UNIONVIEW WEALTH PARTNERS
UNIONVIEW, LLC Legal Name
Adviser information for UNIONVIEW WEALTH PARTNERS last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 541 | $260.1M |
Non-Discretionary | 1 | $2.6M |
Total | 542 | $262.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 77 | $20.6M |
HNW Individuals | 87 | $242.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 51-100 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUM |
Principal Office
1500 WESTLAKE AVE NORTHSUITE 124
SEATTLE
WA
United States
Monday - Friday, 7:30AM TO 4:00PM
Tel: 206-708-1048, Fax: 206-906-9462
Chief Compliance Officer
M. KATHERINE PIEPER
MANAGING PARTNER
1500 WESTLAKE AVE NORTH
SUITE 124
SEATTLE
WA
United States
Tel:
206-708-1048
K****@**************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PIEPER, MARY KATHERINE | Individual | – | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 07/2019 | > 75% |
HANSON, CRAIG JAMES | Individual | – | PARTNER | 07/2019 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
KIMBERLY-CLARK CORP | COM | 292K | 2K | 1 |
CHEVRON CORP NEW | COM | 323K | 2K | 1 |
AMGEN INC | COM | 264K | 844 | 1 |
JOHNSON & JOHNSON | COM | 447K | 3K | 2 |
PROCTER AND GAMBLE CO | COM | 1M | 7K | 2 |
INTEL CORP | COM | 563K | 18K | 2 |
MERCK & CO INC | COM | 565K | 5K | 2 |
BOEING CO | COM | 461K | 3K | 2 |
ELI LILLY & CO | COM | 2M | 2K | 2 |
META PLATFORMS INC | CL A | 525K | 1K | 2 |
EXXON MOBIL CORP | COM | 742K | 6K | 2 |
UNITEDHEALTH GROUP INC | COM | 521K | 1K | 2 |
NOVO-NORDISK A S | ADR | 291K | 2K | 2 |
SAP SE | SPON ADR | 233K | 1K | 2 |
APPLE INC | COM | 4M | 21K | 2 |
PAYCHEX INC | COM | 202K | 2K | 3 |
EMERSON ELEC CO | COM | 225K | 2K | 3 |
CISCO SYS INC | COM | 272K | 6K | 3 |
ALPHABET INC | CAP STK CL C | 1M | 5K | 3 |
VANGUARD INDEX FDS | TOTAL STK MKT | 907K | 3K | – |
COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
ISHARES TR | MSCI EMG MKT ETF | 2M | 36K | – |
ISHARES TR | MSCI KLD400 SOC | 214K | 2K | – |
VANGUARD INDEX FDS | REAL ESTATE ETF | 332K | 4K | – |
ISHARES TR | MSCI USA ESG SLC | 785K | 7K | – |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 364K | 930 | – |
ISHARES TR | ESG AW MSCI EAFE | 333K | 4K | – |
SPDR S&P 500 ETF TR | TR UNIT | 5M | 10K | – |
WISDOMTREE TR | US MIDCAP FUND | 361K | 6K | – |
ISHARES TR | MSCI AC ASIA ETF | 262K | 4K | – |
ISHARES TR | RUS 1000 GRW ETF | 8M | 23K | – |
ISHARES TR | U.S. REAL ES ETF | 1M | 12K | – |
ISHARES TR | CORE S&P SCP ETF | 4M | 40K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 710K | 2K | – |
ISHARES TR | EUROPE ETF | 203K | 4K | – |
VANGUARD INDEX FDS | SMALL CP ETF | 409K | 2K | – |
VANGUARD INDEX FDS | MID CAP ETF | 468K | 2K | – |
VANGUARD INDEX FDS | LARGE CAP ETF | 519K | 2K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 399K | 6K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 260K | 519 | – |
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 7M | 14K | – |
ISHARES TR | RUSSELL 2000 ETF | 5M | 22K | – |
ISHARES TR | SELECT DIVID ETF | 1M | 11K | – |
ISHARES TR | RUS MD CP GR ETF | 325K | 3K | – |
VANGUARD INDEX FDS | SM CP VAL ETF | 296K | 2K | – |
ISHARES TR | EAFE VALUE ETF | 227K | 4K | – |
FORTUNE BRANDS INNOVATIONS I | COM | 208K | 3K | – |
VANGUARD INDEX FDS | VALUE ETF | 260K | 2K | – |
VANGUARD INDEX FDS | GROWTH ETF | 262K | 699 | – |
J P MORGAN EXCHANGE TRADED F | ACTIVE VALUE ETF | 8M | 127K | – |
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 216K | 7K | – |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 374K | 6K | – |
ISHARES INC | ESG AWR MSCI EM | 386K | 11K | – |
ISHARES TR | RUS MID CAP ETF | 312K | 4K | – |
ISHARES TR | S&P SML 600 GWT | 202K | 2K | – |
ISHARES TR | U.S. TECH ETF | 275K | 2K | – |
ISHARES TR | U.S. BAS MTL ETF | 586K | 4K | – |
FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 260K | 2K | – |
ISHARES TR | S&P 500 VAL ETF | 286K | 2K | – |
ISHARES TR | S&P 500 GRWT ETF | 248K | 3K | – |
ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 432K | 9K | – |
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 147K | 14K | – |
SPDR SER TR | S&P DIVID ETF | 451K | 4K | – |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 936K | 21K | – |
FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 5M | 89K | – |
ISHARES TR | EAFE SML CP ETF | 832K | 13K | – |
ISHARES TR | SP SMCP600VL ETF | 1M | 14K | – |
INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 265K | 7K | – |
FIRST TR VALUE LINE DIVID IN | SHS | 7M | 182K | – |
ISHARES TR | MSCI INTL QUALTY | 3M | 79K | – |
ISHARES TR | CORE S&P MCP ETF | 3M | 55K | – |
ISHARES TR | MSCI EAFE ETF | 2M | 32K | – |
ISHARES TR | RUS 1000 ETF | 212K | 712 | – |
ISHARES TR | RUS 1000 VAL ETF | 3M | 16K | – |
COCA COLA CO | COM | 310K | 5K | 1,2 |
AMAZON COM INC | COM | 3M | 13K | 2,3 |
STARBUCKS CORP | COM | 1M | 13K | 2,3 |
NETFLIX INC | COM | 269K | 398 | 2,3 |
HOME DEPOT INC | COM | 711K | 2K | 2,3 |
ALPHABET INC | CAP STK CL A | 983K | 5K | 2,3 |
COMCAST CORP NEW | CL A | 271K | 7K | 2,3 |
MICROSOFT CORP | COM | 13M | 29K | 2,3 |
VISA INC | COM CL A | 594K | 2K | 2,3 |
BROADCOM INC | COM | 279K | 174 | 2,3 |
NVIDIA CORPORATION | COM | 939K | 8K | 2,3 |
JPMORGAN CHASE & CO. | COM | 651K | 3K | 2,3 |
BANK AMERICA CORP | COM | 967K | 24K | 2,3 |
ORACLE CORP | COM | 439K | 3K | 2,3 |
TARGET CORP | COM | 201K | 1K | 2,3 |