MEDALLION WEALTH ADVISORS, LLC
Adviser information for MEDALLION WEALTH ADVISORS, LLC last updated from Form ADV on February 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,263 | $316.9M |
| Non-Discretionary | 186 | $12.1M |
| Total | 1,449 | $328.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,402 | $276.4M |
| HNW Individuals | 30 | $37.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $100,000 |
| Charitable organizations | <5 | $12.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $2.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 212.3M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MEDALLION WEALTH ADVISORS, LLC WRAP FEE PROGRAM | MEDALLION WEALTH ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-116959 |
|---|---|
| SEC ERA File Number | 801-116959 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156064 |
| Legal Entity Identifier | None |
Principal Office
2 BRIDGEWATER ROADSUITE 201
FARMINGTON
CT
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: 860-967-3032, Fax: 860-255-7774
Chief Compliance Officer
ERIC THORSON CHEYNE
PRESIDENT
2 BRIDGEWATER ROAD
SUITE 201
FARMINGTON
CT
United States
Tel:
860-269-3031
Fax:
860-255-7774
T**********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHEYNE, ERIC, THORSON | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 12/2010 | > 75% |