HIGH PINES WEALTH MANAGEMENT LLC
Adviser information for HIGH PINES WEALTH MANAGEMENT LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Massachusetts, United States |
Employees
Total Number of Employees | 4 |
---|---|
Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 2 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 216 | $124.0M |
Non-Discretionary | 133 | $6.5M |
Total | 349 | $130.4M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 42 | $8.2M |
HNW Individuals | 71 | $115.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | <5 | $6.4M |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 11-25 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUM |
Principal Office
40 TREMONT STREETSUITE 62
DUXBURY
MA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (617) 580-3141, Fax: (617) 463-9012
Chief Compliance Officer
JAMES M. GIBBONS
PRINCIPAL
40 TREMONT STREET
SUITE 62
DUXBURY
MA
United States
Tel:
(617) 580-3141
Fax:
(617) 463-9012
J**@******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GIBBONS, DAWN, WILMA | Individual | – | MEMBER | 03/2017 | < 5% |
GIBBONS, JIM, MATTHEW | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 05/2017 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed January 12th, 2024 for period ending December 31st, 2023
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 11M | 135K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 9M | 195K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 9M | 20K | – |
VANGUARD INDEX FDS | VALUE ETF | 8M | 55K | – |
VANGUARD INDEX FDS | MID CAP ETF | 6M | 25K | – |
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 4M | 50K | – |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 3M | 46K | – |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 2M | 41K | – |
APPLE INC | COM | 2M | 9K | – |
ISHARES TR | CORE S&P SCP ETF | 1M | 13K | – |
TJX COS INC NEW | COM | 910K | 10K | – |
MICROSOFT CORP | COM | 846K | 2K | – |
NVIDIA CORPORATION | COM | 807K | 2K | – |
AMAZON COM INC | COM | 797K | 5K | – |
JPMORGAN CHASE & CO | COM | 721K | 4K | – |
META PLATFORMS INC | CL A | 674K | 2K | – |
ALPHABET INC | CAP STK CL C | 651K | 5K | – |
VISA INC | COM CL A | 574K | 2K | – |
ADOBE INC | COM | 503K | 844 | – |
STARBUCKS CORP | COM | 473K | 5K | – |
UNITEDHEALTH GROUP INC | COM | 472K | 897 | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 462K | 1K | – |
HOME DEPOT INC | COM | 452K | 1K | – |
DISNEY WALT CO | COM | 438K | 5K | – |
INTUITIVE SURGICAL INC | COM NEW | 379K | 1K | – |
ALLSTATE CORP | COM | 340K | 2K | – |
TESLA INC | COM | 316K | 1K | – |
COSTAR GROUP INC | COM | 271K | 3K | – |
STRYKER CORPORATION | COM | 262K | 874 | – |
AMGEN INC | COM | 223K | 775 | – |