CHICAGO INVESTMENT ADVISORY GROUP
MICHAEL RUSSO LTD Legal Name
Adviser information for CHICAGO INVESTMENT ADVISORY GROUP last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,568 | $212.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,568 | $212.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 663 | $146.1M |
| HNW Individuals | 23 | $66.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-116908 |
|---|---|
| SEC ERA File Number | 801-116908 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142810 |
| Legal Entity Identifier | None |
Principal Office
19015 S. JODI RD., SUITE GMOKENA
IL
United States
Monday - Friday, 8:30AM - 4:00PM
Tel: 708-478-7190, Fax: 708-478-7191
Websites
Chief Compliance Officer
STEVEN M. JACOBSON
CHIEF OPERATING OFFICER
19015 S. JODI RD., SUITE G
MOKENA
IL
United States
Tel:
708-478-7190
Fax:
708-478-7191
S****@******S
(Full email address available in API data)
Regulatory Contact
MICHAEL RUSSO
PRESIDENT
19015 S. JODI RD., SUITE G
MOKENA
IL
United States
Tel:
708-478-7190
Fax:
708-478-7191
M***@******S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUSSO, MICHAEL, ANTHONY | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 04/2006 | > 75% |
| JACOBSON, STEVEN, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 03/2006 | < 5% |