WILLIAMS JONES WEALTH MANAGEMENT, LLC
Adviser information for WILLIAMS JONES WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 19 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 9 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4,514 | $10.5B |
| Non-Discretionary | 120 | $77.2M |
| Total | 4,634 | $10.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 150 | $110.8M |
| HNW Individuals | 1,066 | $9.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 39 | $119.6M |
| Charitable organizations | 111 | $234.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 89 | $803.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsCREDIT AND CASH MANAGEMENT SOLUTIONS; INSURANCE SOLUTIONS |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | ENGAGED IN CREDIT/CASH MGMT & INSURANCE SOLUTIONS |
Principal Office
717 FIFTH AVENUE11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-935-8750, Fax: 212-656-1539
Chief Compliance Officer
JEFF SCHWEON
CHIEF LEGAL OFFICER AND CHIEF FINANCIAL OFFICER
717 FIFTH AVENUE
11TH FLOOR
NEW YORK
NY
United States
Tel:
212-935-8750
J*******@****************M
(Full email address available in API data)
Industry Affiliates
| CORNERSTONE WEALTH | Other investment adviser, including financial planners |
| FOCUS RISK SOLUTIONS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WILLIAMS JONES & ASSOCIATES HEDGE FUND 7 TRAUNCHE 5 | Hedge Fund | $23.7M | $0.0M | 80 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-2 | Hedge Fund | $13.2M | $0.0M | 49 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-7 | Hedge Fund | $37.8M | $0.0M | 98 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-9 | Hedge Fund | $3.5M | $0.0M | 26 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-10 | Hedge Fund | $58.3M | $0.0M | 135 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-14 | Hedge Fund | $2.3M | $0.0M | 14 |
| WJA ALTERNATIVE INVESTMENT STRATEGIES I, LLC, SERIES I-24 | Hedge Fund | $18.5M | $0.0M | 74 |
| WJA HOUSING BOND FUND, LLC | HOUSING BOND FUND | $57.0M | $0.1M | 66 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHWEON, JEFF | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, CHIEF LEGAL OFFICER, PARTNER | 05/2019 | < 5% |
| FOCUS OPERATING, LLC | Domestic Entity | – | MEMBER (MANAGER) | 05/2019 | > 75% |
| FOCUS FINANCIAL PARTNERS, LLC | Domestic Entity | FOCUS OPERATING, LLC | MEMBER | 01/2007 | > 75% |
| FOCUS FINANCIAL PARTNERS, INC. | Domestic Entity | FOCUS FINANCIAL PARTNERS, LLC | MEMBER | 07/2018 | > 75% |
| JONES, JR., WILLIAM, PICKERING | Individual | – | CHAIRMAN, PARTNER | 05/2019 | < 5% |
| EAGER, JOHN, JOSEPH | Individual | – | PRESIDENT, TREASURER AND PARTNER | 05/2019 | < 5% |
| TARMY, BARBARA, ANN | Individual | – | PARTNER | 05/2019 | < 5% |
| LE, HOA, VAN | Individual | – | CHIEF OPERATIONS OFFICER, PARTNER | 03/2021 | < 5% |
| FERDINAND FFP ACQUISITION, LLC | Domestic Entity | FOCUS FINANCIAL PARTNERS, INC. | SHAREHOLDER, CLASS A COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FOCUS FINANCIAL PARTNERS, INC. | SHAREHOLDER, CLASS B COMMON STOCK | 08/2023 | > 75% |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Domestic Entity | FERDINAND FFP ACQUISITION, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP PARENT, INC. | Domestic Entity | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | MEMBER | 08/2023 | > 75% |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Domestic Entity | FERDINAND FFP PARENT, INC. | SHAREHOLDER | 08/2023 | > 75% |
| CD&R FERDINAND HOLDINGS, L.P. | Domestic Entity | FERDINAND FFP ULTIMATE HOLDINGS, LP | PARTNER | 08/2023 | 50-75% |
| CD&R FERDINAND CO-INVESTOR, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 25-50% |
