FS TACTICAL ADVISOR, LLC
Adviser information for FS TACTICAL ADVISOR, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 119 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $154.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $154.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $154.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-116938 |
|---|---|
| SEC ERA File Number | 801-116938 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300214 |
| Legal Entity Identifier | 5493001KJTIIGC8Y1R12 |
Principal Office
201 ROUSE BOULEVARDPHILADELPHIA
PA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: (215)220-6651, Fax: 215-339-1931
Websites
www.fsinvestments.com
twitter.com/fsinvestments
www.linkedin.com/company/fs-investments
www.youtube.com/c/fsinvestments
twitter.com/economist_rhame
twitter.com/michaelformanfs
www.facebook.com/fsinvests/
fscreit.com
fsnydig.com
fsproxy.com
fskkradvisor.com
www.linkedin.com/in/michael-forman/
www.instagram.com/fsinvestments/
twitter.com/troygayeski
www.portad.com/
Chief Compliance Officer
LISA DETWILER
MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
201 ROUSE BOULEVARD
PHILADELPHIA
PA
United States
Tel:
215-220-6651
Fax:
2153391931
L************@****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL C. FORMAN
CHAIRMAN AND CEO
201 ROUSE BLVD.
PHILADELHPHIA
PA
United States
Tel:
2152206651
Fax:
2153391931
M*************@****************M
(Full email address available in API data)
Industry Affiliates
| ASIA SELECT MANAGEMENT LTD | Sponsor, GP, manager of pooled investment vehicles |
| CHIRON INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FRANKLIN SQUARE CAPITAL PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| FS CREDIT INCOME ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS FUND ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS GLOBAL ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS INVESTMENT SOLUTIONS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| FS REIT ADVISOR, LLC | Other investment adviser, including financial planners |
| FS STRUCTURED PRODUCTS ADVISOR, LLC | Other investment adviser, including financial planners |
| FS TACTICAL OPPORTUNITIES FUND GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FS/EIG ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| FS/KKR ADVISOR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PORTFOLIO ADVISORS CAPITAL UK, LTD | Other investment adviser, including financial planners |
| PORTFOLIO ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADVISORS SINGAPORE PTE. LTD. | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FS TACTICAL OPPORTUNITIES FUND, L.P. | Private Equity Fund | $154.1M | $1.0M | 193 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FORMAN, MICHAEL, CRAIG | Individual | – | CHAIRMAN AND CEO | 03/2019 | < 5% |
| DETWILER, ELIZABETH, CAMILLA | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| ADELMAN, DAVID, JASON | Individual | – | PRINCIPAL | 03/2019 | < 5% |
| BROWNE, PHILIP | Individual | – | CHIEF FINANCIAL OFFICER | 03/2019 | < 5% |
| SYPHERD, STEPHEN | Individual | – | GENERAL COUNSEL | 03/2019 | < 5% |
| BECKMAN, ANDREW, D | Individual | – | MANAGING DIRECTOR | 03/2019 | < 5% |
| FRANKLIN SQUARE HOLDINGS, L.P. | Domestic Entity | – | MEMBER, CLASS C | 03/2019 | > 75% |
| DARCO CAPITAL, L.P. | Domestic Entity | – | MEMBER, CLASS A | 03/2019 | < 5% |
| THE 2011 FORMAN INVESTMENT TRUST | Domestic Entity | – | MEMBER, CLASS A | 03/2019 | 10-25% |
| ADELMAN, DAVID, JASON | Individual | FRANKLIN SQUARE HOLDINGS, G.P., LLC | MEMBER | 05/2007 | 50-75% |
| FORMAN, MICHAEL, CRAIG | Individual | FRANKLIN SQUARE HOLDINGS, G.P., LLC | MANAGING MEMBER OF THE GENERAL PARTNER | 03/2007 | 50-75% |
| HELLER, MICHAEL, JAY | Individual | THE 2011 FORMAN INVESTMENT TRUST | TRUSTEE | 01/2012 | |
| BRYANT, MARC, ROBERT | Individual | – | CHIEF LEGAL OFFICER | 05/2019 | < 5% |
| MANN, WILLIAM, DAVID | Individual | – | DCCO | 03/2020 | < 5% |
| FRANKLIN SQUARE HOLDINGS, G.P., LLC | Domestic Entity | FRANKLIN SQUARE HOLDINGS, L.P. | GENERAL PARTNER | 05/2007 | |
| FSH ADVISOR FEE HOLDINGS, LLC | Domestic Entity | – | MEMBER | 06/2023 | 10-25% |
| FRANKLIN SQUARE HOLDINGS, L.P. | Domestic Entity | FSH ADVISOR FEE HOLDINGS, LLC | MEMBER | 06/2023 | > 75% |
| FSH NCI AGGREGATOR, LLC | Domestic Entity | FRANKLIN SQUARE HOLDINGS, L.P. | LIMITED PARTNER | 06/2023 | 25-50% |
| THE 2011 FORMAN INVESTMENT TRUST | Domestic Entity | FSH NCI AGGREGATOR, LLC | MEMBER | 06/2023 | 25-50% |
| FB CAPITAL PARTNERS, L.P. | Domestic Entity | FSH NCI AGGREGATOR, LLC | MEMBER | 06/2023 | 25-50% |
| FORMAN, MICHAEL, CRAIG | Individual | FB CAPITAL PARTNERS, L.P. | LIMITED PARTNER | 08/2005 | > 75% |
| FB CAPITAL MANAGEMENT, LLC | Domestic Entity | FB CAPITAL PARTNERS, L.P. | GENERAL PARTNER | 01/2013 | |
| FORMAN, MICHAEL, CRAIG | Individual | FB CAPITAL MANAGEMENT, LLC | SOLE MEMBER | 02/2007 | > 75% |