Hedge Fund Database

AFFINIA FINANCIAL GROUP, LLC

Adviser information for AFFINIA FINANCIAL GROUP, LLC last updated from Form ADV on March 22nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 4
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 937 $361.4M
Non-Discretionary 5 $1.5M
Total 942 $362.9M

Clients

Type Number RAUM
Individuals 241 $86.6M
HNW Individuals 144 $274.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $1.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 11-25

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 362.9M
Portfolio Manager to Program Sponsor
AFFINIA WRAP FEE PROGRAM AFFINIA FINANCIAL GROUP, LLC

Identifiers

SEC RIA File Number 801-116945
SEC ERA File Number 801-116945
SEC CIK Numbers 1802862
SEC CRD Numbers 304665
Legal Entity Identifier None

Principal Office

80 BLANCHARD ROAD
SUITE 201
BURLINGTON
MA
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (781) 365-8586, Fax: (781) 365-8805

Websites

specialneedsplanning.com/ twitter.com/snfplanning affiniafg.com www.linkedin.com/company/affinia-financial-group/ www.facebook.com/affiniafg/ www.facebook.com/specialneedsfinancialplanning www.linkedin.com/company/special-needs-planning/

Chief Compliance Officer

JOHN W. NADWORNY
MANAGING MEMBER
80 BLANCHARD ROAD
SUITE 201
BURLINGTON
MA
United States
Tel: (781) 365-8586
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NADWORNY, JOHN, WILLIAM Individual – PRINCIPAL AND CHIEF COMPLIANCE OFFICER 07/2019 25-50%
HADDAD, CYNTHIA, ROSE Individual – PRINCIPAL 07/2019 25-50%
DUNN, ALEXANDRIA, MORGAN Individual – WEALTH ADVISOR 01/2022 10-25%

No. Employees, Historic

201002019202020212022202320244 on 6/11/20194 on 7/1/20195 on 7/15/20196 on 7/24/20196 on 8/5/20196 on 8/6/20196 on 8/8/20198 on 12/10/20199 on 3/27/20209 on 6/26/20209 on 10/1/20209 on 11/16/20209 on 3/26/20219 on 4/13/202110 on 5/12/202110 on 8/3/202110 on 9/15/202110 on 10/7/202111 on 3/30/202211 on 5/12/202211 on 6/16/202211 on 12/21/202210 on 3/17/202310 on 3/22/2023

RAUM, Historic

400M200M02019202020212022202320240 on 6/11/20190 on 7/1/20190 on 7/15/20190 on 7/24/20190 on 8/5/20190 on 8/6/20190 on 8/8/2019248529065 on 12/10/2019280700766 on 3/27/2020280700766 on 6/26/2020280700766 on 10/1/2020280700766 on 11/16/2020335798299 on 3/26/2021335798299 on 4/13/2021335798299 on 5/12/2021335798299 on 8/3/2021335798299 on 9/15/2021335798299 on 10/7/2021377543432 on 3/30/2022377543432 on 5/12/2022377543432 on 6/16/2022377543432 on 12/21/2022362871404 on 3/17/2023362871404 on 3/22/2023

No. Clients, Historic

40020002019202020212022202320240 on 6/11/20190 on 7/1/20190 on 7/15/20190 on 7/24/20190 on 8/5/20190 on 8/6/20190 on 8/8/2019303 on 12/10/2019330 on 3/27/2020330 on 6/26/2020330 on 10/1/2020330 on 11/16/2020348 on 3/26/2021348 on 4/13/2021348 on 5/12/2021348 on 8/3/2021348 on 9/15/2021348 on 10/7/2021370 on 3/30/2022370 on 5/12/2022370 on 6/16/2022370 on 12/21/2022385 on 3/17/2023385 on 3/22/2023

Holdings

From latest 13F, filed August 8th, 2023 for period ending June 30th, 2023
Name Class Value $USD # Shares Private Fund
INVESCO QQQ TR UNIT SER 1 389K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 523K 2K –
ISHARES TR MSCI KLD400 SOC 2M 18K –
ISHARES TR MSCI USA ESG SLC 2M 16K –
SPDR SER TR MSCI USA STRTGIC 236K 2K –
SPDR S&P 500 ETF TR TR UNIT 20M 44K –
PARSONS CORP DEL COM 204K 4K –
ISHARES TR 1 3 YR TREAS BD 879K 11K –
HOME DEPOT INC COM 448K 1K 1,2
ISHARES TR ESG AWRE 1 5 YR 1M 47K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 262K 746 Goldman Sachs
ALPHABET INC CAP STK CL A 605K 5K 1,2
MICROSOFT CORP COM 640K 2K 1,2
ISHARES TR ESG AWARE MSCI 317K 9K –
CVS HEALTH CORP COM 395K 5K 1,2
CGI INC CL A SUB VTG 1M 13K –
NEW JERSEY RES CORP COM 257K 6K Ethic
VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 234K 1K –
VANECK ETF TRUST MRNGSTR WDE MOAT 30M 367K –
ISHARES TR SHORT TREAS BD 23M 209K –
SPDR SER TR PORTFOLIO S&P600 3M 84K –
ISHARES TR CORE S&P500 ETF 234K 518 –
UNION PAC CORP COM 253K 1K 1,2
SPDR SER TR S&P DIVID ETF 386K 3K –
SPDR SER TR PORTFOLI S&P1500 2M 36K –
ORACLE CORP COM 212K 2K 1,2
ALPHABET INC CAP STK CL C 373K 3K 1,2
ANALOG DEVICES INC COM 530K 3K Goldman Sachs
SPDR SER TR PORTFOLIO S&P500 25M 478K –
DNP SELECT INCOME FD INC COM 223K 22K –
T ROWE PRICE ETF INC PRICE DIV GRWT 21M 633K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 450K 10K –
EXXON MOBIL CORP COM 284K 3K Goldman Sachs
ISHARES TR CORE S&P MCP ETF 3M 12K –
APPLE INC COM 2M 11K 1,2