDINGS, LLC | OWNER | 12/2010 | 25-50% |
| BALDWIN, LOPER, LOWRY | Individual | LOPER ENTERPRISES, LLC | OWNER | 09/2003 | > 75% |
| BRP GROUP, INC. | Domestic Entity | BALDWIN RISK PARTNERS, LLC | OWNER | 10/2019 | 25-50% |
| HALE, BRADFORD, LENZIE | Individual | – | CHIEF FINANCIAL OFFICER | 09/2021 | < 5% |
| ESTRADA, LISA, KIM | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
| BALDWIN, TREVOR, LOWRY | Individual | – | CEO/PRESIDENT | 09/2021 | < 5% |