RICHARD W. PAUL & ASSOCIATES, LLC
Adviser information for RICHARD W. PAUL & ASSOCIATES, LLC last updated from Form ADV on February 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 7 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,765 | $292.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,765 | $292.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 397 | $86.5M |
| HNW Individuals | 248 | $205.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $241,124 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesREFERRAL FEES |
Principal Office
39555 ORCHARD HILL PLACESUITE 100
NOVI
MI
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 248-305-9911, Fax: 248-305-9966
Chief Compliance Officer
MATTHEW M. PAUL
INVESTMENT ADVISOR REPRESENTATIVE
39555 ORCHARD HILL PLACE
SUITE100
NOVI
MI
United States
Tel:
248-305-9911
Fax:
248-305-9966
M***@*********M
(Full email address available in API data)
Regulatory Contact
RICHARD PAUL
MANAGING MEMBER
39555 ORCHARD HILL PLACE
SUITE 100
NOVI
MI
United States
Tel:
248-305-9911
Fax:
248-305-9966
R***@*********M
(Full email address available in API data)
Industry Affiliates
| G.F. INVESTMENT SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MIDWEST FINANCIAL CONSULTANTS | Insurance company or agency |
| MIDWEST FINANCIAL CONSULTANTS | Insurance company or agency |
| MIDWEST FINANCIAL CONSULTANTS | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAUL, RICHARD, WILLIAM | Individual | – | MANAGING MEMBER | 04/2011 | > 75% |
| PAUL, MATTHEW, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 712K | 7K | – |
| ABACUS LIFE INC | CL A | 263K | 30K | – |
| ABBVIE INC | COM | 1M | 8K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 243K | 800 | – |
| ADOBE INC | COM | 2M | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 1M | 7K | – |
| AGNC INVT CORP | COM | 2K | 200 | – |
| AIM ETF PRODUCTS TRUST | ALLIANZIM U S LA | 7K | 282 | – |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 2K | 70 | – |
| AIM ETF PRODUCTS TRUST | U S LRGCP 6M APR | 762 | 25 | – |
| AIM ETF PRODUCTS TRUST | U S LRGCP 6M JAN | 2K | 53 | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B20 APR | 4K | 140 | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B20 JUL | 3K | 103 | – |
| AIM ETF PRODUCTS TRUST | US LRGCP B20 JUN | 6K | 199 | – |
| ALBEMARLE CORP | COM | 810K | 8K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 1M | 15K | – |
| ALIGN TECHNOLOGY INC | COM | 529K | 2K | – |
| ALPHABET INC | CAP STK CL A | 1M | 8K | – |
| ALPHABET INC | CAP STK CL C | 2M | 11K | – |
| ALPS ETF TR | BARRONS 400 ETF | 3K | 49 | – |
| ALTRIA GROUP INC | COM | 826K | 18K | – |
| AMAZON COM INC | COM | 2M | 11K | – |
| AMC ENTMT HLDGS INC | CL A NEW | 170 | 34 | – |
| AMCOR PLC | ORD | 10K | 993 | – |
| AMERICAN AIRLS GROUP INC | COM | 1K | 100 | – |
| AMERICAN ELEC PWR CO INC | COM | 16K | 182 | – |
| AMERICAN EXPRESS CO | COM | 411K | 2K | – |
| AMERICAN TOWER CORP NEW | COM | 463K | 2K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 26K | 205 | – |
| AMGEN INC | COM | 21K | 66 | – |
| AMPLIFY ETF TR | AMPLIFY MOBILE P | 2K | 44 | – |
| AMPLIFY ETF TR | AMPLIFY VIDEO GA | 2K | 30 | – |
| AMPLIFY ETF TR | BLOCKCHAIN LDR | 3K | 88 | – |
| AMPLIFY ETF TR | ONLIN RETL ETF | 5K | 99 | – |
