QUANTUMROCK CAPITAL GMBH
Adviser information for QUANTUMROCK CAPITAL GMBH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Germany |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $16.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $16.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $16.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-116982 |
|---|---|
| SEC ERA File Number | 801-116982 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 300208 |
| Legal Entity Identifier | None |
Principal Office
FELDSTR. 118KIEL
Germany
Monday - Friday, 9:00AM TO 6:00PM
Tel: +49 431 800 15 300, Fax: None
Websites
Chief Compliance Officer
THOMAS LORENZEN
MANAGING DIRECTOR
FELDSTR. 118
KIEL
Germany
Tel:
+49 431 800 15 300
L*******@*************E
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TITTEL, STEFAN, NMN | Individual | – | OWNER | 11/2010 | 50-75% |
| LORENZEN, THOMAS, NMN | Individual | – | OWNER | 11/2010 | 10-25% |
| MORSCH, MICHAEL, NMN | Individual | – | OWNER | 11/2010 | 10-25% |
| LORENZEN, THOMAS, NMN | Individual | – | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | 11/2010 | < 5% |