| CLAYTON DUBILIER & RICE FUND XII, L.P. | Foreign Entity | CD&R FERDINAND HOLDINGS, L.P. | PARTNER | 08/2023 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 5th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| (PLACEHOLDER) EPZM INCOMING AS | CS | 0 | 16K | – |
| 1/100 BERKSHIRE HATHAWAY CL A | CS | 1M | 200 | – |
| 3M CO COM | CS | 294K | 3K | – |
| 4LICENSING CORP | CS | 36 | 18K | – |
| ABB LTD | CS | 403K | 7K | – |
| ABBOTT LABS COM | CS | 42M | 406K | – |
| ABBVIE INC COM | CS | 12M | 71K | – |
| ACCENTURE PLC IRELAND SHS CLAS | CS | 191M | 628K | – |
| ACCENTURE PLC IRELAND SHS CLAS | CS | 25K | 82 | – |
| ADOBE SYS INC COM | CS | 30M | 54K | – |
| ADVANCED MICRO DEVICES INC COM | CS | 6M | 38K | – |
| ADYEN N V SHS | CS | 223K | 187 | – |
| AEROVIRONMENT INC | CS | 669K | 4K | – |
| AGILENT TECHNOLOGIES INC COM | CS | 3M | 22K | – |
| AIR LEASE CORP CL A | CS | 6M | 125K | – |
| AIR LEASE CORP CL A | CS | 13K | 269 | – |
| AIR PRODS & CHEMS INC COM | CS | 5M | 18K | – |
| ALBERTSONS COS INC - CLASS A | CS | 4M | 208K | – |
| ALCON AG ORD SHS | CS | 98M | 1M | – |
| ALCON AG ORD SHS | CS | 34K | 380 | – |
| ALLIANCEBERNSTEIN HOLDING LP U | CS | 2M | 67K | – |
| ALLISON TRANSMISSION HLDGS INC | CS | 481K | 6K | – |
| ALLSTATE CORP | CS | 550K | 3K | – |
| ALPHABET INC CAP STK CL A | CS | 256M | 1M | – |
| ALPHABET INC CAP STK CL C | CS | 105M | 574K | – |
| ALPS ETF TR ALERIAN MLP | CS | 8M | 160K | – |
| ALTRIA GROUP INC COM | CS | 779K | 17K | – |
| AMARIN CORP PLC SPONS ADR NEW | CS | 23K | 33K | – |
| AMAZON COM INC COM | CS | 211M | 1M | – |
| AMERICA MOVIL SA DE CV ADR SER | CS | 393K | 23K | – |
| AMERICAN EXPRESS CO COM | CS | 35M | 151K | – |
| AMERICAN INTL GROUP INC COM NE | CS | 555K | 7K | – |
| AMERICAN TOWER CORP NEW COM | CS | 12M | 61K | – |
| AMERICAN WTR WKS CO INC NEW CO | CS | 2M | 18K | – |
| AMERIPRISE FINL INC COM | CS | 3M | 7K | – |
| AMETEK INC NEW COM | CS | 481K | 3K | – |
| AMGEN INC COM | CS | 29M | 93K | – |
| AMPHENOL CORP NEW CL A | CS | 60M | 890K | – |
| AMPHENOL CORP NEW CL A | CS | 22K | 330 | – |
| AMPLIFY CYBERSECURITY ETF | CS | 3M | 43K | – |
| ANALOG DEVICES INC | CS | 3M | 13K | – |
| ANNALY CAP MGMT INC COM | CS | 229K | 12K | – |
| ANSYS INC COM | CS | 588K | 2K | – |
| AON PLC CLASS-A ORDINARY SHARE | CS | 23M | 80K | – |
| APOLLO GLOBAL MGMT INC COM CL | CS | 86M | 725K | – |
| APPLE INC COM | CS | 463M | 2M | – |
| APPLIED MATLS INC COM | CS | 31M | 132K | – |
| APPLIED MINERALS INC COM | CS | 401 | 4M | – |
| APTARGROUP INC COM | CS | 99M | 707K | – |
| APTARGROUP INC COM | CS | 29K | 207 | – |
| AQUA METALS INC | CS | 9K | 29K | – |
| ARCH CAP GROUP LTD ORD | CS | 14M | 139K | – |
| ARCHER DANIELS MIDLAND CO | CS | 19M | 317K | – |
| ASML HOLDING N V N Y REGISTRY | CS | 2M | 2K | – |
| ASTRAZENECA PLC SPONSORED ADR | CS | 464K | 6K | – |
| AT&T INC COM | CS | 510K | 27K | – |
| ATAI LIFE SCIENCES NV SHS | CS | 13K | 10K | – |
| AUTOMATIC DATA PROCESSING INC | CS | 144M | 605K | – |
| AUTOMATIC DATA PROCESSING INC | CS | 34K | 141 | – |
| AUTOZONE INC COM | CS | 3M | 948 | – |
| AVERY DENNISON CORP | CS | 685K | 3K | – |
| BALL CORP | CS | 313K | 5K | – |
| BANK AMER CORP COM | CS | 4M | 95K | – |
| BANK NEW YORK MELLON CORP COM | CS | 634K | 11K | – |
| BECTON DICKINSON & CO COM | CS | 1M | 6K | – |
| BERKLEY W R CORP COM | CS | 672K | 9K | – |
| BERKSHIRE HATHAWAY INC DEL CL | CS | 18M | 30 | – |
| BERKSHIRE HATHAWAY INC DEL CL | CS | 111M | 274K | – |
| BERKSHIRE HATHAWAY INC DEL CL | CS | 25K | 62 | – |
| BHP BILLITON LTD SPONSORED ADR | CS | 304K | 5K | – |
| BLACKROCK INC COM | CS | 705K | 895 | – |
| BLACKSTONE GROUP INC | CS | 68M | 552K | – |
| BLACKSTONE SECD LENDING FD COM | CS | 1M | 47K | – |
| BOEING CO COM | CS | 1M | 8K | – |
| BOOKING HOLDINGS INC | CS | 2M | 402 | – |
| BORGWARNER INC COM | CS | 257K | 8K | – |
| BP PLC SPONSORED ADR | CS | 474K | 13K | – |
| BRISTOL MYERS SQUIBB CO COM | CS | 992K | 24K | – |