| ANAVEX LIFE SCIENCES CORP | COM NEW | 557 | 132 | – |
| APPLE INC | COM | 5M | 23K | – |
| APPLIED MATLS INC | COM | 18K | 76 | – |
| AQUESTIVE THERAPEUTICS INC | COM | 4K | 1K | – |
| ARK ETF TR | FINTECH INNOVA | 33K | 1K | – |
| ARK ETF TR | GENOMIC REV ETF | 18K | 755 | – |
| ARK ETF TR | INNOVATION ETF | 70K | 2K | – |
| AT&T INC | COM | 956K | 50K | – |
| AUTOLIV INC | COM | 2K | 23 | – |
| AVALONBAY CMNTYS INC | COM | 19K | 92 | – |
| AXON ENTERPRISE INC | COM | 1K | 5 | – |
| BABCOCK & WILCOX ENTERPRISES | COM | 5K | 3K | – |
| BAKER HUGHES COMPANY | CL A | 1K | 34 | – |
| BAKKT HOLDINGS INC | *W EXP 10/25/202 | 4 | 20 | – |
| BANK AMERICA CORP | COM | 594K | 15K | – |
| BANK NEW YORK MELLON CORP | COM | 400K | 7K | – |
| BARRICK GOLD CORP | COM | 17K | 1K | – |
| BAYTEX ENERGY CORP | COM | 24 | 7 | – |
| BCE INC | COM NEW | 16K | 480 | – |
| BECTON DICKINSON & CO | COM | 11K | 48 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 97K | 239 | – |
| BEST BUY INC | COM | 2K | 21 | – |
| BITWISE BITCOIN ETF TR | SHS BEN INT | 63K | 2K | – |
| BLACKROCK CORPOR HI YLD FD I | COM | 19 | 2 | – |
| BLACKROCK INC | COM | 4K | 5 | – |
| BLACKROCK MUNICIPAL INCOME | COM | 25 | 2 | – |
| BOEING CO | COM | 27K | 148 | – |
| BOSTON SCIENTIFIC CORP | COM | 281K | 4K | – |
| BRIGHTHOUSE FINL INC | COM | 607 | 14 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 634K | 15K | – |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 10K | 311 | – |
| BROADCOM INC | COM | 2M | 1K | – |
| BUNGE GLOBAL SA | COM SHS | 13K | 120 | – |
| CACI INTL INC | CL A | 2K | 4 | – |
| CADENCE DESIGN SYSTEM INC | COM | 3K | 10 | – |
| CAMPBELL SOUP CO | COM | 3K | 65 | – |
| CANADIAN IMPERIAL BK COMM TO | COM | 11K | 239 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 2K | 109 | – |
| CARRIER GLOBAL CORPORATION | COM | 10K | 159 | – |
| CARVANA CO | CL A | 1K | 10 | – |
| CATERPILLAR INC | COM | 366K | 1K | – |
| CDW CORP | COM | 4K | 19 | – |
| CENOVUS ENERGY INC | COM | 13K | 674 | – |
| CENTERPOINT ENERGY INC | COM | 224K | 7K | – |
| CENTERRA GOLD INC | COM | 1K | 197 | – |
| CHEVRON CORP NEW | COM | 20K | 126 | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 1M | 18K | – |
| CHURCH & DWIGHT CO INC | COM | 1K | 12 | – |
| CIENA CORP | COM NEW | 3K | 60 | – |
| CINEMARK HLDGS INC | COM | 86 | 4 | – |
| CION INVT CORP | COM | 3K | 285 | – |
| CISCO SYS INC | COM | 754K | 16K | – |
| CITIGROUP INC | COM NEW | 16K | 251 | – |
| CLEAN HARBORS INC | COM | 3K | 13 | – |
| CLEVELAND-CLIFFS INC NEW | COM | 2K | 109 | – |
| CLOUDFLARE INC | CL A COM | 60K | 721 | – |
| COCA COLA CO | COM | 777K | 12K | – |
| COINBASE GLOBAL INC | COM CL A | 2M | 10K | – |
| COLGATE PALMOLIVE CO | COM | 3K | 26 | – |
| COMCAST CORP NEW | CL A | 248K | 6K | – |
| COMERICA INC | COM | 78K | 2K | – |
| CONAGRA BRANDS INC | COM | 10K | 364 | – |
| CONOCOPHILLIPS | COM | 2K | 17 | – |
| COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
| COTERRA ENERGY INC | COM | 9K | 350 | – |
| COTY INC | COM CL A | 10K | 1K | – |
| CRACKER BARREL OLD CTRY STOR | COM | 232 | 6 | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 2K | 42 | – |
| CROWDSTRIKE HLDGS INC | CL A | 502K | 1K | – |
| CSX CORP | COM | 4K | 128 | – |
| CVS HEALTH CORP | COM | 856K | 14K | – |
| DANAHER CORPORATION | COM | 938K | 4K | – |
