CIMARRON WEALTH MANAGEMENT, INC.
Adviser information for CIMARRON WEALTH MANAGEMENT, INC. last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 979 | $190.4M |
| Non-Discretionary | 7 | $14.2M |
| Total | 986 | $204.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 386 | $93.1M |
| HNW Individuals | 45 | $96.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $14.2M |
| Charitable organizations | <5 | $5,140 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-116955 |
|---|---|
| SEC ERA File Number | 801-116955 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 299627 |
| Legal Entity Identifier | None |
Principal Office
1731 E NIAGARA RDMONTROSE
CO
United States
Monday - Friday, 8AM - 5 PM
Tel: 970-249-9882, Fax: 970-249-0830
Chief Compliance Officer
NOELLE DEJULIO
CHIEF FINANCIAL OFFICER
1731 E NIAGARA RD
MONTROSE
CO
United States
Tel:
970-249-9882
Fax:
970-249-0830
N*****@*********************M
(Full email address available in API data)
Regulatory Contact
BETTY TOMLINSON
VICE PRESIDENT
1731 E NIAGARA RD
MONTROSE
CO
United States
Tel:
970-249-9882
Fax:
970-249-0830
B****@*********************M
(Full email address available in API data)
Industry Affiliates
| LINCOLN W. ANDERSON, LLC | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDERFORD, KEVIN, SCOTT | Individual | – | PRESIDENT | 06/2019 | 50-75% |
| TOMLINSON, BETTY, JO | Individual | – | VICE PRESIDENT | 06/2019 | 10-25% |
| MURPHY, MICHAEL, JONATHAN | Individual | – | INVESTMENT ADVISER REPRESENTATIVE | 01/2020 | 5-10% |
| DEJULIO, ASHLEY, NOELLE | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2020 | 5-10% |
| Anderson, Lincoln, Whitney | Individual | – | INVESTMENT ADVISER REPRESENTATIVE | 09/2020 | 5-10% |
| Kyburz, Kyle, Anthony | Individual | – | INVESTMENT ADVISER REPRESENTATIVE | 04/2020 | 5-10% |