| BROADCOM INC | CS | 89M | 55K | – |
| BROOKFIELD ASSET MANAGEMENT - | CS | 625K | 16K | – |
| BROOKFIELD CORPORATION | CS | 3M | 62K | – |
| BROWN-FORMAN CORP - CLASS B | CS | 1M | 31K | – |
| BROWN FORMAN CORP | CS | 1M | 33K | – |
| BRUNELLO CUCINELLI S P A UNSPO | CS | 401K | 8K | – |
| BWX TECHNOLOGIES INC COM | CS | 480K | 5K | – |
| CAMBRIDGE BANCORP COM | CS | 383K | 6K | – |
| CAMDEN NATL CORP COM | CS | 216K | 7K | – |
| CAMPBELL SOUP CO COM | CS | 787K | 17K | – |
| CANADIAN NATL RY CO COM | CS | 3M | 24K | – |
| CANADIAN PACIFIC KANSAS CITY | CS | 11M | 138K | – |
| CARDINAL HEALTH INC | CS | 204K | 2K | – |
| CARRIER GLOBAL CORPORATION COM | CS | 17M | 270K | – |
| CATERPILLAR INC DEL COM | CS | 6M | 18K | – |
| CBOE GLOBAL MARKETS INC COM | CS | 574K | 3K | – |
| CDW CORP COM | CS | 2M | 9K | – |
| CHAPTERS GROUP AG SHS | CS | 554K | 22K | – |
| CHARTER COMMUNICATIONS INC DEL | CS | 389K | 1K | – |
| CHEVRON CORP NEW COM | CS | 20M | 129K | – |
| CHIPOTLE MEXICAN GRILL INC CL | CS | 10M | 160K | – |
| CHOICE HOTELS INTL INC COM | CS | 714K | 6K | – |
| CHUBB LIMITED COM | CS | 673K | 3K | – |
| CHURCH & DWIGHT INC COM | CS | 5M | 52K | – |
| CIGNA CORPORATION COM | CS | 4M | 11K | – |
| CINTAS CORP COM | CS | 68M | 97K | – |
| CISCO SYS INC COM | CS | 8M | 176K | – |
| CITIGROUP INC COM NEW | CS | 519K | 8K | – |
| CME GROUP INC COM | CS | 903K | 5K | – |
| COCA COLA CO COM | CS | 7M | 116K | – |
| COGNIZANT TECHNOLOGY SOLUTIONS | CS | 601K | 9K | – |
| COLGATE PALMOLIVE CO COM | CS | 10M | 105K | – |
| COMCAST CORP NEW CL A | CS | 12M | 302K | – |
| CONAGRA BRANDS INC | CS | 711K | 25K | – |
| CONOCOPHILLIPS COM | CS | 2M | 20K | – |
| CONSTELLATION BRANDS INC CL A | CS | 2M | 6K | – |
| CONSTELLATION ENERGY CORP COM | CS | 1M | 5K | – |
| COOPER COS INC COM NEW | CS | 1M | 12K | – |
| CORNING INC COM | CS | 999K | 26K | – |
| CORTEVA INC COM | CS | 718K | 13K | – |
| COSTCO WHSL CORP NEW COM | CS | 400M | 471K | – |
| COSTCO WHSL CORP NEW COM | CS | 80K | 94 | – |
| COTERRA ENERGY INC | CS | 718K | 27K | – |
| CROWDSTRIKE HOLDINGS INC | CS | 8M | 20K | – |
| CROWN CASTLE INTL CORP | CS | 22M | 230K | – |
| CRYOPORT INC COM PAR $0.001 | CS | 486K | 70K | – |
| CSX CORP COM | CS | 2M | 59K | – |
| CYTODYN INC COM | CS | 3K | 25K | – |
| D R HORTON INC | CS | 816K | 6K | – |
| DANAHER CORP DEL COM | CS | 127M | 507K | – |
| DARDEN RESTAURANTS INC COM | CS | 7M | 46K | – |
| DATA COMMUNICATIONS MGMT CORP | CS | 100K | 50K | – |
| DEERE & CO COM | CS | 6M | 17K | – |
| DELL INC COM | CS | 16M | 113K | – |
| DEXCOM INC COM | CS | 3M | 24K | – |
| DIAGEO P L C SPON ADR NEW | CS | 493K | 4K | – |
| DIAMONDBACK ENERGY INC COM | CS | 1M | 7K | – |
| DISNEY WALT CO COM DISNEY | CS | 14M | 138K | – |
| DOVER CORP COM | CS | 13M | 70K | – |
| DOW INC COM | CS | 527K | 10K | – |
| DRONE DELIVERY CDA CORP COM & | CS | 1K | 11K | – |
| DTE ENERGY CO COM | CS | 531K | 5K | – |
| DUKE ENERGY CORP | CS | 1M | 11K | – |
| DUPONT DE NEMOURS INC | CS | 622K | 8K | – |
| EASTMAN CHEM CO COM | CS | 259K | 3K | – |
| EATON CORP PLC SHS | CS | 132M | 420K | – |
| EATON CORP PLC SHS | CS | 13K | 41 | – |
| ECOLAB INC COM | CS | 174M | 731K | – |
| ECOLAB INC COM | CS | 31K | 132 | – |
| EDWARDS LIFESCIENCES CORP COM | CS | 2M | 17K | – |
| ELEVANCE HEALTH INC | CS | 282K | 521 | – |
| EMERSON ELEC CO COM | CS | 17M | 157K | – |
| ENBRIDGE INC COM | CS | 502K | 14K | – |
| ENERGY TRANSFER LP | CS | 13M | 810K | – |
| ENOVIS CORP | CS | 4M | 93K | – |
| ENPRO INDS INC COM | CS | 311K | 2K | – |
| ENTERPRISE PRODS PARTNERS L P | CS | 48M | 2M | – |
| EOG RES INC COM | CS | 3M | 22K | – |
| EQUIFAX INC COM | CS | 413K | 2K | – |
| ERIE INDTY CO CL A | CS | 279K | 770 | – |
| ESAB CORPORATION COM | CS | 303K | 3K | – |
| EUROPEAN METALS HLDGS LTD CHES | CS | 2K | 10K | – |
| EXXON MOBIL CORP COM | CS | 38M | 332K | – |
| FACTSET RESH SYS INC COM | CS | 280K | 686 | – |
| FAIRFAX FINL HLDGS LTD SUB VTG | CS | 227K | 200 | – |
| FASTENAL CO COM | CS | 511K | 8K | – |
| FEDEX CORP COM | CS | 727K | 2K | – |
| FIDELITY NATL INFORMATION SVCS | CS | 545K | 7K | – |
| FIFTH THIRD BANCORP COM | CS | 1M | 28K | – |
| FIRST TRUST NASDAQ CYBERSECURI | CS | 854K | 15K | – |
| FISERV INC COM | CS | 1M | 8K | – |
| FLOWERS FOODS INC COM | CS | 8M | 350K | – |
| FORTINET INC COM | CS | 15M | 253K | – |
| FORTIVE CORP COM | CS | 24M | 320K | – |
| FOUR CORNERS PPTY TR INC COM | CS | 310K | 13K | – |
| FRANCO NEVADA CORP COM | CS | 234K | 2K | – |
| FRANKLIN RES INC COM | CS | 403K | 18K | – |
| FREEPORT-MCMORAN INC. | CS | 880K | 18K | – |
| GE HEALTHCARE TECHNOLOGY | CS | 759K | 10K | – |
| GE VERNOVA INC COM | CS | 2M | 11K | – |
| GENERAL DYNAMICS CORP COM | CS | 653K | 2K | – |
| GENERAL ELECTRIC CO COM | CS | 5M | 31K | – |
| GENERAL MLS INC COM | CS | 9M | 149K | – |
| GENMAB A S SPONSORED ADR | CS | 2M | 84K | – |
| GENMAB A/S SHS | CS | 4M | 17K | – |
| GENUINE PARTS CO COM | CS | 368K | 3K | – |
| GETSWIFT TECHNOLOGIES LTD | CS | 0 | 21K | – |
| GILEAD SCIENCES INC COM | CS | 362K | 5K | – |
| GLOBE LIFE INC | CS | 354K | 4K | – |
| GOLDMAN SACHS GROUP INC | CS | 23M | 51K | – |
| GRAINGER W W INC COM | CS | 12M | 14K | – |
| GRAYSCALE BITCOIN TRUST BTC | CS | 2M | 35K | – |
| GRAYSCALE ETHEREUM TR ETH SHS | CS | 1M | 32K | – |
| HARBOR DIVERSIFIED INC COM | CS | 34K | 20K | – |
| HAYPP GROUP AB ORDF | CS | 158K | 24K | – |
| HERSHEY CO COM | CS | 1M | 7K | – |
| HESS CORP COM | CS | 635K | 4K | – |
| HEWLETT PACKARD ENTERPRISE CO | CS | 2M | 91K | – |
| HEXCEL CORP NEW COM | CS | 262K | 4K | – |
| HF SINCLAIR CORP | CS | 266K | 5K | – |
| HIGHLANDS REIT INC COM | CS | 3K | 10K | – |
| HOME DEPOT INC COM | CS | 112M | 326K | – |
| HONEYWELL INTL INC | CS | 14M | 65K | – |
| HORMEL FOODS CORP | CS | 1M | 37K | – |
| HOWMET AEROSPACE INC COM | CS | 217K | 3K | – |
| HP INC | CS | 3M | 85K | – |
| HUBSPOT INC COM | CS | 243K | 412 | – |
| HUDSON TECHNOLOGIES INC COM | CS | 132K | 15K | – |
| ICON PLC SHS | CS | 270K | 860 | – |
| IDEXX LABS INC COM | CS | 169M | 347K | – |
| IDEXX LABS INC COM | CS | 51K | 104 | – |
| ILLINOIS TOOL WKS INC COM | CS | 16M | 67K | – |
| INGREDION INC COM | CS | 1M | 10K | – |
| INTEL CORP COM | CS | 2M | 52K | – |
| INTERCONTINENTAL EXCHANGE INC | CS | 2M | 16K | – |
| INTERNATIONAL BUSINESS MACHS C | CS | 22M | 127K | – |
| INTERNATIONAL FLAVORS&FRAGRANC | CS | 473K | 5K | – |
| INTUIT COM | CS | 213M | 324K | – |
| INTUIT COM | CS | 25K | 38 | – |
| INTUITIVE SURGICAL INC COM NEW | CS | 71M | 159K | – |
| INVESCO QQQ TRUST SERIES 1 | CS | 13M | 26K | – |
| INVESCO S&P 500 EQUAL WEIGHT E | CS | 3M | 17K | – |
| IQVIA HLDGS INC COM | CS | 233K | 1K | – |
| IRIS ENERGY LTD ORDINARY SHARE | CS | 152K | 13K | – |
| ISHARES BITCOIN TRUST | CS | 497K | 15K | – |
| ISHARES COMEX GOLD TR ISHARES | CS | 4M | 87K | – |
| ISHARES INC CORE MSCI EMKT | CS | 216K | 4K | – |
| ISHARES RUSSELL 2000 ETF | CS | 5M | 24K | – |
| ISHARES TR CORE MSCI EAFE | CS | 232K | 3K | – |
| ISHARES TR CORE S&P MCP ETF | CS | 616K | 11K | – |
| ISHARES TR CORE S&P500 ETF | CS | 10M | 18K | – |
| ISHARES TR FLTG RATE BD ETF | CS | 217K | 4K | – |
| ISHARES TR NASDAQ BIOTECH INDX | CS | 8M | 58K | – |
| ISHARES TR RUSSELL 1000 GROWTH | CS | 272K | 747 | – |
| ISHARES TR RUSSELL 3000 | CS | 258K | 835 | – |
| ISHARES TR S&P 500 GRWT ETF | CS | 594K | 6K | – |
| ISHARES TR S&P 500 VALUE | CS | 292K | 2K | – |
| ISHARES TR S&P SMALL CAP 600 | CS | 782K | 7K | – |
| ISLET SCIENCES INC COM | CS | 0 | 102K | – |
| ITT INC | CS | 271K | 2K | – |
| J & J SNACK FOODS CORP COM | CS | 346K | 2K | – |
