FINANCIAL ADVOCATES WEALTH MANAGEMENT, LLC
Adviser information for FINANCIAL ADVOCATES WEALTH MANAGEMENT, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116903 |
|---|---|
| SEC ERA File Number | 801-116903 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 302105 |
| Legal Entity Identifier | None |
Principal Office
1601 COOPER POINT ROAD NWOLYMPIA
WA
United States
Monday - Friday, 7AM TO 5PM
Tel: 360-866-2345, Fax: 360-866-6920
Chief Compliance Officer
DOUG WHITTLE
1601 COOPER POINT ROAD NW
OLYMPIA
WA
United States
Tel:
360-918-9468
D*******@*********************M
(Full email address available in API data)
Regulatory Contact
GARY CAMPBELL
CEO
1601 COOPER POINT ROAD NW
OLYMPIA
WA
United States
Tel:
360-866-2345
G***@*********************M
(Full email address available in API data)
Industry Affiliates
| FINANCIAL ADVOCATES | Insurance company or agency |
| FINANCIAL ADVOCATES ADVISORY SERVICES | Other investment adviser, including financial planners |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Other investment adviser, including financial planners |
| FINANCIAL ADVOCATES SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FA HOLDINGS, INC. | Domestic Entity | – | MANAGING MEMBER | 04/2019 | > 75% |
| WHITTLE, DOUGLAS, ROGER | Individual | – | CCO | 05/2019 | < 5% |
| CAMPBELL, GARY, RAY | Individual | – | MANAGER | 04/2019 | < 5% |
| CAMPBELL, GARY, RAY | Individual | FA HOLDINGS, INC. | PRESIDENT & SHAREHOLDER | 06/2000 | > 75% |