| DBX ETF TR | XTRACK USD HIGH | 1K | 31 | – |
| DELL TECHNOLOGIES INC | CL C | 906K | 7K | – |
| DELTA AIR LINES INC DEL | COM NEW | 42K | 877 | – |
| DIAMONDBACK ENERGY INC | COM | 223K | 1K | – |
| DICKS SPORTING GOODS INC | COM | 4K | 20 | – |
| DIGITAL RLTY TR INC | COM | 621K | 4K | – |
| DISNEY WALT CO | COM | 2K | 25 | – |
| DOMINION ENERGY INC | COM | 17K | 344 | – |
| DOMINOS PIZZA INC | COM | 416K | 806 | – |
| DOW INC | COM | 2K | 32 | – |
| DRAFTKINGS INC NEW | COM CL A | 6K | 163 | – |
| DT MIDSTREAM INC | COMMON STOCK | 119K | 2K | – |
| DTE ENERGY CO | COM | 373K | 3K | – |
| DUKE ENERGY CORP NEW | COM NEW | 24K | 243 | – |
| DUPONT DE NEMOURS INC | COM | 24K | 300 | – |
| EA SERIES TRUST | ALPHA ARCH 1-3 | 128K | 1K | – |
| EA SERIES TRUST | STRIVE US ENERGY | 11K | 378 | – |
| EATON CORP PLC | SHS | 36K | 116 | – |
| EBAY INC. | COM | 8K | 150 | – |
| ELECTRONIC ARTS INC | COM | 2K | 12 | – |
| ELI LILLY & CO | COM | 956K | 1K | – |
| EMBECTA CORP | COMMON STOCK | 120 | 10 | – |
| EMCOR GROUP INC | COM | 16K | 43 | – |
| ENBRIDGE INC | COM | 21K | 590 | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 5K | 300 | – |
| ENTERGY CORP NEW | COM | 13K | 123 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 58K | 2K | – |
| EQUITY COMWLTH | COM SH BEN INT | 1K | 75 | – |
| ETF SER SOLUTIONS | APTUS DEFINED | 9K | 328 | – |
| ETF SER SOLUTIONS | DISTILLATE US | 2M | 34K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 21K | 966 | – |
| ETSY INC | COM | 4K | 61 | – |
| EXXON MOBIL CORP | COM | 264K | 2K | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 4K | 75 | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 21K | 125 | – |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 40K | 765 | – |
| FIRST SOLAR INC | COM | 1K | 6 | – |
| FIRST TR EXCHANGE TRADED FD | INDXX NEXTG ETF | 10K | 120 | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 95K | 2K | – |
| FIRST TR EXCHANGE TRADED FD | NASDQ CLN EDGE | 4K | 35 | – |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 190K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 1M | 26K | – |
| FIRST TR EXCHANGE-TRADED FD | GBL WND ENRG ETF | 3K | 215 | – |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 8K | 243 | – |
| FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 165K | 2K | – |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 9K | 91 | – |
| FIRST TR EXCHNG TRADED FD VI | FT ENERGY INCOME | 19 | 1 | – |
| FIRST TR EXCHNG TRADED FD VI | FT VEST U.S EQT | 3K | 89 | – |
| FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 74K | 2K | – |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 2M | 14K | – |
| FISERV INC | COM | 256K | 2K | – |
| FLEX LTD | ORD | 17K | 560 | – |
| FORD MTR CO DEL | COM | 157K | 13K | – |
| FORTIS INC | COM | 30K | 769 | – |
| FORTIVE CORP | COM | 7K | 100 | – |
| FREEPORT-MCMORAN INC | CL B | 97 | 2 | – |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 7K | 1K | – |
| GAMING & LEISURE PPTYS INC | COM | 161K | 4K | – |
| GARRETT MOTION INC | COM | 69 | 8 | – |
| GENERAL MLS INC | COM | 3K | 47 | – |
| GENERAL MTRS CO | COM | 9K | 200 | – |
| GILEAD SCIENCES INC | COM | 19K | 281 | – |
| GLOBAL X FDS | AGING POPULATION | 4K | 126 | – |
| GLOBAL X FDS | DATA CTR & DIGIT | 9K | 589 | – |
| GLOBAL X FDS | LITHIUM BTRY ETF | 8K | 208 | – |
| GLOBAL X FDS | TELMDC&DIG ETF | 3K | 353 | – |
| GLOBAL X FDS | US INFR DEV ETF | 28K | 749 | – |
| GOODYEAR TIRE & RUBR CO | COM | 13K | 1K | – |
| GOOSEHEAD INS INC | COM CL A | 2K | 33 | – |
| GRAPHIC PACKAGING HLDG CO | COM | 253K | 10K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 87K | 2K | – |
| HANESBRANDS INC | COM | 10K | 2K | – |
| HANNON ARMSTRONG SUST INFR C | COM | 3K | 94 | – |
| HECLA MNG CO | COM | 58K | 12K | – |
| HOME DEPOT INC | COM | 1M | 3K | – |
| HONEYWELL INTL INC | COM | 18K | 86 | – |
| HOWMET AEROSPACE INC | COM | 3K | 42 | – |
| HUNTINGTON BANCSHARES INC | COM | 15K | 1K | – |
| HUNTINGTON INGALLS INDS INC | COM | 208K | 845 | – |
| INNOVATIVE INDL PPTYS INC | COM | 2K | 20 | – |
| INTEL CORP | COM | 553K | 18K | – |
| INTELLIA THERAPEUTICS INC | COM | 45 | 2 | – |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 470K | 4K | – |
| INTUIT | COM | 877K | 1K | – |
| INTUITIVE SURGICAL INC | COM NEW | 749K | 2K | – |
| INVENTRUST PPTYS CORP | COM NEW | 3K | 134 | – |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 2K | 143 | – |
| INVESCO DB COMMDY INDX TRCK | UNIT | 17K | 736 | – |
| INVESCO EXCH TRADED FD TR II | FNDMNTL HY CRP | 13K | 712 | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 1M | 5K | – |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 17K | 168 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 2M | 11K | – |
| INVESCO QQQ TR | UNIT SER 1 | 8M | 18K | – |
| IQVIA HLDGS INC | COM | 284K | 1K | – |
| IRON MTN INC DEL | COM | 388K | 4K | – |
| ISHARES GOLD TR | SHARES REPRESENT | 2K | 104 | – |
| ISHARES INC | CORE MSCI EMKT | 4M | 83K | – |
| ISHARES INC | MSCI AGRICULTURE | 791K | 22K | – |
| ISHARES INC | MSCI EMRG CHN | 996K | 17K | – |
| ISHARES TR | 0-3 MNTH TREASRY | 100K | 996 | – |
| ISHARES TR | 20 YR TR BD ETF | 10M | 108K | – |
| ISHARES TR | BROAD USD HIGH | 1K | 31 | – |
| ISHARES TR | CONV BD ETF | 813K | 10K | – |
| ISHARES TR | CORE 1 5 YR USD | 2M | 37K | – |
| ISHARES TR | CORE INTL AGGR | 2M | 39K | – |
| ISHARES TR | CORE MSCI EAFE | 8M | 106K | – |
| ISHARES TR | CORE MSCI TOTAL | 4K | 63 | – |
| ISHARES TR | CORE S&P MCP ETF | 54K | 930 | – |
| ISHARES TR | CORE S&P SCP ETF | 12M | 109K | – |
| ISHARES TR | CORE S&P TTL STK | 19K | 160 | – |
| ISHARES TR | CORE S&P US GWT | 14M | 108K | – |
| ISHARES TR | CORE S&P US VLU | 13M | 143K | – |
| ISHARES TR | CORE S&P500 ETF | 4M | 7K | – |
| ISHARES TR | CORE TOTAL USD | 3M | 66K | – |
| ISHARES TR | CORE US AGGBD ET | 10M | 107K | – |
| ISHARES TR | CYBERSECURITY | 13K | 283 | – |
| ISHARES TR | EAFE SML CP ETF | 3M | 42K | – |
| ISHARES TR | EXPND TEC SC ETF | 30K | 318 | – |
| ISHARES TR | EXPONENTIAL TECH | 56K | 953 | – |
| ISHARES TR | IBOXX HI YD ETF | 652K | 8K | – |
| ISHARES TR | IBOXX INV CP ETF | 4K | 39 | – |
| ISHARES TR | ISHARES BIOTECH | 916K | 7K | – |
| ISHARES TR | JPX NIKKEI 400 | 434 | 6 | – |
| ISHARES TR | MBS ETF | 11K | 116 | – |
| ISHARES TR | MICRO-CAP ETF | 8K | 70 | – |
| ISHARES TR | MSCI CHINA ETF | 3M | 71K | – |
| ISHARES TR | MSCI EAFE ETF | 5M | 60K | – |
| ISHARES TR | MSCI EMG MKT ETF | 3M | 59K | – |
| ISHARES TR | RUS 1000 VAL ETF | 50K | 288 | – |
| ISHARES TR | RUS MD CP GR ETF | 39K | 355 | – |
| ISHARES TR | RUS TP200 GR ETF | 49K | 228 | – |
| ISHARES TR | RUSSELL 2000 ETF | 1M | 7K | – |
| ISHARES TR | S&P 500 GRWT ETF | 7K | 76 | – |
| ISHARES TR | S&P 500 VAL ETF | 3K | 17 | – |
| ISHARES TR | SHORT TREAS BD | 753K | 7K | – |
| ISHARES TR | TIPS BD ETF | 66K | 615 | – |
| ISHARES TR | US AER DEF ETF | 264 | 2 | – |
| ISHARES TR | YLD OPTIM BD | 1M | 47K | – |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS US | 2K | 40 | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 2M | 44K | – |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 1M | 25K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 2M | 35K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 858K | 17K | – |
| JOBY AVIATION INC | COMMON STOCK | 704 | 138 | – |
| JOHNSON & JOHNSON | COM | 926K | 6K | – |
| JOHNSON CTLS INTL PLC | SHS | 3K | 50 | – |
| JPMORGAN CHASE & CO. | COM | 1M | 7K | – |
| KENVUE INC | COM | 10K | 534 | – |
| KIMBERLY-CLARK CORP | COM | 362K | 3K | – |
| KINDER MORGAN INC DEL | COM | 2K | 107 | – |
| KNIFE RIVER CORP | COMMON STOCK | 1K | 17 | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 2K | 110 | – |
| KROGER CO | COM | 289K | 6K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 1K | 5 | – |
| LINCOLN ELEC HLDGS INC | COM | 302K | 2K | – |
| LINDE PLC | SHS | 233K | 530 | – |
| LIONS GATE ENTMNT CORP | CL A VTG | 404 | 43 | – |
| LISTED FD TR | TRUESHARES DEC | 2K | 44 | – |
| LISTED FD TR | TRUESHARES NOV | 797 | 20 | – |
| LISTED FD TR | TRUESHARES STRCT | 728 | 18 | – |
| LISTED FD TR | TRUESHARES STRUC | 774 | 25 | – |
| LOCKHEED MARTIN CORP | COM | 551K | 1K | – |
| LULULEMON ATHLETICA INC | COM | 198K | 663 | – |
| LYFT INC | CL A COM | 959 | 68 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 20K | 211 | – |
| MAGNITE INC | COM | 1K | 107 | – |
| MANULIFE FINL CORP | COM | 3K | 101 | – |
| MARATHON OIL CORP | COM | 20K | 707 | – |
| MARATHON PETE CORP | COM | 387K | 2K | – |
| MARRIOTT INTL INC NEW | CL A | 366K | 2K | – |
| MARSH & MCLENNAN COS INC | COM | 5K | 24 | – |
| MARVELL TECHNOLOGY INC | COM | 15K | 216 | – |
| MASTERCARD INCORPORATED | CL A | 997K | 2K | – |
| MCDONALDS CORP | COM | 30K | 119 | – |
| MCKESSON CORP | COM | 519K | 889 | – |
| MDU RES GROUP INC | COM | 2K | 70 | – |
| MERCK & CO INC | COM | 1M | 10K | – |
| META PLATFORMS INC | CL A | 2M | 4K | – |
| METLIFE INC | COM | 30K | 428 | – |
| METTLER TOLEDO INTERNATIONAL | COM | 193K | 138 | – |
| MICRON TECHNOLOGY INC | COM | 34K | 256 | – |
| MICROSOFT CORP | COM | 4M | 10K | – |
| MONDELEZ INTL INC | CL A | 278K | 4K | – |
| MOSAIC CO NEW | COM | 7K | 230 | – |
| MSCI INC | COM | 4K | 9 | – |
| NATIONAL FUEL GAS CO | COM | 6K | 105 | – |
| NATIONAL GRID PLC | SPONSORED ADR NE | 20K | 345 | – |
| NEOGEN CORP | COM | 782 | 50 | – |
| NET LEASE OFFICE PROPERTIES | COM | 591 | 24 | – |
| NETFLIX INC | COM | 2M | 2K | – |
| NEXTERA ENERGY INC | COM | 802K | 11K | – |
| NIKE INC | CL B | 1K | 19 | – |
| NOKIA CORP | SPONSORED ADR | 3K | 872 | – |
| NORFOLK SOUTHN CORP | COM | 240K | 1K | – |
| NORWEGIAN CRUISE LINE HLDG L | SHS | 2K | 100 | – |
| NOVARTIS AG | SPONSORED ADR | 7K | 65 | – |
| NOVO-NORDISK A S | ADR | 17K | 120 | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 5K | 433 | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 3K | 238 | – |
| NVENT ELECTRIC PLC | SHS | 3K | 43 | – |
| NVIDIA CORPORATION | COM | 3M | 21K | – |
| ONTRAK INC | COM NEW | 7 | 34 | – |
| ORACLE CORP | COM | 1M | 7K | – |
| ORANGE | SPONSORED ADR | 3K | 350 | – |
| OREILLY AUTOMOTIVE INC | COM | 12K | 11 | – |
| ORGANON & CO | COMMON STOCK | 166 | 8 | – |
| OTIS WORLDWIDE CORP | COM | 7K | 72 | – |
| OWENS CORNING NEW | COM | 17K | 100 | – |
| PACCAR INC | COM | 3K | 26 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 6K | 220 | – |
| PALO ALTO NETWORKS INC | COM | 37K | 110 | – |
| PAN AMERN SILVER CORP | COM | 192K | 10K | – |
| PARKER-HANNIFIN CORP | COM | 472K | 933 | – |
| PAYPAL HLDGS INC | COM | 1M | 22K | – |
| PEPSICO INC | COM | 676K | 4K | – |
| PFIZER INC | COM | 873K | 31K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 11K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 3K | 79 | – |
| PIMCO ETF TR | 0-5 HIGH YIELD | 1K | 14 | – |
| PIMCO ETF TR | 15+ YR US TIPS | 1K | 25 | – |
| PIMCO ETF TR | 25YR+ ZERO U S | 751 | 10 | – |
| PIMCO ETF TR | COMMODITY STRAT | 743 | 27 | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 359K | 4K | – |
| PIMCO ETF TR | ULTRA SHORT GOVT | 7K | 74 | – |
| PINTEREST INC | CL A | 4K | 80 | – |
| PNC FINL SVCS GROUP INC | COM | 17K | 111 | – |
| PORTLAND GEN ELEC CO | COM NEW | 2K | 41 | – |
| PPL CORP | COM | 9K | 319 | – |
| PRINCIPAL EXCHANGE TRADED FD | PRIN HLTHCRE INV | 38K | 1K | – |
| PROCTER AND GAMBLE CO | COM | 992K | 6K | – |
| PROLOGIS INC. | COM | 367K | 3K | – |
| PROSHARES TR | PET CARE ETF | 2K | 35 | – |
| PROSHARES TR | SHRT HGH YIELD | 728 | 43 | – |
| PRUDENTIAL FINL INC | COM | 571K | 5K | – |
| PULTE GROUP INC | COM | 416K | 4K | – |
| QUALCOMM INC | COM | 635K | 3K | – |
| QUANTA SVCS INC | COM | 508 | 2 | – |
| REALTY INCOME CORP | COM | 15K | 281 | – |
| RECURSION PHARMACEUTICALS IN | CL A | 3K | 424 | – |
| REGENERON PHARMACEUTICALS | COM | 4K | 4 | – |
| REINSURANCE GRP OF AMERICA I | COM NEW | 224K | 1K | – |
| RESIDEO TECHNOLOGIES INC | COM | 254 | 13 | – |
| RESTAURANT BRANDS INTL INC | COM | 299K | 4K | – |
| RINGCENTRAL INC | CL A | 11K | 393 | – |
| ROCKET COS INC | COM CL A | 274 | 20 | – |
| ROKU INC | COM CL A | 745K | 12K | – |
| RTX CORPORATION | COM | 16K | 159 | – |
| S&P GLOBAL INC | COM | 619K | 1K | – |
| SALESFORCE INC | COM | 343K | 1K | – |
| SANOFI | SPONSORED ADR | 26K | 539 | – |
| SCHNEIDER NATIONAL INC | CL B | 1K | 57 | – |
| SCHWAB CHARLES CORP | COM | 32K | 435 | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 3K | 36 | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 13K | 257 | – |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 944K | 9K | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 1M | 12K | – |
| SELECT SECTOR SPDR TR | ENERGY | 16K | 180 | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 971K | 24K | – |
| SELECT SECTOR SPDR TR | INDL | 2M | 14K | – |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 1M | 35K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 2M | 12K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 3M | 37K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 3M | 21K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 3M | 11K | – |
| SERVICENOW INC | COM | 282K | 358 | – |
| SHERWIN WILLIAMS CO | COM | 686K | 2K | – |
| SHYFT GROUP INC | COM | 2K | 200 | – |
| SILA REALTY TRUST INC | COMMON STOCK | 13K | 599 | – |
| SIMPLIFY EXCHANGE TRADED FUN | INTMD TERM TRSRY | 711 | 55 | – |
| SIMPLIFY EXCHANGE TRADED FUN | SHORT TERM TREA | 3K | 157 | – |
| SIMPLIFY EXCHANGE TRADED FUN | STABLE INCM ETF | 743 | 30 | – |
| SIMPLIFY EXCHANGE TRADED FUN | US EQT PLS DWNSD | 785 | 24 | – |
| SMUCKER J M CO | COM NEW | 14K | 125 | – |
| SOLVENTUM CORP | COM SHS | 26K | 486 | – |
| SONY GROUP CORP | SPONSORED ADR | 2K | 20 | – |
| SOUTHERN CO | COM | 68K | 882 | – |
| SOUTHWEST AIRLS CO | COM | 2K | 59 | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 29K | 74 | – |
| SPDR GOLD TR | GOLD SHS | 89K | 413 | – |
| SPDR INDEX SHS FDS | PORTFLO EURP ETF | 2K | 41 | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 865K | 25K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 670K | 18K | – |
| SPDR INDEX SHS FDS | S&P INTL SMLCP | 149K | 5K | – |
| SPDR INDEX SHS FDS | S&P NORTH AMER | 4K | 67 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR SER TR | AEROSPACE DEF | 23K | 166 | – |
| SPDR SER TR | BLOOMBERG 1 10 Y | 8K | 420 | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 8M | 88K | – |
| SPDR SER TR | BLOOMBERG EMERGI | 72K | 4K | – |
| SPDR SER TR | BLOOMBERG EMG MK | 67K | 3K | – |
| SPDR SER TR | BLOOMBERG HIGH Y | 497K | 5K | – |
| SPDR SER TR | BLOOMBERG INVT | 1K | 44 | – |
| SPDR SER TR | BLOOMBERG SHT TE | 64K | 3K | – |
| SPDR SER TR | NYSE TECH ETF | 165K | 843 | – |
| SPDR SER TR | PORTFLI INTRMDIT | 4K | 129 | – |
| SPDR SER TR | PORTFOLI S&P1500 | 168K | 3K | – |
| SPDR SER TR | PORTFOLIO AGRGTE | 48K | 2K | – |
| SPDR SER TR | PORTFOLIO LN COR | 3K | 154 | – |
| SPDR SER TR | PORTFOLIO LN TSR | 126K | 5K | – |
| SPDR SER TR | PORTFOLIO S&P400 | 171K | 3K | – |
| SPDR SER TR | PORTFOLIO S&P500 | 2M | 24K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 387K | 9K | – |
| SPDR SER TR | PORTFOLIO SHORT | 11K | 372 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 4M | 48K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 321K | 7K | – |
| SPDR SER TR | S&P BIOTECH | 23K | 250 | – |
| SPDR SER TR | S&P KENSHO NEW | 2K | 37 | – |
| SPDR SER TR | S&P SEMICNDCTR | 23K | 92 | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 7K | 297 | – |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 70K | 2K | – |
| SSGA ACTIVE TR | SPDR SSGA FXD | 146K | 6K | – |
| SSGA ACTIVE TR | SPDR SSGA US SCT | 740K | 15K | – |
| STAG INDL INC | COM | 2K | 44 | – |
| STARBUCKS CORP | COM | 787K | 10K | – |
| SYNOPSYS INC | COM | 83K | 140 | – |
| SYSCO CORP | COM | 288K | 4K | – |
| T-MOBILE US INC | COM | 296K | 2K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 5K | 30 | – |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 3K | 260 | – |
| TAPESTRY INC | COM | 4K | 83 | – |
| TC ENERGY CORP | COM | 15K | 400 | – |
| TE CONNECTIVITY LTD | SHS | 3K | 18 | – |
| TEREX CORP NEW | COM | 2K | 33 | – |
| TESLA INC | COM | 685K | 3K | – |
| TETRA TECH INC NEW | COM | 10K | 49 | – |
| TEXAS INSTRS INC | COM | 565K | 3K | – |
| THE CIGNA GROUP | COM | 14K | 43 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 8K | 15 | – |
| TJX COS INC NEW | COM | 25K | 227 | – |
| TOTALENERGIES SE | SPONSORED ADS | 19K | 290 | – |