| JACOBS SOLUTIONS INC | CS | 33M | 233K | – |
| JEFFRIES FINANCIAL GROUP INC | CS | 234K | 5K | – |
| JOHNSON & JOHNSON COM | CS | 100M | 682K | – |
| JPMORGAN CHASE & CO COM | CS | 117M | 579K | – |
| KAYNE ANDERSON MLP | CS | 114K | 11K | – |
| KELLANOVA | CS | 2M | 29K | – |
| KENVUE INC COM | CS | 391K | 22K | – |
| KEYSIGHT TECHNOLOGIES INC COM | CS | 2M | 11K | – |
| KIMBERLY CLARK CORP COM | CS | 2M | 16K | – |
| KLA-TENCOR CORP COM | CS | 4M | 5K | – |
| KRAFT HEINZ CO COM | CS | 227K | 7K | – |
| KROGER CO COM | CS | 812K | 16K | – |
| L OREAL CO ADR | CS | 213K | 2K | – |
| L3HARRIS TECHNOLOGY INC | CS | 2M | 9K | – |
| LABCORP HOLDINGS INC | CS | 694K | 3K | – |
| LAM RESEARCH CORP COM | CS | 31M | 29K | – |
| LAMB WESTON HLDGS INC COM | CS | 784K | 9K | – |
| LAUDER ESTEE COS INC CL A | CS | 4M | 36K | – |
| LILLY ELI & CO COM | CS | 22M | 24K | – |
| LINDE PUBLIC LTD | CS | 2M | 5K | – |
| LINEAGE CELL THERAPEUTICS INC | CS | 101K | 101K | – |
| LIONS GATE ENTMNT CORP CL B NO | CS | 102K | 12K | – |
| LOCKHEED MARTIN CORP | CS | 4M | 8K | – |
| LOEWS CORP COM | CS | 357K | 5K | – |
| LOWES COS INC COM | CS | 25M | 115K | – |
| LVMH MOET HENNESSY LOU VUITTON | CS | 8M | 53K | – |
| LVMH MOET HENNESSY LOU VUITTON | CS | 15K | 99 | – |
| MAGNITE INC | CS | 9M | 695K | – |
| MARATHON PETE CORP COM | CS | 2M | 10K | – |
| MARRIOTT INTL INC NEW CL A | CS | 2M | 7K | – |
| MARSH & MCLENNAN COS INC | CS | 785K | 4K | – |
| MARTIN MARIETTA MATERIALS | CS | 20M | 37K | – |
| MASTERCARD INCORPORATED CL A | CS | 4M | 10K | – |
| MATSON INC COM | CS | 793K | 6K | – |
| MCCORMICK & CO INC COM NON VTG | CS | 60M | 851K | – |
| MCCORMICK & CO INC COM NON VTG | CS | 18K | 248 | – |
| MCDONALDS CORP COM | CS | 3M | 13K | – |
| MCKESSON CORP COM | CS | 847K | 1K | – |
| MERCK & CO INC NEW COM | CS | 15M | 119K | – |
| META PLATFORMS INC | CS | 4M | 8K | – |
| METLIFE INC COM | CS | 575K | 8K | – |
| METTLER TOLEDO INTERNATIONAL C | CS | 162M | 116K | – |
| METTLER TOLEDO INTERNATIONAL C | CS | 60K | 43 | – |
| MFA FINL INC COM | CS | 1M | 110K | – |
| MICROCHIP TECHNOLOGY INC | CS | 22M | 236K | – |
| MICRON TECHNOLOGY INC | CS | 328K | 2K | – |
| MICROSOFT CORP COM | CS | 396M | 887K | – |
| MICROSOFT CORP COM | CS | 18K | 41 | – |
| MKS INSTRUMENT INC COM | CS | 2M | 13K | – |
| MONDELEZ INTL INC CL A | CS | 2M | 29K | – |
| MONSTER BEVERAGE CORP | CS | 300K | 6K | – |
| MOODYS CORP | CS | 3M | 7K | – |
| MORGAN STANLEY COM NEW | CS | 2M | 17K | – |
| MORNINGSTAR INC COM | CS | 769K | 3K | – |
| MOTOROLA SOLUTIONS INC COM NEW | CS | 2M | 4K | – |
| MPLX LP COM UNIT REP LTD | CS | 3M | 61K | – |
| MSCI INC COM | CS | 25M | 52K | – |
| MUELLER INDS INC COM | CS | 315K | 6K | – |
| NATIONAL RESH CORP COM NEW | CS | 964K | 42K | – |
| NAVIENT CORPORATION COM | CS | 308K | 21K | – |
| NESTLE S A SPONSORED ADR | CS | 1M | 15K | – |
| NET POWER INC COM CL A | CS | 320K | 33K | – |
| NETFLIX INC COM | CS | 3M | 5K | – |
| NEW MOUNTAIN FIN CORP COM | CS | 184K | 15K | – |
| NEXTERA ENERGY INC COM | CS | 2M | 29K | – |
| NII HLDGS INC COM PAR $0.001 | CS | 0 | 50K | – |
| NIKE INC CL B | CS | 19M | 254K | – |
| NORFOLK SOUTHERN CORP | CS | 2M | 8K | – |
| NORTHROP GRUMMAN CORP COM | CS | 696K | 2K | – |
| NORTHWEST BIOTHERAPEUTICS INC | CS | 15K | 35K | – |
| NOVAGOLD RES INC COM NEW | CS | 35K | 10K | – |
| NOVARTIS A G SPONSORED ADR | CS | 1M | 11K | – |
| NOVO-NORDISK A S ADR | CS | 817K | 6K | – |
| NUCOR CORP COM | CS | 1M | 7K | – |
| NVIDIA CORP COM | CS | 261M | 2M | – |
| NXP SEMICONDUCTORS N V COM | CS | 4M | 14K | – |
| O REILLY AUTOMOTIVE INC NEW CO | CS | 82M | 77K | – |
| O REILLY AUTOMOTIVE INC NEW CO | CS | 11K | 10 | – |
| OCCIDENTAL PETE CORP DEL COM | CS | 1M | 20K | – |
| OLAPLEX HLDGS INC COM | CS | 18K | 12K | – |
| OMNICOM GROUP INC COM | CS | 360K | 4K | – |
