FORGE GLOBAL ADVISORS LLC
Adviser information for FORGE GLOBAL ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 88 | $474.8M |
| Non-Discretionary | 0 | $0 |
| Total | 88 | $474.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 88 | $474.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-116933 |
|---|---|
| SEC ERA File Number | 801-116933 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284722 |
| Legal Entity Identifier | 549300K961EFE20TEI93 |
Principal Office
4 EMBARCADERO CENTERSUITE 1500
SAN FRANCISCO
CA
United States
Monday - Friday, 9:00 - 7:00
Tel: (415) 881-1612, Fax: N/A
Chief Compliance Officer
SHILPI MCGRATH
CHIEF COMPLIANCE OFFICER
4 EMBARCADERO CENTER
SUITE 1500
SAN FRANCISCO
CA
United States
Tel:
254-717-7850
Fax:
N/A
S*************@**************M
(Full email address available in API data)
Regulatory Contact
FRANK LENNOX
HEAD OF COMPLIANCE
4 EMBARCADERO CENTER
SUITE 1500
SAN FRANCISCO
CA
United States
Tel:
929-500-4666
F***********@**************M
(Full email address available in API data)
Industry Affiliates
| FORGE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FORGE TRUST | Trust company |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FG-AHF, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.1M | $0.0M | 2 |
| FG-ANO, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $53.9M | $0.0M | 58 |
| FG-APA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.6M | $0.0M | 5 |
| FG-ARQ, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | $1.5M | $0.0M | 11 |
| FG-ASF, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.9M | $0.0M | 56 |
| FG-ASH, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.6M | $0.0M | 1 |
| FG-BLA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.0M | $0.0M | 1 |
| FG-BTU, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.4M | $0.0M | 10 |
| FG-BXW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.7M | $0.0M | 2 |
| FG-CRF, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 2 |
| FG-CVY, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.0M | $0.0M | 24 |
| FG-CWJ, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.9M | $0.0M | 6 |
| FG-DBD, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.2M | $0.0M | 7 |
| FG-DGO, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $16.6M | $0.0M | 38 |
| FG-DPU, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 2 |
| FG-DST, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.4M | $0.0M | 1 |
| FG-DXL, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $3.0M | $0.0M | 30 |
| FG-EDU, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.4M | $0.0M | 3 |
| FG-EXB, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 1 |
| FG-FPF, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.1M | $0.0M | 3 |
| FG-FWX, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $3.4M | $0.0M | 4 |
| FG-FYA, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | $3.5M | $0.0M | 3 |
| FG-GGT, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.5M | $0.0M | 2 |
| FG-GPR, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.1M | $0.0M | 10 |
| FG-GRG, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.2M | $0.0M | 23 |
| FG-GZX, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $6.9M | $0.0M | 4 |
| FG-HAL, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.9M | $0.0M | 5 |
| FG-HMS, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.8M | $0.0M | 2 |
| FG-IMF, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $3.4M | $0.0M | 29 |
| FG-JCA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.9M | $0.0M | 1 |
| FG-JEM, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.8M | $0.0M | 4 |
| FG-JES, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.2M | $0.0M | 1 |
| FG-JMW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.2M | $0.0M | 1 |
| FG-JOR, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.6M | $0.0M | 3 |
| FG-JTH, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.0M | $0.0M | 4 |
| FG-JTP, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $4.2M | $0.0M | 7 |
| FG-JVW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.5M | $0.0M | 3 |
| FG-KLR, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.5M | $0.0M | 2 |
| FG-KMF, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 2 |
| FG-KRA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 2 |
| FG-KRC, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.2M | $0.0M | 11 |
| FG-KSA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $4.0M | $0.0M | 11 |
| FG-LHU, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $34.0M | $0.0M | 39 |
| FG-LQA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 14 |
| FG-LRN, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | $92.2M | $0.0M | 69 |
| FG-LSK, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.5M | $0.0M | 9 |
| FG-LYW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.0M | $0.0M | 1 |
| FG-MBW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $34.8M | $0.0M | 44 |
| FG-MHM, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $6.9M | $0.0M | 32 |
| FG-MMB, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.9M | $0.0M | 6 |
| FG-MRB, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 2 |
| FG-MXY, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $6.0M | $0.0M | 23 |
| FG-NAS, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $26.2M | $0.0M | 62 |
| FG-NEN, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.0M | $0.0M | 4 |
| FG-NTP, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.5M | $0.0M | 4 |
| FG-ONW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.3M | $0.0M | 25 |
| FG-OXS, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 5 |
| FG-OZP, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.7M | $0.0M | 5 |
| FG-PAW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 1 |
| FG-PKZ, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.3M | $0.0M | 5 |
| FG-PLP, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | $13.3M | $0.0M | 54 |
| FG-PNR, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.3M | $0.0M | 11 |
| FG-PRQ, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | $5.2M | $0.0M | 58 |
| FG-QRK, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $6.3M | $0.0M | 28 |
| FG-QUN, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.8M | $0.0M | 19 |
| FG-RGH, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | $1.8M | $0.0M | 1 |
| FG-RJJ, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.0M | $0.0M | 2 |
| FG-RLU, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | $2.5M | $0.0M | 50 |
| FG-RRA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.3M | $0.0M | 54 |
| FG-RTA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $12.3M | $0.0M | 18 |
| FG-SMP, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $16.1M | $0.0M | 30 |
| FG-TJC, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.3M | $0.0M | 42 |
| FG-TMS, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.6M | $0.0M | 3 |
| FG-TQY, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $3.3M | $0.0M | 25 |
| FG-UBH, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.0M | $0.0M | 2 |
| FG-UBW, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $37.0M | $0.0M | 47 |
| FG-UJE, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.0M | $0.0M | 6 |
| FG-USR, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.3M | $0.0M | 23 |
| FG-UYF, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.3M | $0.0M | 1 |
| FG-VDA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 1 |
| FG-VNR, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $7.1M | $0.0M | 47 |
| FG-VNT, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $1.1M | $0.0M | 11 |
| FG-VZX, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $3.4M | $0.0M | 56 |
| FG-WHQ, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $2.5M | $0.0M | 5 |
| FG-XYE, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 1 |
| FG-ZBZ, A SERIES OF FORGE INVESTMENTS, LLC | Private Equity Fund | $4.0M | $0.0M | 25 |
| FG-ZPX, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $0.1M | $0.0M | 2 |
| FG-ZYA, A SERIES OF FORGE INVESTMENTS LLC | Private Equity Fund | $10.2M | $0.0M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORGE GLOBAL, INC. | Domestic Entity | – | OWNER | 06/2016 | > 75% |
| George, Grant, A | Individual | – | PRINCIPAL, MANAGING DIRECTOR | 09/2021 | < 5% |
| McGrath, Shilpi | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |