B3 WEALTH STRATEGIES
BRUESKE ADVISORY SERVICES, LLC Legal Name
Adviser information for B3 WEALTH STRATEGIES last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,593 | $395.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,593 | $395.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 436 | $118.5M |
| HNW Individuals | 130 | $277.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1,695 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 13.9M |
| Portfolio Manager | 0 |
| Both for Same | 370.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| B3 WEALTH STRATEGIES WRAP FEE PROGRAM | LPL FINANCIAL LLC |
Identifiers
| SEC RIA File Number | 801-116893 |
|---|---|
| SEC ERA File Number | 801-116893 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300689 |
| Legal Entity Identifier | None |
Principal Office
11245 SE 6TH STREET, BUILDING BSUITE 120
BELLEVUE
WA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 425-974-1145, Fax: None
Chief Compliance Officer
TIFFANY COTE
11245 SE 6TH STREET, BUILDING B
SUITE 120
BELLEVUE
WA
United States
Tel:
425-974-1145
T******@*********************M
(Full email address available in API data)
Regulatory Contact
SCOTT BRUESKE
PRESIDENT
11245 SE 6TH STREET, BUILDING B
SUITE 120
BELLEVUE
WA
United States
Tel:
425-974-1145
S****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRUESKE, SCOTT, ALAN | Individual | – | PRESIDENT AND MANAGING MEMBER | 02/2019 | 50-75% |
| COTE, TIFFANY, ELISE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2019 | < 5% |
| BRUESKE, ALEXANDER, SCOTT | Individual | – | MEMBER | 10/2020 | 10-25% |
| BRUESKE, SPENCER, ALAN | Individual | – | MEMBER | 10/2020 | 10-25% |