| ONEOK INC NEW COM | CS | 6M | 71K | – |
| ONEX CORP SUB VTG | CS | 36M | 532K | – |
| ONEX CORP SUB VTG | CS | 17K | 249 | – |
| ORACLE CORP COM | CS | 13M | 92K | – |
| OTIS WORLDWIDE CORP COM | CS | 770K | 8K | – |
| PACKAGING CORP OF AMERICA | CS | 985K | 5K | – |
| PALO ALTO NETWORKS INC COM | CS | 334K | 985 | – |
| PARKER HANNIFIN CORP | CS | 10M | 20K | – |
| PAYCHEX INC COM | CS | 9M | 74K | – |
| PDF SOLUTIONS INC COM | CS | 1M | 32K | – |
| PEPSICO INC COM | CS | 94M | 572K | – |
| PEPSICO INC COM | CS | 20K | 123 | – |
| PERMIAN RESOURCES CORP | CS | 289K | 18K | – |
| PFIZER INC COM | CS | 6M | 207K | – |
| PHILIP MORRIS INTL INC COM | CS | 4M | 44K | – |
| PHILLIPS 66 COM | CS | 2M | 12K | – |
| PINTEREST INC CL A | CS | 367K | 8K | – |
| PNC FINL SVCS GROUP INC | CS | 5M | 30K | – |
| PPL CORP COM | CS | 621K | 22K | – |
| PRICE T ROWE GROUP INC COM | CS | 28M | 242K | – |
| PRICE T ROWE GROUP INC COM | CS | 15K | 131 | – |
| PROCTER AND GAMBLE CO COM | CS | 9M | 55K | – |
| PROGRESSIVE CORP OHIO COM | CS | 40M | 190K | – |
| PROLOGIS INC COM | CS | 1M | 10K | – |
| PROTOKINETIX INC | CS | 200 | 20K | – |
| PUBLIC SVC ENTERPRISE GROUP CO | CS | 353K | 5K | – |
| QUALCOMM INC COM | CS | 3M | 14K | – |
| QUANTA SVCS INC COM | CS | 31M | 123K | – |
| QUANTERIX CORP COM | CS | 3M | 222K | – |
| RALPH LAUREN CORP CL A | CS | 831K | 5K | – |
| RAYMOND JAMES FINANCIAL INC CO | CS | 494K | 4K | – |
| RAYTHEON TECHNOLOGIES CORP | CS | 10M | 97K | – |
| RBC BEARINGS INC COM | CS | 250K | 926 | – |
| REGENERON PHARMACEUTICALS COM | CS | 2M | 2K | – |
| REPUBLIC SERVICES INC CL A | CS | 325K | 2K | – |
| RESMED INC COM | CS | 555K | 3K | – |
| RIO TINTO PLC SPONSORED ADR | CS | 468K | 7K | – |
| RITHM CAPITAL CORP | CS | 256K | 23K | – |
| ROCKWELL AUTOMATION INC | CS | 21M | 75K | – |
| ROLLINS INC COM | CS | 20M | 415K | – |
| ROLLINS INC COM | CS | 11K | 225 | – |
| ROPER TECHNOLOGIES INC COM | CS | 143M | 254K | – |
| ROPER TECHNOLOGIES INC COM | CS | 26K | 46 | – |
| S&P GLOBAL INC | CS | 3M | 8K | – |
| SALESFORCE COM INC COM | CS | 858K | 3K | – |
| SAMSARA INC | CS | 243K | 7K | – |
| SCHEIN HENRY INC COM | CS | 218K | 3K | – |
| SCHLUMBERGER LTD COM | CS | 701K | 15K | – |
| SCHWAB CHARLES CORP NEW COM | CS | 268K | 4K | – |
| SCHWAB STRATEGIC TR SCHWAB FDT | CS | 242K | 4K | – |
| SCHWAB STRATEGIC TR US LRG CAP | CS | 494K | 8K | – |
| SCHWEITZER-MAUDUIT INTL INC CO | CS | 187K | 11K | – |
| SELECT SECTOR SPDR TR COMMUNIC | CS | 590K | 7K | – |
| SELECT SECTOR SPDR TR SBI CONS | CS | 736K | 4K | – |
| SELECT SECTOR SPDR TR SBI HEAL | CS | 321K | 2K | – |
| SELECT SECTOR SPDR TR SBI INT- | CS | 521K | 6K | – |
| SELECT SECTOR SPDR TR SBI INT- | CS | 1M | 25K | – |
| SELECT SECTOR SPDR TR TECHNOLO | CS | 4M | 19K | – |
| SEMPRA ENERGY | CS | 329K | 4K | – |
| SENSIENT TECHNOLOGIES CORP COM | CS | 1M | 16K | – |
| SERVICENOW INC COM | CS | 2M | 2K | – |
| SHAKE SHACK INC CL A | CS | 288K | 3K | – |
| SHELL PLC SPON ADS | CS | 606K | 8K | – |
| SHERWIN-WILLIAMS CO | CS | 91M | 306K | – |
| SHOPIFY INC CL A | CS | 318K | 5K | – |
| SIG COMBIBLOC GROUP AG | CS | 555K | 30K | – |
| SLM CORP COM | CS | 384K | 18K | – |
| SMUCKER J M CO COM NEW | CS | 803K | 7K | – |
| SONY GROUP CORP SP ADR | CS | 533K | 6K | – |
| SOUTHERN CO COM | CS | 277K | 4K | – |
| SOUTHWEST AIRLS CO COM | CS | 4M | 130K | – |
| SPDR GOLD TRUST | CS | 4M | 19K | – |
| SPDR S&P 500 ETF TR TR UNIT | CS | 34M | 63K | – |
| SPDR S&P BIOTECHNOLOGY ETF | CS | 12M | 126K | – |
| SPDR S&P MIDCAP 400 INDEX | CS | 6M | 12K | – |
| STAAR SURGICAL CO COM PAR $0.0 | CS | 900K | 19K | – |
| STARBUCKS CORP COM | CS | 964K | 12K | – |
| STERIS PLC SHS USD | CS | 131M | 597K | – |
| STERIS PLC SHS USD | CS | 27K | 125 | – |
| STRYKER CORP COM | CS | 21M | 63K | – |
| SYNOPSYS INC COM | CS | 3M | 4K | – |