| TRAVELERS COMPANIES INC | COM | 6K | 31 | – |
| TRUIST FINL CORP | COM | 15K | 374 | – |
| TWILIO INC | CL A | 924K | 16K | – |
| UBER TECHNOLOGIES INC | COM | 20K | 273 | – |
| UGI CORP NEW | COM | 2K | 100 | – |
| ULTA BEAUTY INC | COM | 809K | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 524K | 4K | – |
| UNITEDHEALTH GROUP INC | COM | 1M | 2K | – |
| US BANCORP DEL | COM NEW | 16K | 408 | – |
| VALERO ENERGY CORP | COM | 314 | 2 | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 3M | 105K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 4K | 50 | – |
| VANECK ETF TRUST | SOCIAL SENTIMENT | 1 | 0 | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 93K | 1K | – |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 85K | 1K | – |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 185K | 2K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 47K | 655 | – |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 208K | 4K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 888K | 2K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 274K | 1K | – |
| VANGUARD INDEX FDS | MCAP GR IDXVIP | 38K | 165 | – |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 43K | 283 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 46K | 554 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 3K | 6 | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 15K | 83 | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 199K | 913 | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 20K | 80 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 557K | 2K | – |
| VANGUARD INDEX FDS | VALUE ETF | 723K | 5K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 255K | 6K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 4K | 59 | – |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 4K | 50 | – |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 101K | 2K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 3K | 37 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 935K | 5K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 835K | 17K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 29K | 244 | – |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 541K | 8K | – |
| VANGUARD WORLD FD | FINANCIALS ETF | 10K | 99 | – |
| VERALTO CORP | COM SHS | 668 | 7 | – |
| VERIZON COMMUNICATIONS INC | COM | 1M | 30K | – |
| VERTIV HOLDINGS CO | COM CL A | 582K | 7K | – |
| VIATRIS INC | COM | 244 | 23 | – |
| VISA INC | COM CL A | 462K | 2K | – |
| VISTEON CORP | COM NEW | 107 | 1 | – |
| VODAFONE GROUP PLC NEW | SPONSORED ADR | 2K | 200 | – |
| VOLATILITY SHS TR | 2X ETHER ETF | 69K | 6K | – |
| VONTIER CORPORATION | COM | 2K | 40 | – |
| VULCAN MATLS CO | COM | 1K | 5 | – |
| WALMART INC | COM | 966K | 14K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 826 | 111 | – |
| WASTE MGMT INC DEL | COM | 8K | 36 | – |
| WEATHERFORD INTL PLC | ORD SHS | 3K | 24 | – |
| WELLS FARGO CO NEW | COM | 406K | 7K | – |
| WILLIAMS COS INC | COM | 21K | 495 | – |
| WORKDAY INC | CL A | 260K | 1K | – |
| WP CAREY INC | COM | 20K | 370 | – |
| WYNN RESORTS LTD | COM | 18K | 200 | – |
| XCEL ENERGY INC | COM | 13K | 247 | – |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 2K | 8 | – |
| ZOETIS INC | CL A | 1M | 7K | – |