Hedge Fund Database

FISCHER INVESTMENT STRATEGIES, LLC

Adviser information for FISCHER INVESTMENT STRATEGIES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 5
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 794 $158.8M
Non-Discretionary 68 $12.0M
Total 862 $170.8M

Clients

Type Number RAUM
Individuals 222 $57.6M
HNW Individuals 78 $113.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $9,139
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-116986
SEC ERA File Number 801-116986
SEC CIK Numbers 1977444
SEC CRD Numbers 156883
Legal Entity Identifier None

Principal Office

920 HAMPSHIRE ROAD
SUITE A-2
WESTLAKE VILLAGE
CA
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 805-418-7686, Fax: 866-279-7711

Websites

fisfp.com/ www.fischerinvestmentstrategies.com fiswm.com/ www.facebook.com/fischerinvestmentstrategies www.linkedin.com/company/fischer-investment-strategies twitter.com/fischerinvest www.instagram.com/fischerinvestmentstrategies/ www.fisrs.com www.youtube.com/channel/uc5dkynul_bbtrmq3ovulkpg

Chief Compliance Officer

TED FISCHER
PRESIDENT
920 HAMPSHIRE ROAD
SUITE A-2
WESTLAKE VILLAGE
CA
United States
Tel: 805-418-7686
Fax: 866-279-7711
(Full email address available in API data)

Regulatory Contact

LISA SPRADLING
DIRECTOR OF OPERATIONS & TRADING
920 HAMPSHIRE RD.
STE A2
WESTLAKE VILLAGE
CA
United States
Tel: 805-418-7686
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FISCHER, THEODORE, JAMES Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 12/2011 > 75%

No. Employees, Historic

105020192020202120222023202420253 on 6/19/20193 on 3/24/20203 on 6/25/20203 on 7/1/20203 on 12/23/20203 on 1/13/20213 on 2/22/20213 on 4/19/20213 on 6/2/20213 on 7/30/20213 on 7/30/20215 on 3/29/20224 on 3/16/20235 on 3/29/2024

RAUM, Historic

200M100M02019202020212022202320242025109213476 on 6/19/2019123466166 on 3/24/2020123466166 on 6/25/2020123466166 on 7/1/2020123466166 on 12/23/2020142538703 on 1/13/2021142538703 on 2/22/2021142538703 on 4/19/2021142538703 on 6/2/2021142538703 on 7/30/2021142538703 on 7/30/2021179581475 on 3/29/2022154750441 on 3/16/2023170831948 on 3/29/2024

No. Clients, Historic

30015002019202020212022202320242025235 on 6/19/2019239 on 3/24/2020239 on 6/25/2020239 on 7/1/2020239 on 12/23/2020254 on 1/13/2021254 on 2/22/2021254 on 4/19/2021254 on 6/2/2021254 on 7/30/2021254 on 7/30/2021280 on 3/29/2022287 on 3/16/2023300 on 3/29/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
APPLE INC COM 781K 4K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 2M 64K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 2M 71K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 17M 523K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 8M 291K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 4M 115K –
FIDELITY COVINGTON TRUST VLU FACTOR ETF 6M 101K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 11M 371K –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 2M 33K –
INVESCO QQQ TR UNIT SER 1 13M 26K –
ISHARES BITCOIN TR SHS 531K 16K –
ISHARES INC EM MKT SM-CP ETF 3M 48K –
ISHARES TR GLOBAL 100 ETF 528K 5K –
MICROSOFT CORP COM 262K 586 –
NVIDIA CORPORATION COM 246K 2K –
SELECT SECTOR SPDR TR TECHNOLOGY 6M 29K –
SPDR SER TR S&P INS ETF 4M 71K –
VANGUARD BD INDEX FDS LONG TERM BOND 242K 3K –
VANGUARD BD INDEX FDS INTERMED TERM 233K 3K –
VANGUARD INDEX FDS MID CAP ETF 11M 47K –
VANGUARD WORLD FD MEGA GRWTH IND 5M 16K –
WISDOMTREE TR JAPN HEDGE EQT 4M 31K –
WISDOMTREE TR INDIA ERNGS FD 4M 83K –