| SYSCO CORP COM | CS | 39M | 541K | – |
| T-MOBILE US INC COM | CS | 11M | 61K | – |
| TAIWAN SEMICONDUCTOR MFG CO SP | CS | 278K | 2K | – |
| TARGA RES CORP COM | CS | 1M | 10K | – |
| TARGET CORP COM | CS | 2M | 11K | – |
| TE CONNECTIVITY LTD REG SHS | CS | 488K | 3K | – |
| TELEFONICA SA ADR | CS | 48K | 11K | – |
| TENET HEALTHCARE CORP | CS | 527K | 4K | – |
| TESLA MTRS INC COM | CS | 2M | 8K | – |
| TETRA TECH INC NEW COM | CS | 7M | 33K | – |
| TEXAS INSTRS INC COM | CS | 15M | 75K | – |
| THE TRADE DESK INC COM CL A | CS | 95M | 974K | – |
| THERMO FISHER SCIENTIFIC INC C | CS | 116M | 210K | – |
| TJX COS INC NEW COM | CS | 137M | 1M | – |
| TJX COS INC NEW COM | CS | 31K | 280 | – |
| TOOTSIE ROLL INDS INC COM | CS | 214K | 7K | – |
| TOYOTA MOTOR CORP COM | CS | 307K | 15K | – |
| TRADEWEB MKTS INC CL A | CS | 379K | 4K | – |
| TRANE TECHNOLOGIES PLC SHS | CS | 890K | 3K | – |
| TRANSDIGM GROUP INC COM | CS | 781K | 611 | – |
| TRANSOCEAN LTD | CS | 125K | 23K | – |
| TRAVELERS COMPANIES INC COM | CS | 449K | 2K | – |
| TREEHOUSE FOODS INC COM | CS | 293K | 8K | – |
| TYSON FOODS INC CL A | CS | 1M | 23K | – |
| UGI CORP NEW COM | CS | 231K | 10K | – |
| ULTA SALON COSMETCS & FRAG INC | CS | 622K | 2K | – |
| UNILEVER PLC SPON ADR NEW | CS | 482K | 9K | – |
| UNION PAC CORP COM | CS | 8M | 34K | – |
| UNITED PARCEL SVC INC CL B | CS | 366K | 3K | – |
| UNITED RENTALS INC COM | CS | 1M | 2K | – |
| UNITEDHEALTH GROUP INC COM | CS | 27M | 53K | – |
| UNIVERSAL HLTH SVCS INC CL B | CS | 1M | 8K | – |
| US BANCORP DEL COM NEW | CS | 2M | 55K | – |
| VALERO ENERGY CORP NEW COM | CS | 2M | 13K | – |
| VANECK SEMICONDUCTOR ETF | CS | 2M | 6K | – |
| VANECK VECTORS ETF TR | CS | 371K | 2K | – |
| VANGUARD FTSE ALL-WORLD EX-U.S | CS | 598K | 10K | – |
| VANGUARD HEALTH CARE ETF | CS | 717K | 3K | – |
| VANGUARD HIGH DIV YLD ETF | CS | 8M | 64K | – |
| VANGUARD INDEX FDS GROWTH ETF | CS | 489K | 1K | – |
| VANGUARD INDEX FDS MCAP GR IDX | CS | 935K | 4K | – |
| VANGUARD INDEX FDS S&P 500 ETF | CS | 25M | 50K | – |
| VANGUARD INDEX FDS SM CP VAL E | CS | 398K | 2K | – |
| VANGUARD INDEX FDS SMALL CP ET | CS | 2M | 11K | – |
| VANGUARD INDEX FDS TOTAL STK M | CS | 2M | 7K | – |
| VANGUARD MID-CAP ETF | CS | 933K | 4K | – |
| VANGUARD MSCI EAFE ETF | CS | 335K | 7K | – |
| VANGUARD SPECIALIZED PORTFOLIO | CS | 3M | 14K | – |
| VANGUARD STAR FD VG TL INTL ST | CS | 244K | 4K | – |
| VANGUARD VALUE ETF | CS | 551K | 3K | – |
| VANGUARD WORLD CONSUMER DISC E | CS | 495K | 2K | – |
| VANGUARD WORLD FDS CONSUM STP | CS | 413K | 2K | – |
| VANGUARD WORLD FDS INDUSTRIAL | CS | 388K | 2K | – |
| VANGUARD WORLD FDS INF TECH ET | CS | 5M | 9K | – |
| VEEVA SYS INC CL A COM | CS | 12M | 64K | – |
| VERALTO CORP COM SHS | CS | 5M | 52K | – |
| VERISK ANALYTICS INC CL A | CS | 836K | 3K | – |
| VERIZON COMMUNICATIONS INC COM | CS | 811K | 20K | – |
| VERTEX PHARMACEUTICALS INC COM | CS | 539K | 1K | – |
| VERTIV HOLDINGS CO-A | CS | 22M | 251K | – |
| VIATRIS INC | CS | 224K | 21K | – |
| VICI PPTYS INC COM | CS | 318K | 11K | – |
| VICTREX PLC | CS | 11M | 728K | – |
| VIRNETX HOLDING CORP | CS | 401K | 59K | – |
| VISA INC COM CL A | CS | 307M | 1M | – |
| VISA INC COM CL A | CS | 65K | 249 | – |
| VISTRA ENERGY CORP COM | CS | 272K | 3K | – |
| VULCAN MATLS CO | CS | 567K | 2K | – |
| WABTEC CORP COM | CS | 456K | 3K | – |
| WAL-MART STORES INC COM | CS | 1M | 20K | – |
| WARNER BROS DISCOVERY INC COM | CS | 132K | 18K | – |
| WASTE MGMT INC DEL COM | CS | 6M | 30K | – |
| WATSCO INC COM | CS | 27M | 58K | – |
| WATSCO INC COM | CS | 7K | 15 | – |
| WATTS WATER TECHNOLOGIES A | CS | 1M | 6K | – |
| WELLS FARGO CO NEW COM | CS | 3M | 59K | – |
| WENDYS CO COM | CS | 314K | 19K | – |
| WEX INC COM | CS | 21M | 120K | – |
| WHITE MTNS INS GROUP LTD COM | CS | 9M | 5K | – |
