EVERSPIRE
AEGIS WEALTH GROUP, LLC Legal Name
Adviser information for EVERSPIRE last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 15 |
| Licensed Agents of an Insurance Company | 11 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,736 | $156.2M |
| Non-Discretionary | 1 | $89,800 |
| Total | 1,737 | $156.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 746 | $85.9M |
| HNW Individuals | 59 | $68.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMWRAP FEE |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 155.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| EVERSPIRE WRAP FEE PROGRAM | EVERSPIRE |
Identifiers
| SEC RIA File Number | 801-116983 |
|---|---|
| SEC ERA File Number | 801-116983 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 222515 |
| Legal Entity Identifier | None |
Principal Office
6900 SOUTH 900 EASTSUITE 200
MIDVALE
UT
United States
Monday - Friday, 9AM-5PM
Tel: 801-545-8706, Fax: 801-545-8706
Chief Compliance Officer
MONICA AKBAR
6900 SOUTH 900 EAST
SUITE 200
MIDVALE
UT
United States
Tel:
801-545-8706
Fax:
801-545-8706
M*****@************M
(Full email address available in API data)
Regulatory Contact
ROY JONES
CO-OWNER
6690 SOUTH 900 EAST
MIDVALE
UT
United States
Tel:
801-545-8706
Fax:
801-545-8706
R**@************M
(Full email address available in API data)
Industry Affiliates
| CAREFREE PROFESSIONAL PRACTICE RESOURCES, LLC | Accountant or accounting firm |
| E6 PORTFOLIOS | Other investment adviser, including financial planners |
| MHL INVESTMENTS | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| TOMIPLAN | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JONES, ROY, RUSSELL | Individual | – | PRESIDENT | 05/2015 | < 5% |
| JONES, JOSHUA, PAUL EDWARD DALE RAY | Individual | – | CEO | 05/2015 | < 5% |
| Akbar, Monica, Rosalind | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| Lindquist, Jason, Howard | Individual | – | DIRECTOR OF INVESTMENTS | 01/2018 | < 5% |
| E6 HOLDINGS, LLC | Domestic Entity | – | OWNER | 09/2023 | > 75% |
| JONES, ROY, RUSSELL | Individual | MELVIN CO | OWNER, MANAGING MEMBER | 09/2023 | 50-75% |
| JONES, JOSHUA, PAUL EDWARD DALE RAY | Individual | MELVIN CO | OWNER, MANAGING MEMBER | 09/2023 | 25-50% |
| MELVIN CO | Domestic Entity | E6 HOLDINGS, LLC | OWNER | 09/2023 | > 75% |