MESTMAKER & PETREY WEALTH ADVISORS
MPWA, INC. Legal Name
Adviser information for MESTMAKER & PETREY WEALTH ADVISORS last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 455 | $97.9M |
| Non-Discretionary | 0 | $0 |
| Total | 455 | $97.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 345 | $47.0M |
| HNW Individuals | 20 | $31.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 18 | $17.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 15 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-116958 |
|---|---|
| SEC ERA File Number | 801-116958 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 148484 |
| Legal Entity Identifier | None |
Principal Office
2000 OAK STREETSUITE 100
BAKERSFIELD
CA
United States
Monday - Friday, 7:30 AM TO 4:00 PM
Tel: (661) 395-9400, Fax: None
Websites
Chief Compliance Officer
DANIEL PETREY
CHIEF FINANCIAL OFFICER
2000 OAK STREET
SUITE 100
BAKERSFIELD
CA
United States
Tel:
(661) 395-9400
Fax:
(661) 395-9505
D*********@*******************M
(Full email address available in API data)
Regulatory Contact
JEFFREY K. MESTMAKER
PRESIDENT
2000 OAK STREET
SUITE 100
BAKERSFIELD
CA
United States
Tel:
(661) 395-9400
Fax:
(661) 395-9505
J*************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MESTMAKER, JEFFREY, KAPRAL | Individual | – | PRESIDENT | 01/2009 | 50-75% |
| PETREY, DANIEL, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2009 | 50-75% |