| WILLIAMS COS INC DEL COM | CS | 1M | 32K | – |
| XCEL ENERGY INC | CS | 202K | 4K | – |
| XERIANT INC COM | CS | 3K | 150K | – |
| XPO LOGISTICS INC COM | CS | 239K | 2K | – |
| XYLEM INC COM | CS | 215K | 2K | – |
| YUM BRANDS INC COM | CS | 2M | 13K | – |
| YUM CHINA HLDGS INC COM | CS | 270K | 9K | – |
| ZIMMER BIOMET HLDGS INC COM | CS | 238K | 2K | – |
| ZOETIS INC CL A | CS | 171M | 988K | – |
| ZOETIS INC CL A | CS | 24K | 138 | – |
| APOLLO SR FLOATING RATE FD INC | ETF | 174K | 12K | – |
| ARES DYNAMIC CR ALLOCATION FD | ETF | 230K | 15K | – |
| BLACKROCK ETF TRUST II FLEXIBL | ETF | 2M | 39K | – |
| BLACKROCK MUNIHOLDINGS CA INSU | ETF | 114K | 10K | – |
| CREDIT SUISSE HIGH YLD BND FD | ETF | 50K | 25K | – |
| DOUBLELINE INCOME SOLUTIONS FD | ETF | 191K | 15K | – |
| EATON VANCE LTD DUR INCOME FD | ETF | 99K | 10K | – |
| INVESCO VAN KAMPEN ADV MUNI IN | ETF | 133K | 15K | – |
| ISHARES BARCLAYS AGGREGATE | ETF | 240K | 2K | – |
| ISHARES SHORT-TERM CORP B | ETF | 60M | 1M | – |
| ISHARES TR 0-3 MNTH TREASRY | ETF | 201K | 2K | – |
| ISHARES TR HIGH YLD CORP | ETF | 18M | 229K | – |
| ISHARES TR TIPS BD ETF | ETF | 368K | 3K | – |
| J P MORGAN EXCHANGE TRADED FD | ETF | 307K | 6K | – |
| JP MORGAN EXCHANGE TRADED FD U | ETF | 626K | 12K | – |
| NUVEEN N Y SELECT TAX FREE INC | ETF | 176K | 15K | – |
| NUVEEN NEW YORK ATM-FREE MUNI | ETF | 310K | 28K | – |
| PENNYMAC MTG INVT TR COM | ETF | 199K | 15K | – |
| PIMCO CORPORATE OPP FD | ETF | 201K | 14K | – |
| PIMCO DYNAMIC INCOME FD SHS | ETF | 2M | 124K | – |
| PIMCO DYNAMIC INCOME OPRNTS FD | ETF | 291K | 22K | – |
| PIMCO DYNM INC STRGY-USD INC | ETF | 26M | 1M | – |
| PIMCO HIGH INCOME FUND | ETF | 102K | 21K | – |
| SCHWAB STRATEGIC TR US TIPS ET | ETF | 208K | 4K | – |
| SPDR DOUBLELINE TOTAL RETURN T | ETF | 531K | 13K | – |
| VANGUARD BD INDEX FD INC INTER | ETF | 1M | 19K | – |
| VANGUARD BD INDEX FDS LONG TER | ETF | 356K | 5K | – |
| VANGUARD CHARLOTTE FDS INTL BD | ETF | 222K | 5K | – |
| VANGUARD SCOTTSDALE FDS INT-TE | ETF | 261K | 3K | – |
| ALLIANZ FDS RCM MIDCAP INS | MF | 251K | 47K | – |
| AMCAP FD INC SHS CL F-2 | MF | 354K | 8K | – |
| AMERICAN BEACON FDS CL Y | MF | 227K | 10K | – |
| AMERICAN CENTY MUT FDS INC ULT | MF | 1M | 16K | – |
| DAVIS NY VENTURE FD INC CL A | MF | 907K | 32K | – |
| DODGE & COX STK FD COM | MF | 226K | 880 | – |
| FIDELITY CONCORD STR TR 500 ID | MF | 991K | 5K | – |
| FIDELITY CONTRAFUND INC COM | MF | 2M | 94K | – |
| FIDELITY GROWTH CO FUND | MF | 2M | 47K | – |
| FIDELITY MAGELLAN FD COM | MF | 154K | 11K | – |
| FIDELITY TREND FD INC COM | MF | 217K | 1K | – |
| GABELLI ASSET FD SH BEN INT | MF | 230K | 5K | – |
| HENDERSON GLOBAL FDS GLOBAL EQ | MF | 70K | 11K | – |
| JPMORGAN TR II EQTY INCOME SL | MF | 488K | 20K | – |
| JPMORGAN TR II LARGE CAP GR S | MF | 483K | 6K | – |
| LOOMIS SAYLES FDS II GROWTH FD | MF | 254K | 9K | – |
| NORTHERN FDS STK INDEX FD | MF | 708K | 13K | – |
| PIMCO FDS PAC INVT MGMT SER ST | MF | 309K | 24K | – |
| PRICE T ROWE GROWTH STK FD INC | MF | 662K | 6K | – |
| PUTNAM EQUITY INCOME FD NEW CL | MF | 808K | 23K | – |
| ROWE T PRICE DIVID GROWTH FD C | MF | 284K | 4K | – |
| ROYCE FD PENN MUT INV | MF | 128K | 13K | – |
| SCHWAB CAP TR S&P 500IDX SEL | MF | 1M | 17K | – |
| T ROWE PR BLUE CHIP GROW | MF | 634K | 3K | – |
| VANGUARD 500 INDEX FUND - ADM | MF | 4M | 9K | – |
| VANGUARD BALANCED INDEX-ADM | MF | 400K | 8K | – |
| VANGUARD INDEX FDS LCP INDX AD | MF | 1M | 9K | – |
| VANGUARD INDEX FDS SMCP INDEX | MF | 435K | 4K | – |
| VANGUARD INDEX FDS TOT STKIDX | MF | 4M | 28K | – |
| VANGUARD MID CAP INDEX FUND AD | MF | 568K | 2K | – |
| VANGUARD TAX MANAGED INTL FD C | MF | 391K | 1K | – |
| VANGUARD WORLD FDS HLTHCR INDX | MF | 350K | 3K | – |
| DOVER CORPORATION (Special) | SB | 89M | 491K | – |